Isambard Kingdom Brunel (1806–1859) is widely regarded as one of the greatest engineers in history. His pioneering work on bridges, railways, and tunnels, in addition to, ships dramatically shaped the industrial landscape of Victorian Britain and left a lasting legacy on modern engineering and transportation that eventually reshaped the world. Brunel's genius for problem-solving and his relentless pursuit of innovation made him a towering figure of the 19th century, whose contributions to society endure to this day.

Terry Bailey explains.

The ship the SS Great Eastern in 1858.

Early Life and Education

Brunel was born on the 9th of April, 1806, in Portsmouth, England, to a French father, Marc Isambard Brunel, and an English mother, Sophia Kingdom. Marc Brunel was an accomplished engineer in his own right, working on various mechanical and civil engineering projects in Britain. From an early age, Isambard was exposed to the world of engineering, with his father encouraging his intellectual curiosity and fostering his talents.

Brunel was educated at prestigious institutions in England and France, where he developed a strong foundation in mathematics, mechanics, and engineering principles. His formal education began at the Henri-Quatre School in Paris and continued at Lycée Saint-Louis before he returned to England. He then apprenticed under his father, gaining practical experience and learning firsthand from an expert engineer. This mentorship would lay the groundwork for his illustrious career, and the pair would collaborate on several major projects.

 

The Thames Tunnel: A Landmark Feat of Engineering

One of the earliest and most significant projects that shaped Brunel's career was the Thames Tunnel, which he worked on alongside his father. Started in 1825, this tunnel was the first to be successfully constructed under a navigable river, connecting Rotherhithe and Wapping in London. It was an ambitious project fraught with challenges, including financial troubles, technical difficulties, and hazardous working conditions.

Brunel took on a leadership role as the chief assistant engineer, displaying his characteristic resourcefulness. He helped develop innovative techniques, such as the use of a tunnelling shield—a safety structure that allowed workers to dig safely through the riverbed without the tunnel collapsing. The tunnel itself was considered a marvel of engineering at the time, overcoming immense pressures and the threat of constant flooding.

Though the Thames Tunnel was beset by numerous setbacks and took nearly two decades to complete, its successful opening in 1843 was used only for pedestrian traffic until the 1860s, when it was converted to railway use.

The Thames Tunnel solidified Brunel's reputation as a rising star in civil engineering. The tunnel remains in use today as part of the London rail network, a testament to its durability and Brunel's engineering vision.

 

The Great Western Railway: Revolutionizing Transportation

Brunel's most famous and far-reaching contributions came in the realm of railway engineering. In 1833, before the Thames tunnel was complete, at just 27 years old, he was appointed chief engineer of the Great Western Railway (GWR), a project that would cement his legacy. His vision was to create a seamless rail connection between London and Bristol, facilitating the movement of goods and passengers across the country with unprecedented speed and efficiency.

Brunel's design for the GWR was innovative in multiple ways, but one of his most notable decisions was to use a broad gauge of 7 feet, rather than the standard gauge of 4 feet 8½ inches. He believed the wider gauge would allow for greater stability, faster speeds, and a more comfortable ride for passengers. While the broad gauge did offer some advantages, it was ultimately phased out in favor of the standard gauge, due to the logistical complications of operating different rail systems across the country.

Nevertheless, Brunel's work on the GWR was groundbreaking.

His commitment to high-quality engineering was evident in the construction of viaducts, tunnels, and stations, all designed with precision and an eye for aesthetics. Two of the most famous structures built for the GWR are the Box Tunnel and Maidenhead Railway Bridge.

The Box Tunnel, completed in 1841, was the longest railway tunnel in the world at the time, stretching 1.83 miles, (approximately 2.95 kilometers), through the chalk hills of Wiltshire. It was an extraordinary feat of engineering, requiring meticulous planning and execution. Legend has it that Brunel aligned the tunnel's construction so that on his birthday, the 9th of April the sunlight would shine straight through from end to end.

Earlier the Maidenhead Railway Bridge, with its flat, wide arches, was another testament to Brunel's brilliance. Completed in 1838, it was revolutionary in its use of low-rise arches that allowed for a stable railway crossing without compromising the integrity of the structure. Today, the bridge remains in use, another symbol of Brunel's lasting contributions to British infrastructure.

 

The Clifton Suspension Bridge: A Masterpiece of Design

One of Brunel's most iconic works, the Clifton Suspension Bridge in Bristol, stands as a symbol of his bold engineering vision. While the bridge wasn't completed during his lifetime, Brunel began work on it in the early 1830s after winning a design competition. His daring design called for a suspension bridge spanning the Avon Gorge, with a total length of 234 yards, (214 meters).

The construction of the bridge faced numerous financial and technical difficulties, however, it was eventually completed in 1864, five years after Brunel's death. Needless to say, the Clifton Suspension Bridge has since become an enduring symbol of British engineering, celebrated for both its functional design and its graceful beauty. The bridge, still in use today, is often seen as a testament to Brunel's ingenuity and his ambition to create structures that were as visually stunning as they were practical.

 

Engineering the Seas: Brunel's Ships

Brunel's talents were not limited to land-based engineering. His foray into maritime engineering led to the construction of three revolutionary ships that would set new standards in shipbuilding and sea travel.

SS Great Western (completed 1838): This was Brunel's first foray into shipbuilding and the world's first steamship designed for transatlantic service. The Great Western was a wooden paddle steamer, which was considered the largest passenger ship of its time. It successfully made the journey from Bristol to New York in 15 days, marking the beginning of regular steam-powered transatlantic crossings. The ship's success proved that steam-powered vessels could dominate long-distance sea travel.

SS Great Britain (completed 1845): Brunel continued to push the boundaries of maritime engineering with the SS Great Britain, the first ocean-going ship to be built with an iron hull and driven by a screw propeller. At 322 feet long, (just over 98 meters), it was the largest ship afloat at the time. The SS Great Britain combined the best of both worlds, using both sails and steam power and set a new benchmark for ship design. It revolutionized shipbuilding, influencing the design of future iron and steel ships.

SS Great Eastern (completed 1859): Brunel's most ambitious and controversial ship was the SS Great Eastern, intended to be the largest ship in the world and capable of carrying 4,000 passengers. It was an extraordinary engineering feat—692 feet long, (almost 211 meters), and 18,915 tons, (over 19218 metric tons). Unfortunately, the Great Eastern was plagued by mismanagement, cost overruns, and technical difficulties, making it a commercial failure. However, its design innovations, particularly in terms of double hull construction, had a lasting impact on shipbuilding practices.

 

Lasting Contributions and Legacy

Isambard Kingdom Brunel's career was marked by audacity, innovation, and an insatiable desire to push the limits of what was possible in engineering. His work on railways, bridges, tunnels, and ships not only transformed Britain's infrastructure but also laid the foundation for modern engineering practices.

Brunel's achievements extended beyond the technical. His vision of an interconnected Britain, where goods and people could move quickly and efficiently across the country and beyond, helped drive the Industrial Revolution and fostered economic growth. His pioneering use of materials such as iron, his development of new construction techniques, and his application of steam power to transport set new standards for engineering that would influence future generations of engineers.

While not all of his projects were commercial successes, Brunel's contributions to society are undeniable. His work on the Great Western Railway alone reshaped the British economy and transformed cities such as Bristol, which became key industrial hubs. Brunel's bridges, tunnels, and ships remain iconic landmarks, serving as testaments to his genius and the transformative power of engineering, in addition, to interconnecting travel.

In recognition of his extraordinary contributions, Brunel was honored in his lifetime and continues to be celebrated posthumously. In 2002, he was named second in a BBC poll of the 100 Greatest Britons, a fitting tribute to the man whose work helped build the modern world.

In conclusion, Isambard Kingdom Brunel's life and career were defined by an unwavering commitment to innovation and a drive to overcome engineering challenges. From the Thames Tunnel to the Great Western Railway, the Clifton Suspension Bridge, and his revolutionary ships, Brunel's work touched nearly every aspect of transportation in the 19th century. His inventions and achievements not only reshaped the physical landscape of Britain but also left an indelible mark on the history of engineering, making him a true visionary whose legacy continues to inspire.

 

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The 1942 Cripps Mission took place during the middle of World War 2. It was an attempt in March of that year by Britian to secure greater Indian co-operation to World War 2. It involved Stafford Cripps, a member of the British cabinet, meeting various Indian political leaders.

Bilal Junejo explains.

A sketch of Stafford Cripps.

Whenever it is the purpose of a (political) mission which has to be ascertained, it behoves one to ask three questions without delay: why was the mission sent at all; why was it sent only when it was; and why did it comprise the individuals that it did. Unless such well-meaning cynicism is allowed to inform one’s analysis, it is not likely that one will be able to pierce the veil cast by official pronouncements for public consumption upon the true motives of those who were instrumental in bringing about the mission’s dispatch in the first place. There is, alas, no such thing as undue skepticism in the study of a political event.

So, to begin with, why was the mission in question — which brought with it an offer of an immediate share for Indians in the central government (Zachariah, 2004: 113) if they accepted “a promise of self-government for India via a postwar constituent assembly, subject only to the right of any province not to accede (Clarke and Toye, 2011)” — dispatched at all? A useful starting point would be Prime Minister Churchill’s declaration, when announcing in the House of Commons his administration’s decision to send a political mission to India, that:

“The crisis in the affairs of India arising out of the Japanese advance has made us wish to rally all the forces of Indian life to guard their land from the menace of the invader … We must remember also that India is one of the bases from which the strongest counter-blows must be struck at the advance of tyranny and aggression (The Times, 12 March 1942, page 4).”

 

Japan in the war

Since entering the war just three months earlier, Japan had already shown her might by achieving what Churchill would call “the worst disaster and largest capitulation in British history” — namely the surrender of over 70,000 British and Commonwealth troops in Singapore, a British possession, in February 1942 (Palmer, 1964: 299) — and occupying thereafter the British colony of Burma, on India’s eastern border, in March — a development which marked the first time since the outbreak of war in September 1939 that India, Great Britain’s most cherished imperial possession, was directly threatened by the enemy. No such threat (or a vociferous demand for independence) had arisen at the time of World War I, which was why no similar mission (with a concrete offer) had been dispatched then. For over two years after its outbreak, no mission was dispatched during World War II either, even though a clamor for independence, spearheaded by the Indian National Congress (India’s largest political party), was existent this time. It was only the Japanese advance westward that changed the picture. In Burma, the Japanese had been “welcomed as liberators, since they established an all-Burmese government (Palmer, 1964: 63).” To the British, therefore, it was imperative that the Indians were sufficiently appeased, or sufficiently divided, to eliminate the risk of the Japanese finding hands to have the gates of India opened from within —not least because even before Japan entered the war, it had been reported that:

 

“Arrangements are in progress for an inter-Imperial conference on war supplies to be held in Delhi … [where] it is expected that the Governments of East Africa, South Africa, Australia, New Zealand, Burma, and Malaya will be represented … to confer … on mutually developing their resources to provide the maximum for self-defence and for Great Britain … India (my emphasis), with her vast and varied resources and her central position, is the natural pivot for such arrangements (The Times, 8 August 1940, page 3).”

 

Small wonder, then, that the premier should have described the proposals which the Mission would be bringing as “a constructive contribution to aid India in the realization of full self-government (The Times, 12 March 1942, page 5).” But whilst a desire to garner Indian support for repelling the Japanese would seem able to explain why the mission was sent at all (as well as when), would that desire have also been sufficient to elicit on its own a public offer of eventual self-government from an imperialist as committed as Winston Churchill? As late as October 1939, in a letter to Jawaharlal Nehru (one of the principal Indian leaders), the non-party Stafford Cripps, who had established quite a good rapport with Nehru (Nehru, 2005: 224-5), would be writing (with reference to the Chamberlain administration) that:

“I recognise that it is expecting a great deal more than is probable to expect this Government to do anything more than make a meaningless gesture. The addition of Winston Churchill [to the Cabinet, as First Lord of the Admiralty] has not added to the friends of Indian freedom, though he does look at matters with a realism that is an advantage (Nehru, 2005: 398).”

 

Realism?

Were the Mission’s proposals a (belated) sign of that ‘realism’ then? Even though just six months earlier, shortly after drawing up with President Roosevelt the Atlantic Charter — a declaration of eight common principles in international relations, one of which was “support for the right of peoples to choose their own form of government (Palmer, 1964: 35)” — Churchill had created “a considerable stir when [he] appeared to deny that the Atlantic Charter could have any reference to India (Low, 1984: 155)”? As it turned out, it was realism on Churchill’s part, but without having anything to do with recognizing Indian aspirations. That is because when Churchill announced the Mission, his intended audience were not the Indians at all — not least because they never needed to be. The indispensability of India to the war effort was indisputable, but there was hardly ever any need for Churchill to appease the Indians in order to save the Raj. Simply consider the ease with which the Government of India, notwithstanding the continuing proximity of Japanese forces to the subcontinent, was able to quell the Congress-launched Quit India Movement of August 1942 — which was even described in a telegram to the premier by the Viceroy, Lord Linlithgow, as “by far the most serious rebellion since that of 1857, the gravity and extent of which we have so far concealed from the world for reasons of military security (Zachariah, 2004: 117).” The quelling anticipated Churchill’s asseveration that “I have not become the King’s First Minister in order to preside over the liquidation of the British Empire. For that task, if ever it were prescribed, someone else would have to be found … (The Times, 11 November 1942, page 8).” When British might in India was still a force to be reckoned with, what consideration(s) could have possibly served to have induced the Mission’s dispatch just five months earlier? What would Churchill not have gained had he never sent it?

 

There are two aspects to that, the second of which also addresses the third of our original questions — namely why the Mission was led by the individual that it was. The first aspect was Churchill’s desire, following the debacle in Singapore, to reassure not just his compatriots but also his indispensable transatlantic allies that something was being done to safeguard resource-rich India from the enemy (Owen, 2002: 78-9). With India “now a crucial theatre of war in the path of Japanese advance, Cripps exploited US pressure to secure Churchill’s reluctant agreement to the ‘Cripps offer’ (Clarke and Toye, 2011).” This was not very surprising, for given that he was president of a country which not only owed her birth to anti-imperialism but had also just subscribed to the Atlantic Charter, Roosevelt could not afford domestically to be seen condoning (British) imperialism anywhere in the world. The American view was that Indian support for fighting Japan would be better secured by conciliation than by repression (The Daily Telegraph, 13 April 1942, page 2), and Roosevelt even sent his personal representative, Colonel Louis Johnson, to India to assist in the negotiations (Clarke and Toye, 2011). Under such circumstances, Churchill could have only confuted the Americans by first making an offer of which Washington approved to the Indians, and then proclaiming the futility thereof after it had been rejected by them (The Daily Telegraph, 1 April 1942, page 3). As he wrote before the Mission’s dispatch to Linlithgow, a fellow reactionary who would do much to sabotage the ‘Cripps offer’ by his (predictable) refusal to reconstruct the Executive Council in accordance with Congress’s wishes (removing thereby any incentive Congress might have had for consenting to postwar Dominion status) (Moore, 2011):

“It would be impossible, owing to unfortunate rumours and publicity, and the general American outlook, to stand on a purely negative attitude and the Cripps Mission is indispensable to proving our honesty of purpose … If that is rejected by the Indian parties … our sincerity will be proved to the world (Zachariah, 2004: 114).”

 

Public relations

As anticipated, this public relations gesture, “an unpalatable political necessity” for the gesturer (Moore, 2011) and therefore proof of his ‘realism’, worked — all the more after Cripps, who considered neither Churchill nor Linlithgow primarily responsible for his failure in India (Owen, 2002: 88), proceeded to “redeem his disappointment in Delhi by a propaganda triumph, aimed particularly at the USA, with the aim of unmasking Gandhi as the cause of failure. One result of the Cripps mission, then, was … [that] influential sections of American opinion swung to a less critical view of British policy. In this respect, Churchill owed a substantial, if largely unacknowledged, debt to Cripps (Clarke and Toye, 2011).” The ulterior motive behind sending the Mission became evident to some even at the time. As Nehru himself reflected after once more landing in gaol (for his participation in the Quit India Movement):

“The abrupt termination of the Cripps’ negotiations and Sir Stafford’s sudden departure came as a surprise. Was it to make this feeble offer, which turned out to be, so far as the present was concerned, a mere repetition of what had been repeatedly said before — was it for this that a member of the British War Cabinet had journeyed to India? Or had all this been done merely as a propaganda stunt for the people of the USA (Nehru, 2004: 515)?”

 

A desire, therefore, to satisfy the Americans, who were his intended audience, would explain why Churchill acquiesced in the Mission. But now we come to the other aspect which was alluded to earlier — namely why it was the Cripps Mission. To begin with, Cripps, a non-party person since his expulsion from the Labour Party in January 1939 for advocating a Popular Front with the communists (Kenyon, 1994: 97), had, shortly after the outbreak of war in September, embarked upon a world tour, convinced that “India, China, Russia, and the USA were the countries of the future (Clarke and Toye, 2011)”, and that it would therefore be worth his country’s while to ascertain their future aims. “In India Cripps was warmly received as the friend of Jawaharlal Nehru … [and] though unofficial in status, Cripps’s visit was undertaken with the cognizance of the India Office and was intended to explore the prospects of an agreed plan for progress towards Indian self-government (Clarke and Toye, 2011).” But whilst this visit helped establish his bona fides with the Indian leaders and gave him such a knowledge of Indian affairs as would later make him a publiclysuitable choice for leading the Mission (The Daily Telegraph, 22 April 1952, page 7), Churchill had more private reasons for choosing Cripps in 1942 — as we shall now see.

 

Going abroad

After becoming prime minister in 1940, “Churchill [had] used foreign postings cannily to remove potential opponents and replace them with supporters; as well as Halifax, Hoare and Malcolm MacDonald (who was sent to Canada as high commissioner), he sent five other Chamberlainite former ministers abroad as the governors of Burma and Bombay, as minister resident in West Africa and as the high commissioners to Australia and South Africa. Several others were removed from the Commons through the time-honored expedient of ennobling them (Roberts, 2019: 622).” Similarly, the left-wing Cripps was also sent out of the country — as ambassador to Moscow, where he served for eighteen months, Churchill contemptuously observing when it was suggested Cripps be relocated that “he is a lunatic in a country of lunatics, and it would be a pity to move him (Roberts, 2019: 622).” To us, this remark shows how the Cripps Mission vis-à-vis India was inherently frivolous; for had Churchill considered the fulfilment of its ostensible aims at all important, would he have entrusted the Mission to a ‘lunatic’ (rather than to, say, Leopold Amery, who was his trusted Indian Secretary, and who had already dissuaded him from going to India himself (Lavin, 2015))?

However, after America entered the war, “Churchill [for reasons irrelevant to this essay] came to think Cripps a bigger menace in Russia than at home and sent permission for him to return to London, which he did in January 1942 … [to be] widely hailed as the man who had brought Russia into the war (Clarke and Toye, 2011)” — this at a time when Churchill himself was grappling with a weakened domestic position (Addison, 2018), which the fall of Singapore would do nothing to improve. Anxious to win over the non-party Cripps, who was now his foremost rival for the premiership (Roberts, 2019: 714), Churchill “brought him into the government as Lord Privy Seal and Leader of the House of Commons (Clarke and Toye, 2011).” Rather than engage in domestic politics, however, Cripps “chose to invest his windfall political capital in an initiative to break the political impasse in India (Clarke and Toye, 2011).” But, “as Churchill may well have calculated in advance, the Mission failed and Cripps’s reputation was diminished (Addison, 2018).” The political threat to Churchill decreased considerably, for failure in India meant that Cripps’s removal as Leader of the House of Commons was “inevitable” (The Times, 22 April 1952, page 6). Who could have aspired to the premiership under such circumstances? The Mission had not even been a gamble for Churchill (who would have never sent Cripps only to add to his political capital), since the offer’s provision, prudently inserted by Amery (Lavin, 2015), for a province’s right to refuse accession to a postwar Indian Dominion was certain to have been welcomed by the Muslim League (India’s foremost Muslim political party) — which had declared its quest for some form of partition as early as March 1940 (with the Lahore Resolution), and the retention of whose support during the war was crucial because the Muslims, “besides being a hundred million strong, [constituted] the main fighting part of the [Indian] Army (Kimball, 1984: 374)” — but equally certain to have been rejected by the Hindu-dominated Congress (which was already irked by the stipulation that Dominion status would be granted only after the war, which nobody at the time could have known would end but three years later). Not for nothing had Churchill privately assured an anxious King George VI shortly after the Mission’s dispatch that “[the situation] is like a three-legged stool. Hindustan, Pakistan, and Princestan. The latter two legs, being minorities, will remain under our rule (Roberts, 2019: 720-1).”

 

Conclusion

To conclude, given his views on both India and Cripps, it is not surprising that the premier should have entertained a paradoxical desire for the Mission to succeed by failing — which it did. By easing American pressure on Downing Street to conciliate the Indians and politically emasculating Stafford Cripps at the same time, the Mission served both of the purposes for which it had been sent so astutely by Prime Minister Churchill.

 

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Bibliography

Addison, P. (2018) Sir Winston Leonard Spencer Churchill. Oxford Dictionary of National Biography [Online]. Available at https://doi.org/10.1093/ref:odnb/32413 [Accessed on 20.05.24]

Clarke, P. and Toye, R. (2011) Sir (Richard) Stafford Cripps. Oxford Dictionary of National Biography [Online]. Available at https://doi.org/10.1093/ref:odnb/32630 [Accessed on 20.05.24]

Kenyon, J. (1994) The Wordsworth Dictionary of British History. Wordsworth Editions Limited.

Kimball, W. (1984) Churchill & Roosevelt: the complete correspondence. Volume 1 (Alliance Emerging, October 1933 - November 1942). Princeton University Press.

Lavin, D. (2015) Leopold Charles Maurice Stennett Amery. Oxford Dictionary of National Biography [Online]. Available at https://doi.org/10.1093/ref:odnb/30401 [Accessed on 20.05.24]

Low, D. (1984) The mediator’s moment: Sir Tej Bahadur Sapru and the antecedents to the Cripps Mission to India, 1940-42. The Journal of Imperial and Commonwealth History [Online]. Available at https://doi.org/10.1080/03086538408582664 [Accessed on 20.05.24]

Moore, R. (2011) Victor Alexander John Hope, second marquess of Linlithgow. Oxford Dictionary of National Biography [Online]. Available at https://doi.org/10.1093/ref:odnb/33974 [Accessed on 20.05.24]

Nehru, J. (2004) The Discovery of India. Penguin Books India.

Nehru, J. (2005) A Bunch of Old Letters. Penguin Books India.

Owen, N. (2002) The Cripps mission of 1942: A reinterpretation. The Journal of Imperial and Commonwealth History [Online]. Available at https://doi.org/10.1080/03086530208583134 [Accessed on 20.05.24]

Palmer, A. (1964) A Dictionary of Modern History 1789-1945. Penguin Reference Books.

Roberts, A. (2019) Churchill. Penguin Books.

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Zachariah, B. (2004) Nehru. Routledge Historical Biographies.

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The 1876 U.S. presidential election is one of the most contentious and controversial elections in American history. This election has a fraught legacy: After months of bitter fighting, lawmakers made a fateful compromise to put one man in office by effectively ending Reconstruction, leading to a century of intensified racial segregation in the South. It involved a dispute over electoral votes that was eventually resolved through a political compromise.  It was not our country’s finest moment.

Lloyd W. Klein explains.

Rutherford B. Hayes.

The Candidates

The candidates were a reform-minded Democrat and a Reconstructionist Republican. Rutherford B. Hayes was the governor of Ohio and was the Republican candidate. His campaign focused on reform and a commitment to civil rights, particularly for African Americans in the South. Before the war he had been a Cincinnati lawyer and abolitionist. He ran against Samuel J. Tilden the governor of New York, the Democratic candidate. He was known for his efforts in fighting corruption, particularly in New York City’s Tammany Hall. Tilden had been a War Democrat who opposed slavery; Tilden opposed Abraham Lincoln in the 1860 presidential election but later supported him and the Union during the Civil War.

The Democratic VP candidate was William A Wheeler, a man about whom Hayes had recently said, “I am ashamed to say: who is Wheeler?" He was a congressman from New York whose opposition was even less prominent. Wheeler was nominated because he was popular among his colleagues and had worked to avoid making enemies in Congress. In addition, he provided geographical balance to the ticket.

The Republican VP candidate was Thomas A Hendricks, the Governor of Indiana and a former US Senator and congressman. Hendricks’s record consisted of challenging the military draft and issuing greenbacks; however, he supported the Union and prosecution of the war, consistently voting in favor of wartime appropriations. Hendricks adamantly opposed Radical Reconstruction. After the war he argued that the Southern states had never been out of the Union and were therefore entitled to representation in the U.S. Congress. Hendricks also maintained that Congress had no authority over the affairs of state governments.

It was widely expected that Tilden and the Democrats would ride a popular wave into office after 16 years of Republicans and the scandals of President Grant’s administration.

Only one of these candidates had had a successful military experience in the war. Hayes, a lawyer, businessman, and abolitionist, was a war hero who went on to serve in Congress and later as Ohio’s governor, where he championed African American suffrage, Hayes was wounded five times, most seriously at the Battle of South Mountain in 1862. He earned a reputation for bravery in combat, rising in the ranks to serve as brevet major general. He was a lawyer from Cincinnati (educated at Kenyon College and Harvard) with no formal military training. After the war had returned to politics. He had displayed great courage in the Kanawha Division, working under George Crook and David Hunter.

He was not the only potential candidate with a war background. William T Sherman was the commander of the Army but had no interest whatsoever. Grant had intentionally given Winfield Scott Hancock, a Democrat, obscure assignments away from the South.  He did receive some votes in the convention in 1876 for the nomination but 1880 would be his real attempt for the office. It was widely assumed during 1875 that incumbent President Ulysses S. Grant would run for a third term as president despite the poor economic conditions, the numerous political scandals that had developed since he assumed office in 1869, and a longstanding tradition set by George Washington not to stay in office for more than two terms. Grant's inner circle advised him to run for a third term and he almost did so, but on December 15, 1875, the House, by a sweeping 233–18 vote, passed a resolution declaring that the two-term tradition was to prevent a dictatorship.

The initial favorite in 1876 was James G Blaine of Maine. He had the lead in delegates but was 100 votes short of the majority, as the southern states would not support his views. Hayes won the nomination by appealing in a conciliatory manner to the Southern Republicans, which left Frederick Douglass confused about whether the new black southern vote was wanted.

 

The Election Campaigns

In 1876 it was the tradition that the candidates did not campaign, and their surrogates made their cases locally. The Republicans expected to lose. The poor economic conditions made the party in power unpopular. Both candidates concentrated on the swing states of New York and Indiana, as well as the three southern states—Louisiana, South Carolina, and Florida—where Reconstruction Republican governments still barely ruled, amid recurring political violence, including widespread efforts to suppress freedman voting. Democrats, whose voter base resided in the former Confederacy, had been partly shut out of the political sphere; now, with Republican Ulysses S. Grant facing charges of corruption, Tilden’s reform-minded candidacy seemed like a well-timed opportunity for Democrats to regain political power.

The Republican outlook was indeed bleak. Hayes was a virtual unknown outside his home state of Ohio. Henry Adams called Hayes "a third-rate nonentity whose only recommendations are that he is obnoxious to no one". Hayes’s most important asset was his help to the Republican ticket in carrying Ohio, a crucial swing state. For the Democrats, the newspaperman John D. Defrees described Tilden as "a very nice, prim, little, withered-up, fidgety old bachelor, about one-hundred and twenty-pounds avoirdupois, who never had a genuine impulse for many nor any affection for woman".

The Democratic strategy for victory in the South relied on paramilitary groups such as the Red Shirts and the White League. These groups saw themselves as the military wing of the Democrats. Using the strategy of the Mississippi Plan, they actively suppressed both black and white Republican voting. They violently disrupted meetings and rallies, attacked party organizers, and threatened potential voters with retaliation for voting Republican.

During the election of 1876, Southern Democrats who supported Wade Hampton for governor used mob violence to attack and intimidate African American voters in Charleston. Republican Governor Daniel Henry Chamberlain appealed to President Grant for military assistance. In October 1876, Grant, after issuing a proclamation, instructed Sherman to gather all available Atlantic region troops and dispatch them to South Carolina to stop the mob violence.

It’s a cliché to say that in America, race is always on the ballot. But in 1876, it was probably the central issue.  The election process in Southern states was rife with voter fraud—on the part of both parties—and marked by violent voter suppression against black Americans. Under Reconstruction, African Americans had achieved unprecedented political power, and new federal legislation sought to provide a modicum of economic equality for newly enfranchised people. In response, white Southerners rebelled against African Americans’ newfound power and sought to intimate and disenfranchise black voters through violence.

Voter suppression was rampant in the post-Confederacy South. Many historians argue that if votes had been counted accurately and fairly in Southern states, Hayes might have won the 1876 election outright. “[I]f you had a fair election in the south, a peaceful election, there’s no question that the Republican Hayes would have won a totally legitimate and indisputable victory,” wrote Eric Foner.

 

Election Night

On election night, Hayes was losing so badly that he prepared his concession speech before turning in for the night. His party chairman went to bed with a bottle of whiskey. “We soon fell into a refreshing sleep,” Hayes later wrote in his diary about the events of November 7, 1876. “[T]he affair seemed over.”

But after four months of fierce debate and negotiations, Hayes would be sworn into office as 19th president of the United States. Historians often describe his narrow, controversial win over Democrat Samuel J. Tilden as one of the most bitterly contested presidential elections in history.

Just a few days following the election, Tilden appeared poised to narrowly clinch the election. He had captured 51.5 percent of the popular vote to Hayes’s 48 percent, a margin of about 250,000 votes. But Tilden had amassed only 184 electoral votes—one shy of the number needed to reach the 185 electoral votes necessary for the presidency. Hayes, meanwhile, had 165. Election returns from three Republican-controlled Southern states—Louisiana, Florida and South Carolina—were divided, with both sides declaring victory. Together, the states represented a total of 19 electoral votes, which along with one disputed elector from Oregon would be enough to swing the election Hayes’s way.

Hayes’ proponents realized that those contested votes could sway the election. They seized the uncertainty of the moment, encouraging Republican leaders in the three states to stall, and argued that if black voters hadn’t been intimidated away from the polls—and if voter fraud hadn’t been as rampant—Hayes would have won the contested states. With a Republican-controlled Senate, a Democrat-control

 

The Disputed Election

At the end of election day, no clear winner emerged because the outcomes in South Carolina, Florida, and Louisiana were unclear. Both parties claimed victory in those states, but Republican-controlled “returning” boards would determine the official electoral votes.  “The elections in three states—Florida, Louisiana, and South Carolina—were alleged to have been conducted illegally,” the senators of those states wrote in a statement.“

Republicans and Democrats rushed to those three states to watch and try to influence the counting of the votes. The returning boards determined which votes to count and could throw out votes, if they deemed them fraudulent. The returning boards in all three states argued that fraud, intimidation, and violence in certain districts invalidated votes, and they threw out enough Democratic votes for Hayes to win. All three returning boards awarded their states’ electoral votes to Hayes.

Meanwhile in Oregon, a strange development added that state to the uncertain mix. Hayes won the state, but one of the Republican electors, John W. Watts, was also postmaster, and the US Constitution forbids federal officeholders from being electors. Watts planned to resign from his position in order to be a Republican elector, but the governor of Oregon who was a Democrat, disqualified Watts and instead certified a Tilden elector.

The U.S. Constitution provided no way of resolving the dispute, and now Congress would have to decide. As Democrats controlled the House of Representatives, and Republicans dominated in the Senate, the two sides compromised by creating a bipartisan electoral commission with five representatives, five senators and five Supreme Court justices.

Electors cast their ballots in state capitals on December 6, 1876. Generally, the process went smoothly but in four capitals—Salem, Oregon; Columbia, South Carolina; Tallahassee, Florida; and New Orleans, Louisiana—two sets of conflicting electors met and voted so that the US Congress received two sets of conflicting electoral votes. At this point, Tilden had 184 electoral votes while Hayes had 165 with 20 votes still disputed.

When the Electoral College does not give a majority to a candidate, such as ties or when there are uncertain electors involved, they are called contingent elections. An example of a tie was the 1800 election, and it required a compromise for Jefferson to be president over Burr. After that, a legal remedy was agreed on. Another contingent election was in 1824 when John Quincy Adams was ultimately elected over Andrew Jackson, a result that was reversed in 1828.

Why wasn’t the election resolved in the states, like they are supposed to be? The Constitution outlines what is supposed to happen in these situations, but it didn’t actually happen in 1876.

That year the contingent election system was bypassed when there was a contested outcome. At the height of Reconstruction, the issue was not that no candidate got a majority in the Electoral College, but rather that the three Southern states – Florida, Louisiana and South Carolina – sent multiple slates of electoral votes to Washington, DC, after the state elections were disputed. And in Oregon, there was a dispute over one elector. The question was which were the legitimate sets of electors.

The Constitution stipulates that the electoral votes be directed to the President of the Senate, who was Republican Thomas W. Ferry. Although Republicans argued that he had the right to decide which votes to count, Democrats disagreed and argued that the Democratic majority in Congress should decide.

 

The Compromise of 1877

A compromise was reached. In an unprecedented move, Congress decided to create an extralegal “Election Commission.  Congress created a special bipartisan commission, to determine which candidate should get the 20 disputed electoral votes. So on January 29, 1877, the Electoral Commission Act established a commission of five senators (three Republicans, two Democrats), five representatives (three Democrats, two Republicans), and five Supreme Court justices (two Republicans, two Democrats, and one independent) to decide which votes to count and resolve the dispute. However, the independent Supreme Court justice refused to serve on the commission and was replaced by a Republican justice.

In the disputed Presidential election of 1876 between the Republican Rutherford Hayes and the Democrat Samuel Tilden, Congress created a special Electoral Commission to decide to whom to award a total of 20 electoral votes which were disputed from the states of Florida, LouisianaSouth Carolina and Oregon. The Commission was to be composed of 15 members: five drawn from the U.S. House of Representatives, five from the U.S. Senate, and five from the U.S. Supreme Court. The majority party in each legislative chamber would get three seats on the Commission, and the minority party would get two. Both parties agreed to this arrangement because it was understood that the Commission would have seven Republicans, seven Democrats, and one independent.

Obviously that independent would be the one to decide. Both parties wanted the same man: Justice David Davis, a friend and former colleague of Abraham Lincoln. Judge Davis was a brilliant and ethical man, and was reputed as such in his lifetime. This episode proves it beyond any doubt, and exactly why few know about it is astounding. Davis, who was the most trusted independent in the nation. According to one historian, "No one, perhaps not even Davis himself, knew which presidential candidate he preferred." Just as the Electoral Commission Bill was passing Congress, the legislature of Illinois elected Davis to the Senate. Democrats in the Illinois Legislature believed that they had purchased Davis's support by voting for him. However, they had made a miscalculation; instead of staying on the Supreme Court so that he could serve on the Commission, he promptly resigned as a Justice, in order to take his Senate seat. His replacement, a Republican, voted for Hayes.

In late January, the commission voted 8-7 along party lines that Hayes had won all the contested states, and therefore the presidency, by just one electoral vote. They ultimately gave the votes to Republican Rutherford B. Hayes even though Democrat Samuel Tilden got more popular votes.  With 185 votes to Tilden's 184, Hayes was declared the winner two days before he was inaugurated.

And just exactly how was this decision reached? Tilden and the Democrats gave up the election, which in all fairness, they probably did win because they got something in return. Disputed returns and secret back-room negotiations put Republican Rutherford B. Hayes in the White House. The commission voted 8 to 7 to award the electoral votes from South Carolina, Florida, and Louisiana (and one from Oregon) to Hayes.  But that was not the end of the election.

 

What Happened Behind Closed Doors

Democratic members of Congress threatened to prevent the count of electoral votes and delay the resolution of the election with frequent adjournments and filibusters. With the threat of delay, Democrats hoped to win some concessions from Republicans. Furious Democrats refused to accept the ruling of the special commission and threatened a filibuster. So, in long meetings behind closed doors, Democrats and Hayes’ Republican allies hashed out what came to be known as the Compromise of 1877: also known as the Wormley Agreement, the Bargain of 1877, or the Corrupt Bargain: an informal but binding agreement.

Finally, just after 4 a.m. on March 2, 1877, the Senate president declared Hayes the president-elect of the United States. Hayes—dubbed “His Fraudulency” by a bitter Democratic press—would be publicly inaugurated just two days later.

A secret backroom deal decided the election. The negotiations put Republican Rutherford B. Hayes in the White House—and Democrats back in control of the South. Hayes would become president on the condition that he ended Reconstruction in the South. Hayes secured his win by agreeing to end Reconstruction. he filibuster of the certified results and the threat of political violence in exchange for an end to federal Reconstruction. Two issues interested Democrats—restoring their control of governments, and thus white supremacy, in the South (and removing the last of the federal troops) and a federal subsidy for railroads. However, it is doubtful that Hayes, his supporters, and Democrats reached any sort of deal beyond what Hayes promised to do in his letter of acceptance. Samuel J. Randall, the Democratic Speaker of the House, realizing that creating chaos would backfire on the Democrats, finally ruled the filibusterers out of order and forced the completion of the count in the early hours of March 2, 1877.

In fact, even as the electoral commission deliberated, national party leaders had been meeting in secret to hash out what would become known as the Compromise of 1877. Hayes agreed to cede control of the South to Democratic governments and back away from attempts at federal intervention in the region, as well as place a Southerner in his cabinet. In return, Democrats would not dispute Hayes’s election, and agreed to respect the civil rights of Black citizens. Just two months after his inauguration, Hayes made good on his compromise and ordered the removal of the last federal troops from Louisiana. These troops had been in place since the end of the Civil War and had helped enforce the civil and legal rights of many formerly enslaved individuals.

The disputed 1876 presidential election resulted in a compromise in which Republican Rutherford B. Hayes became president in exchange for the withdrawal of federal troops from the South. This effectively ended Reconstruction. Southern white Democrats, known as "Redeemers," regained control of state governments. They systematically dismantled Reconstruction-era reforms and restored white supremacy through laws, violence, and intimidation. The late 19th and early 20th centuries saw the establishment of Jim Crow laws, which enforced racial segregation and disenfranchised African Americans. These laws undid many of the advances made during Reconstruction. In conclusion, while the Radical Republicans initially succeeded in imposing their Reconstruction policies, their gains were largely undone by the end of the 19th century, leading to nearly a century of segregation and disenfranchisement for African Americans in the South.

More stringent enforcement and a more robust federal military presence and oversight in the South could have provided more protection for African Americans and ensured the implementation of Reconstruction policies. This would have helped prevent the rise of white supremacist groups and the rollback of civil rights gains. I don’t think extending the occupation past 1876 would have; however, the damage was done.

With this deal, Hayes ended the Reconstruction era and ushered in a period of Southern “home rule.” Soon after his inauguration, Hayes made good on his promise, ordering federal troops to withdraw from Louisiana and South Carolina, where they had been protecting Republican claimants to the governorships in those states. This action marked the effective end of the Reconstruction era, and began a period of solid Democratic control in the South. Soon, a reactionary, unfettered white supremacist rule rose to power in many Southern states. In the absence of federal intervention over the next several decades, hate groups such as the Ku Klux Klan flourished, and states enacted racist Jim Crow laws whose impacts continue to be felt today. For their part, white Southern Democrats did not honor their pledge to uphold the rights of Black citizens, but moved quickly to reverse as many of Reconstruction’s policies as possible. In the decades to come, disenfranchisement of Black voters throughout the South, often through intimidation and violence, helped ensure the racial segregation imposed by the Jim Crow laws—a system that endured for more than a half-century, until the advances of the civil rights movement in the 1960s. In this sense the 1876 presidential election provided the foundation for America’s political landscape, as well as race relations, for the next 100 years.

Key decisions by the U.S. Supreme Court struck at the protections afforded by Reconstruction-era constitutional amendments and legislation. The Court’s decision in the Slaughterhouse Cases (1873), established that the 14th Amendment applied only to former enslaved people, and protected only rights granted by the federal government, not by the states.

Three years later, in United States v. Cruikshank, the Supreme Court overturned the convictions of three white men convicted in connection with the massacre of more than 100 Black men in Colfax, Louisiana in 1873, as part of a political dispute. The men had been convicted of violating the 1870 Enforcement Act, which banned conspiracies to deny citizens’ constitutional rights and had been intended to combat violence by the Ku Klux Klan against Black people in the South.

The Supreme Court’s ruling—that the 14th Amendment’s promise of due process and equal protection covered violations of citizens’ rights by the states, but not by individuals—would make prosecuting anti-Black violence increasingly difficult, even as the Klan and other white supremacist groups were helping to disenfranchise Black voters and reassert white control of the South.

Ten years later, the debacle would also result in a long-overdue law: the Electoral Count Act of 1887, which codified Electoral College procedure. This was recently further supplemented after the events of January 6, 2020.

 

The site has been offering a wide variety of high-quality, free history content since 2012. If you’d like to say ‘thank you’ and help us with site running costs, please consider donating here.

 

 

References

Foner, Eric (2002) [1988]. Reconstruction: America's Unfinished Revolution, 1863–1877. New York: Harper Perennial Modern Classics.

Grant, Ulysses S. (2003) [1885]. Personal Memoirs. New York: Barnes & Noble, Inc.

McFeely, William S. (1981). Grant: A Biography. New York: Norton.

https://www.history.com/news/reconstruction-1876-election-rutherford-hayes

https://millercenter.org/the-presidency/educational-resources/disputed-election-1876

https://www.smithsonianmag.com/smart-news/confusion-voter-suppression-and-constitutional-crisis-five-things-know-about-1876-presidential-election-180976677/

https://guides.loc.gov/presidential-election-1876

https://www.history.com/topics/us-presidents/compromise-of-1877

https://www.nationalgeographic.com/history/article/1876-election-most-divisive-united-states-history-how-congress-responded/

Robert F.  Kenned Jr.’s suspension of his third-party campaign for president and endorsement of Republican Donald J. Trump, was a development with historical resonance. RFK, Jr. has long been known as a fiercely independent and idiosyncratic lawyer and environmentalist with an eclectic collection of positions and ideas, including vaccine skepticism. But among his other actions and assertions, RFK, Jr.’s embrace of Trump and, by extension, the Republican party, stands out for its direct opposition to the Democrats, the party of his forefathers who did much to shape its values and lore, and inspire future generations of adherents. RFK, Jr. is now campaigning energetically for Trump, and given the still-potent draw of the legendary Kennedy name, his support could conceivably make the difference in a razor-tight race.

Larry Deblinger explains.

Booby Kennedy (left) with President Lyndon B. Johnson in 1966.

Upon hearing of RFK’s decision, five of his eight surviving siblings released a brief statement condemning it as a “betrayal” of their family’s values and “a sad ending to a sad story.” Previously,  at least 15 Kennedy family members had shunned RFK Jr.’s candidacy and endorsed Joe Biden for president, before Biden dropped out. These relatives appear to view RFK, Jr. as a black sheep of the family, an aberration whose actions should be lamented and dismissed.

It might be tempting to view RFK, Jr’s “sad story” through the operatic lens that the Kennedy family saga has typically been chronicled, replete with tragic and untimely deaths, noble ideals, soaring oratory, and unrealized dreams. Indeed, RFK, Jr. hinted of his move to come on the basis of a high-minded principle, befitting a Kennedy. In April, RFK, Jr. asserted on CNN that President Joe Biden was a greater threat to American democracy than Trump, even though he called Trump’s attempts to subvert the 2020 election and other of his actions “appalling.” He argued that social media websites had blocked him from espousing his vaccine conspiracy theories under pressure and weaponization of government agencies by the Biden administration, thus violating his Constitutional right to freedom of speech, and threatening the most important pillar of democracy.

But it serves to note that RFK, Jr’s complaint was also of a direct and personal nature. And in this context, it must also be considered that among their traits of good looks and charisma, drive, wit, brilliance, eloquence, and idealism, prominent Kennedys have shown a capacity to act out of sheer spite: personal, petty, mean-spirited, and hateful vindictiveness. Both RFK, Jr.’s father, Robert F. “Bobby” Kennedy, and his uncle Edward M. “Ted” Kennedy, evinced this marked tendency in the political arena at key moments in American history. Through this lens, RFK, Jr.’s action appears not so much a “betrayal” of Kennedy family value as another familiar recurrence of a Kennedy failing, and his allegiance with Trump, little more than a personal and vindictive swipe against the Democratic party.

 

Youth

From his youth, Bobby Kennedy was a kind of family attack dog, keen to perceive and avenge any slights to himself or his family members. The “runt” of Rose and Joseph Kennedy’s storied litter, Bobby made up for his small size and limited talents (at least compared with his brothers) with tenacity and scrappiness in sports and academics, often spoiling for fights. It did not take much; as a student at Harvard, RFK once smashed a beer bottle over a young man’s head, sending him to the hospital for stitches, simply because he had the temerity to celebrate his birthday at the same Cambridge bar and same time as Bobby.1  And he held a grudge. “When Bobby hates you, you stay hated,” Joe Kennedy once said of the son who seemed most to take after him.2 As an adult, armed with a law degree from the University of Virginia, RFK became an assistant counsel to US Republican Senator Joseph V. McCarthy’s infamous investigative committee that during 1953-54 recklessly and often spuriously alleged Communist influence in the US government and media.

It was during this period that RFK first met then-Senate Majority Leader, Lyndon Johnson, a Democrat from Texas, and for Bobby, it was hatred at first sight. He had known of Johnson as a protégé of former President Franklin D. Roosevelt, the man who had recalled his father as US Ambassador to England in 1940 and fired him; Johnson was at FDR’s side during much of the humiliating process, and that, apparently, was enough for Bobby.3  FDR had clear and substantive reasons for his action, including Joe Kennedy’s early support for appeasement of Adolf Hitler in the late 1930s; publicly expressed pessimism over the survival of Great Britain and of democracy in Europe (and privately expressed antisemitism); suspicion of his being a Nazi sympathizer; and British Prime Minister Winston Churchill’s calls for Kennedy’s dismissal. Nonetheless, son Bobby saw the firing as a family offense not to be forgiven.

So, when Majority Leader Johnson entered the Senate cafeteria with two assistants one day in 1953 and passed a table where McCarthy was meeting with his staff, Bobby sat glowering in his seat while the rest of McCarthy’s team jumped up to shake the hand of the “Leader,” in keeping with Senate decorum. 3 Not to be deterred, the towering, almost 6 foot 4-inch tall, LBJ stood over RFK and stuck out his hand, waiting for a long, awkward moment before Bobby finally rose and shook it without looking at Johnson.

 

Feud

The epic LBJ-RFK feud was on. There were Johnson’s repeated attempts after the first to squeeze handshakes out of Bobby Kennedy just to torment him, and a few disparaging comments from Johnson about Joe Kennedy’s ambassadorship in England. There was the incident in 1959 on Johnson’s ranch, where RFK was sent by his brother John to sound out Johnson on his intentions of running for president, when LBJ insisted on some deer hunting and Bobby was thrown flat on his back by a rifle recoil. “Son, you’ve got to learn how to handle a gun like a man,” Johnson said as he helped him up.4  

 

Beyond the insults, RFK despised Johnson as a man who in his opinion exhibited all the worst traits of the classic politician: an unprincipled and conniving lust for power, loose regard for the truth, rampant egoism, and selfish vanity. To RFK’s Northeastern elite sensibilities, Johnson’s rude and crude Southwestern-dirt-poor, working-class manners, physically overbearing political style, and segregationist past were repugnant and worthy of withering scorn, something Johnson fully recognized and resented.

But the true measure of RFK’s pettiness emerged with the ascendance of LBJ to Vice President in his brother John’s administration, and to the presidency after his brother’s death: an inability to respect the office however much he detested the man. Even though JFK had offered LBJ the VP post, considering him vital to his electoral prospects, and LBJ had accepted, during the Democratic convention, Bobby repeatedly visited Johnson in his hotel room to get him to decline the offer. RFK later insisted his attempts were at his brother’s behest, a contention that historians view with skepticism.5,6 It was during this episode that Johnson began calling RFK “that little shitass” and “worse” names, according to a close associate.7

The ill-will continued through JFK’s tragically shortened presidency, under which RFK served as Attorney General. JFK knew that the vice presidency was an extremely confining office for an accomplished power broker like Johnson, and he was determined that LBJ be treated with dignity, if only to assuage his massive ego. In general, JFK and Johnson enjoyed cordial, gentlemanly, and mutually respectful relations.8,9 Yet, RFK radiated disrespect towards Johnson, barging into his meetings without a word of apology and treating him like an underling9; indeed, for all practical purposes, Bobby was the number two in the JFK administration. The tight-knit Kennedy staffers called LBJ nicknames like “Uncle Cornpone” behind his back.10

 

Out of Office

It was even worse out of the office. Bobby and his wife Ethel held frequent parties for “Kennedy people” (Johnson called them “the Harvards”) at their home, Hickory Hill in Virginia, where the ridicule of LBJ turned kind of sick, according to historian Jeff Shesol in his 1997 book on the RFK-LBJ feud, Mutual Contempt:

Johnson jokes and Johnson stories were as inexhaustible as they were merciless. Those that percolated during the campaign had been humorous, but this new material betrayed a real bitterness, a mean-spiritedness that was hard to explain…Time (magazine)’s Hugh Sidey, a frequent visitor to Hickory Hill was appalled by the gang’s ridicule of LBJ, which he described as “just awful…inexcusable, really.” In October 1963, friends gave Bobby Kennedy an LBJ voodoo doll; “the merriment,” Sidey later reported, “was overwhelming.”11

 

 

The frivolity likely vanished after the assassination of JFK in Dallas, Texas, but not the feud between RFK and LBJ, exacerbated by the fact that the shooting occurred in Johnson’s home state. RFK, overwhelmed with grief, resolved to stay on as Attorney General, but without letting go of his animosity. “From the moment Air Force One (bearing JFK’s body) landed in Washington, and progressively in the days and weeks that followed, Bobby was ready to see slights to his brother, his brother’s widow, or himself in whatever Lyndon Johnson did or didn’t do,” wrote LBJ biographer Merle Miller.12         

Although Johnson performed faithfully and admirably in honoring JFK’s legacy and advancing his policy agenda, according to contemporary journalists and historians, his personal attempts as President to show respect and sensitivity to the Kennedys were all rudely rebuffed. “Overtures from Johnson to the Kennedy family after the Kennedy assassination were rejected in a manner that was thoroughly offensive and insulting,” observed contemporary Clark Clifford, an eminent Washington DC attorney and veteran Democratic party insider.12

And the hostility did not stop at mere personal gestures.  As historian Shesol explains of Johnson’s early days as president:

Johnson desperately needed affirmation, and in the hour of his greatest burden, it came from unlikely sources—from the Congress, which had spurned and mocked him for a thousand days; from the cabinet, appointed by his predecessor; from the American people, who cherished John Kennedy in death as they had not in life. All rallied to the new president. They gave him their patience and their trust.

Bobby Kennedy was not among them, and in Bobby’s absence Johnson felt the suspicion and rejection he feared from the rest.13  

           

Ironically, a book that the Kennedy family members had commissioned expressly to control the narrative of the JFK assassination and aftermath, and protect their image, publicly exposed the intense antagonism towards LBJ, which shocked reviewers. Entitled “The Death of a President,” by William Manchester, who was given extensive and exclusive access to the Kennedys and their records, the book was, in the words of Time magazine, “seriously flawed by the fact that its partisan portrayal of Lyndon Johnson is so hostile that it almost demeans the office itself.” It is impossible to parse exactly what proportion of this hostility might have come independently from the author, rather than the Kennedys (although the author was handpicked and vetted by the family). At any rate, the Kennedys were unhappy with the book for various reasons and sued to stop general publication of it before changes were made. “Bobby worried that the book might make it appear that the Kennedys had not given Johnson a chance to succeed in the Presidency and that their opposition was nothing more than a personal vendetta,” wrote Michael W. Schuyler, an historian at Kearny State University, New Mexico.14

           

Bobby Kennedy

LBJ went on to win election in his own right in 1964, by one of the largest landslide victories in American history. He then successfully pushed through epochal Civil Rights legislation and social welfare programs like Medicare and Medicaid, anti-poverty initiatives and other legislation ranging from the arts to immigration, environmental protection, education, and gun control, compiling a domestic record that, on the whole, remains a landmark achievement of American progressivism. But his controversial and disastrous Vietnam war policies rapidly undermined his presidency, compelled him to decline to run for re-election, and ended his political career. Bobby Kennedy left the Johnson administration to run for US Senator from New York, which office he won in 1965. He was assassinated while campaigning for president on an anti-war platform in 1968.                                            

It might be reassuring, in terms of the Kennedy legacy, to think that the LBJ-RFK feud was entirely a one-off, generated by the forced proximity and interaction of two dynamic personalities who were almost uniquely born to clash. But that is not the case. A mere 12 years after Bobby’s violent death, a relatively brief but all-too-familiar spectacle of petty and personal spite and resentment involving a Kennedy took center stage in American politics.

 

1980 convention

The setting was the Democratic party convention of 1980, a presidential election year. The intraparty combatants were the incumbent US president James Earl Carter, son of a peanut farmer from Georgia and Ted Kennedy, US Senator from Massachusetts, scion of the wealthy, celebrated, star-crossed political family, which some Americans viewed like royals in exile. Although Carter had won the party’s nomination handily after a bitter battle, he stood awkwardly at the podium, having completed his acceptance speech, waiting for Kennedy to arrive and, in effect, certify his candidacy as though he were a higher authority.

The contest itself was inherently anomalous, and humiliating for Carter. “Never before had a sitting President, an elected President, with command of both houses of Congress and the party machinery, been so challenged by his own people. What was even more remarkable was the nature of the challenge—a charge of incompetence,” wrote contemporary journalist and historian Teddy White.15

By 1980, Carter’s presidency was foundering, beset on all sides by crises foreign and domestic. The economy was struggling with the combination of persistent inflation, slow economic growth, and high unemployment, called “stagflation.” A revolution in Iran to replace the US-backed Shah with an Islamic theocracy in 1979 spooked Americans who remembered the Arab oil embargo of the early 1970s, and drove them to hoard gas. This resulted in long gas lines, dwindling gas supplies, and mounting hysteria, including killings and riots. The infamous Iran hostage crisis of 1979 erupted when Iranian militants captured over 50 Americans at the US embassy in Tehran and kept them for 444 days, prompted at least in part by Carter’s decision to allow the exiled Shah to enter the US for cancer  treatment.

 

 

Ted Kennedy

Despite some landmark achievements such as his forging of the Camp David Peace Accords between Israel and Egypt, Carter failed to convince the American people that he had a sure grip on the helm of state. He had a curiously stiff personal style, despite his ever-present wide smile, and a technician’s approach to solving national problems that was uninspiring to the public and did not always work. Like Carter, his closest advisers were from Georgia, and the team, including the President, came to office with a regional chip on their shoulders, bristling with peevish hyperawareness, if not combative pride, in being outsiders to the Washington establishment. As Carter’s approval ratings began to plunge, sinking to 28% in June of 1979, a bit of that Southern defiance appeared to flare when Carter was asked at a gathering of Congressmen whether he planned to run for re-election (a question insulting in itself), particularly given the possibility that Ted Kennedy might challenge him for his party’s nomination.

“I’m going to whip his ass,” Carter replied, referring to Kennedy, and then repeated it, when asked (in disbelief) if that was what he meant.16 When confronted with the widely reported statement, Kennedy smoothly responded that the president must have been misquoted.

It was the first publicly overt expression of tension between Carter and Kennedy. Later in 1979, further signs of tension and rivalry were palpable at the opening of the John F. Kennedy Library,  in Boston, where they both spoke. The event started out inauspiciously for Carter when he leaned in to kiss Jacqueline Kennedy Onassis on the cheek in greeting, “just as a matter of courtesy,” and “she flinched away ostentatiously,” as Carter remembered decades later.17In their speeches, ostensibly in honor of JFK., both Carter and Kennedy slyly inserted warnings, or shots across the bow, to each other.

Observing with growing disgust Carter’s faltering efforts to be the president the American people wanted and needed, Kennedy became convinced that he could fill the void of leadership, and announced his candidacy for the Democratic nomination.

 

Contest

But the matchup was a contest of weaknesses. While Carter had acquired the image of a bumbler, Kennedy was a deeply flawed and inept candidate. Grave doubts about his character relentlessly shadowed him over the 1969 incident in Chappaquiddick, Massachusetts, an island off Martha’s Vinyard, when he drove a car off a bridge and into a pond, causing the death of Mary Jo Kopechne, a young woman who was a passenger in the car. Although Kennedy swam to safety, he failed to call the police for 10 hours during which Kopechne’s life might have been saved. Kennedy further undermined himself with a one-on-one interview on prime-time, network television, in which he was unable to answer the direct question of why he wanted to be president, responding  with an incoherent stream of hesitations and pointless phrases, i.e. an epic word salad. Mirroring this ambivalence, Kennedy campaigned with inconsistent energy and conviction, championing an old-line liberalism that many thought outdated.

By a month before the convention, Carter had won enough primaries and delegates to secure his renomination, with a commanding lead over Kennedy; as promised, Carter had “whipped” Kennedy. And yet, Kennedy refused to bow out, having adopted a “kamikaze-like state of mind,” according to Jon Ward in his 2019 book about the Carter-Kennedy rivalry, Camelot’s End. “Many in the Kennedy camp were disgusted by Carter,” wrote Ward. “They felt he was no better than (Republican presidential nominee Ronald) Reagan, and almost preferred to see Reagan win,”18

The Kennedy camp insisted on an “open convention,” meaning that delegates could be free to vote for whom they wished regardless of the choice of the rank-and-file primary voters they were supposedly pledged to represent. In the meantime, a poll showed Carter with a 77% national disapproval rating.19 The Democrats agreed to the open convention format.

When the open vote was over, Carter had finally won the nomination with almost two-thirds of the vote. Kennedy conceded but he was not done fighting. His camp insisted on a party platform vote, including liberal planks far to the left of Carter’s policies, which would defy and embarrass the President, and would take place right after Senator Kennedy was scheduled to speak, so as to set the most favorable atmosphere for their approval.

The Carter people knew exactly what was planned and were losing patience. “If you have any wisdom and judgment at all, you know you don’t get carried away by personalities and pettiness in a political fight,” recounted Carter’s campaign  manager, Bob Strauss, to The New Yorker. “Politics is tough enough…that you don’t cut each other’s throats.” Carter’s Press Secretary, Jody Powell, later wrote, “We neglected to take into account one of the most obvious facets of Kennedy’s character, an almost child-like self-centeredness,” in his memoir of the election

 

Kennedy’s speech        

In the event, Kennedy’s convention staff did behave childishly, like a bunch of drunken frat-boys, on the day of his speech. Kennedy floor manager Harold Ickes invoked an obscure procedural rule to stop the afternoon convention activities, “in a gesture done purely out of spite,” wrote Ward in a 2024 Politico article.  “We just said, ‘Fuck ‘em,’” explained Ickes in an interview. “I mean, we weren’t thinking about the country. We weren’t even thinking about the general election. It was, ‘Fuck ‘em.’ You know? To be blunt about it.”

Fistfights almost broke out the convention floor when outraged Carter staffers confronted Ickes, who responded with “Go fuck yourself, I’m shutting this convention down.” The fisticuffs were luckily averted by a phone call from Kennedy at his hotel room, curious to know what had stopped the proceedings he was watching on television. When told the convention would be stalled for two hours, Kennedy, after a long pause, told Ickes to allow it to go forward.

Perhaps relieved from the burden of pursuing a losing cause, Kennedy gave a thoughtful, eloquent, stem-winding speech later that night, which is still remembered as one of the best speeches in American political convention history. Kennedy invoked the Democratic party’s heritage of support for the common man, and the wisdom of 19th century poet Alfred Lord Tennyson, with pleas to re-unite the country and the party, lyrically concluding, in a paean to big-hearted, big-spending liberalism, "the work goes on, the cause endures, the hope still lives, and the dream shall never die."

And yet, the good vibes and elevated, Camelot-like aura were shattered by another Kennedy-driven spectacle before a prime-time national TV audience on the last, climactic night of the convention. Carter did not help his cause by starting off his acceptance and campaign kick-off speech with a shouted tribute to Democratic Senator and former VP, Hubert Horatio Humphrey, whom he misnamed as Hubert Horatio Hornblower (Horatio Hornblower was a fictional, Napoleonic-era, British naval officer in a popular 20th century series of stories and novels) before hastily correcting himself. When he had finished his speech, almost 20 minutes ticked by as various party luminaries (and some not so luminary) joined him on the stage for a desultory show of unity, waiting for the final moment, and leaving bored TV news commentators to mutter derisive comments to their audiences.

The Kennedy team had orchestrated that final moment by insisting that Kennedy would not watch the speech at the arena but in his hotel room, and would then make his way to the convention, thus having the dramatically delayed, final appearance of the show, like the top star of a rock concert, or a champion boxer.  

 

Handshake

When Kennedy did appear, to a roar of excitement, it was obvious to almost everyone watching, or made clear to them by the TV journalists on the scene, that Carter was looking for one thing: the classic political handshake of the party’s top politicians, former rivals, standing together in full view of the spotlights and cameras, their interlocked hands thrust high in the air, in a thrilling and triumphant show of unity, strength, and expectation of victory, of party over personal interest, bitterness, and division. He never got it. Kennedy did shake Carter’s hand five times by Ward’s count, but each time in a crowd, with the brief and perfunctory manner a campaigner might take the hand of someone in a rope line. The TV commentators duly noted each, increasingly embarrassing, failure. As Carter followed him around, Kennedy began to “smirk” and “chuckle,” according to Ward; he finally patted Carter on the back before leaving the arena to cheers.

Two months later, a peripheral, nonofficial member of the Kennedy campaign staff, but with longstanding ties as a helper to the Kennedy family, named Paul Corbin, stole Carter’s briefing books for a general election debate with Reagan and gave them to the Reagan campaign, 20 according to information gathered in a Congressional  investigation and a 2009 book by political consultant and author Craig Shirley.20

 

After the 1980 election

Carter went on to lose the election to Reagan, but thereafter has led one of the most active, productive, and distinguished post-presidential lives in  American history.  Ted Kennedy, who died in 2009, remained US Senator from Massachusetts for decades, compiling a highly distinguished legislative career, featuring his steadfast advocacy for a national health care system, which was finally realized in at least some form in 2010, under the Obama administration.

With regard to health care reform, however, Carter has charged in his presidential memoirs that his administration’s proposal for a national health plan, which was devised over a two-year period by an array of economic experts and government leaders, including Ted Kennedy, and had support from key Congressional leaders, was scuttled by Kennedy in 1979 when he opposed it “at the very end,” which ultimately resulted in a 30-year delay in national health care.21  Carter repeated the charge in 2010 in TV interviews with 60 Minutes and Larry King, alleging that Kennedy acted “out of personal spite,” and his ambition to run for president and enact his own health care plan. In his own writings, Kennedy had counter-charged that it was Carter who delayed the plan (https://www.cbsnews.com/news/time-has-not-cooled-jimmy-carter-ted-kennedy-feud/).

 

RFK, Jr.

And so, we arrive at RFK, Jr., son of Bobby and nephew of Ted, choosing to support Republican Donald J. Trump, a convicted felon facing dozens of additional criminal charges, in his campaign for re-election as president. RFK, Jr. appears to justify his stance at least partly as a defense of freedom of speech. But he has yet to explain how supporting a candidate whose relentless abuse and corruption of that very right, by knowingly spewing lies that have sown chaos, threatened the democratic system, and endangered public safety, could possibly serve to protect freedom of speech and democracy. Then again, RFK, Jr.’s stance might have little to do with anything so grand as ideas, principles, and the national interest. After all, he is a Kennedy.  

 

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Print References

1.     Caro, Robert A. (2012). The Years of Lyndon Johnson. The Passage of Power. Alfred A. Knopf; New York, NY: pg. 63.

2.     Ibid, pg. 66.

3.     Ibid, ppg. 61-3.

4.     Shesol, Jeff. (1997). Mutual Contempt. Lyndon Johnson, Robert Kennedy, and the Feud that Defined a Decade. W.W Norton & Company; New York, NY: pg.10.

5.     Caro, Robert A. (2012). The Years of Lyndon Johnson. The Passage of Power. Alfred A. Knopf; New York, NY: ppg. 122-40.

6.     Shesol, Jeff. (1997). Mutual Contempt. Lyndon Johnson, Robert Kennedy, and the Feud that Defined a Decade. W.W Norton & Company; New York, NY: ppg.48-57.

7.     Caro, Robert A. (2012). The Years of Lyndon Johnson. The Passage of Power. Alfred A. Knopf; New York, NY: pg. 139.

8.     Ibid., pg. 177-195.

9.     Shesol, Jeff. (1997). Mutual Contempt. Lyndon Johnson, Robert Kennedy, and the Feud that Defined a Decade. W.W Norton & Company; New York, NY: ppg.77-79.

10.  Caro, Robert A. (2012). The Years of Lyndon Johnson. The Passage of Power. Alfred A. Knopf; New York, NY: pg. 198.

11.  Shesol, Jeff. (1997). Mutual Contempt. Lyndon Johnson, Robert Kennedy, and the Feud that Defined a Decade. W.W Norton & Company; New York, NY: pg.104.

12.  Ball, Moira Ann. The phantom of the oval office:  The John F. Kennedy’s assassination’s symbolic impact on Lyndon B. Johnson, his key advisors, and the Vietnam decision-making process.  Presidential Studies Quarterly. 1994;24(1):105-119.

13.  Shesol, Jeff. (1997). Mutual Contempt. Lyndon Johnson, Robert Kennedy, and the Feud that Defined a Decade. W.W Norton & Company; New York, NY: pg.119.

14.  Schuyler M.W. Ghosts in the White House: LBJ, RFK, and the assassination of JFK. Presidential Studies Quarterly. 1987; 17(3):503-518.

15.  Ward J. (2019).  Camelot’s End. Kennedy vs. Carter and the Fight that Broke the Democratic Party.  Hachette Book Group;  New York, NY: pg. 146.

16.  Ibid., pg. 126.

17.  Ibid., pg. 152.

18.  Ibid., pg.230.

19.  Ibid., pg.251.

20.  Ibid.,  pg.284-5.

21.  Carter J. (2010). White House Diary. Farrar, Strous and Giroux. New York, NY: pg. 325.

Sir Isaac Newton, was born (according to the Julian calendar in use in England at the time) on Christmas Day, the 25th of December 1642 (New system calendar the 4th of January 1643), at Woolsthorpe Manor in Woolsthorpe-by-Colsterworth, a hamlet in the county of Lincolnshire, England.

Sir Isaac Newton was one of the most influential scientists in human history, with his groundbreaking work in mathematics, physics, and astronomy laying the foundations for classical mechanics continuing to this day and shaping modern science.

Terry Bailey explains.

Isaac Newton in later life. Painting by James Thornhill.

Early Life and Education

Newton's early life was marked by personal hardships. His father died three months before he was born, and when Newton was three, his mother remarried, leaving him in the care of his maternal grandmother. As a child, Newton displayed a curiosity about the world that would later evolve into groundbreaking scientific inquiries. He was sent to The King's School in Grantham, where he demonstrated a gift for mathematics and mechanics, often constructing elaborate mechanical devices, such as sundials and windmills, during his free time.

At 18, Newton enrolled at Trinity College, Cambridge, in 1661. Cambridge, however, offered a curriculum centered around Aristotelian philosophy, which Newton found inadequate to explain the natural world. During this time, he encountered the works of philosophers such as René Descartes and astronomers like Galileo Galilei, which inspired his independent thinking. It was during the mid-1660s, when Cambridge was closed, (1665-1667), due to the Great Plague, that Newton made his first breakthroughs.

 

The Annus Mirabilis (The "Year of Wonders")

Newton's most productive period came during his time away from Cambridge between 1665 and 1667, often referred to as his "Annus Mirabilis." During these years, he developed the fundamental principles of calculus, formulated his theories on optics, and famously began to conceive the laws of motion and universal gravitation.

 

Calculus: The Foundation of Modern Mathematics

 

One of Newton's most profound achievements was the development of calculus, a new branch of mathematics that allowed for the analysis of continuously changing quantities. Although the invention of calculus is often attributed to both Newton and German mathematician Gottfried Wilhelm Leibniz, Newton's work predated Leibniz's publication by several years. It is also important to note that Archimedes, 287 BCE-212 BCE had already started developing the early concepts of integral calculus.

Newton used calculus to describe rates of change, which was crucial in his subsequent scientific discoveries. For example, calculus allowed Newton to analyze the motion of objects, calculate the changing velocities of falling bodies, and predict the paths of planets.

 

Optics: The Nature of Light and Color

During his retreat in 1666, Newton also conducted groundbreaking experiments with optics. Using a prism, Newton demonstrated that white light could be split into a spectrum of colors, showing that white light was a mixture of different wavelengths of light rather than a pure substance.

This discovery revolutionized the field of optics and dispelled prevailing theories that colors were produced by the modification of white light. His work on light also led him to build the first practical reflecting telescope, known as the Newtonian telescope, in 1668. This innovation eliminated chromatic aberration—a problem that plagued refracting telescopes—and allowed for sharper images of celestial objects.

 

The Principia and Newton's Laws of Motion

In 1687, Newton published his magnum opus, Philosophiæ Naturalis Principia Mathematica, often referred to simply as the Principia. This work laid the groundwork for classical mechanics and established Newton's lasting influence on science.

 

Newton's Laws of Motion

The Principia is perhaps most famous for the articulation of Newton's three laws of motion, which describe the relationship between an object's motion and the forces acting upon it:

First Law (Inertia): An object at rest stays at rest, and an object in motion stays in motion with the same speed and in the same direction unless acted upon by an unbalanced external force.

Second Law (Force and Acceleration): The acceleration of an object is directly proportional to the net force acting upon it and inversely proportional to its mass. This law is succinctly expressed by the formula F = ma (force equals mass times acceleration).

Third Law (Action and Reaction): For every action, there is an equal and opposite reaction. This principle explains why a rocket is propelled upward as gas is expelled downward.

 

These laws transformed the study of motion and became the foundation of classical mechanics, allowing scientists to predict the behavior of moving objects and understand phenomena like the orbits of planets and the trajectories of projectiles.

 

The Universal Law of Gravitation

Newton's law of universal gravitation is another keystone of his legacy. Newton proposed that every particle of matter in the universe attracts every other particle with a force that is proportional to the product of their masses and inversely proportional to the square of the distance between them. This revolutionary idea provided a unifying explanation for both terrestrial and celestial phenomena.

Newton's law of gravitation explained why apples fall to the ground, why the Moon orbits the Earth, and why planets revolve around the Sun. It was the first time a mathematical theory provided a comprehensive explanation of the mechanics of the universe. With this law, Newton showed that the same forces governing falling objects on Earth were responsible for the motion of the planets, revolutionizing our understanding of the cosmos.

 

Later Life and Scientific Work

Following the publication of the Principia, Newton's reputation as one of the world's foremost scientists was firmly established. He was appointed Lucasian Professor of Mathematics at Cambridge, a position he held until 1696 when he moved to London to become Warden of the Royal Mint. There, Newton played a key role in reforming England's coinage and combating widespread counterfeiting.

 

Alchemy and Theology

Although Newton is best known for his contributions to mathematics and physics, he also spent a significant portion of his life studying alchemy and theology. Alchemy, a proto-scientific tradition, sought to transform base metals into gold and discover the elixir of life, (which to the initiated was a metaphorical concept for other scientific Pursuits). While Newton never made significant strides in these areas, his alchemical work reveals the breadth of his intellectual curiosity as he applied solid scientific methodologies to this pursuit.

Newton's theological writings were also substantial, though they remained unpublished during his lifetime. He was deeply interested in biblical prophecy and sought to reconcile his scientific work with his religious beliefs. Despite his unorthodox theological views, Newton believed that the universe operated under divine law, and this conviction reinforced his scientific inquiries. However, the more he studied these ideas the more separate the two concepts became.

 

Newton's Legacy in Science

Isaac Newton's scientific achievements had a profound impact on future generations of scientists. His methods of inquiry—based on empirical observation, mathematical rigor and logical reasoning became the standard for scientific exploration.

 

Influence on Physics

Newton's work in physics formed the basis for much of what is now called classical mechanics. For over two centuries, Newton's laws of motion and gravitation remained the cornerstone of physics, providing a comprehensive framework for understanding the movement of bodies in the universe.

It was not until the 20th century, with the advent of Einstein's theory of relativity and quantum mechanics, that Newton's ideas were modified to account for the behavior of objects at extreme speeds and small scales. However, even in these contexts, Newton's laws remain a valid approximation for much of the physical world.

It is vital to understand that Newton was not incorrect and Einstein's theories simply were furtherance of Newton's findings. Issac Newton lived in the time of horse and carriage and the concept of light speed was virtually unknown. When Einstein added light speed into the equation it allowed science to move beyond Newton's discoveries, the true aspect of scientific discovery and solid proof of Newton's legacy to the world.

 

Impact on Mathematics

Newton's development of calculus opened new avenues for mathematical exploration. His methods for calculating the rate of change and determining areas under curves became essential tools in mathematics, engineering, and physics. Calculus remains a central component of modern mathematics education and is used extensively in fields ranging from physics to economics.

 

Contributions to Astronomy

 

Newton's law of gravitation allowed astronomers to better understand planetary motion and celestial mechanics. Using Newton's theories, astronomers could predict the orbits of planets and comets with unprecedented accuracy. Newton's work also helped scientists understand the forces governing tides, the behavior of moons, and the dynamics of stars and galaxies.

Side note:- Galileo Galilei had already discovered the first 4 moons orbiting around Jupiter, originally named the Galilean moons, (satellites), on the 7th of January 1610. These moons eventually became known as Io, Europa, Ganymede, and Callisto.

 

Newton's Philosophical Impact

In addition to his scientific work, Newton influenced the philosophical understanding of nature and human knowledge. His emphasis on observation and mathematical explanation helped shape the Enlightenment view that nature operates according to discoverable laws. Philosophers like John Locke and Immanuel Kant were profoundly influenced by Newton's work, and his ideas were integral to the rise of empiricism and the scientific method.

In conclusion, Isaac Newton's life and work are solid evidence of the power of human curiosity and intellect. From his formulation of calculus and groundbreaking work in optics to his laws of motion and gravitation, Newton reshaped humanity's understanding of the natural world. His influence extended far beyond his era, setting the stage for centuries of scientific progress. Newton's legacy endures, not only in the discoveries he made but in the methods of inquiry and analysis he championed—methods that continue to drive science forward today.

 

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Notes:

Reflecting telescope, (Newtonian telescope)

A reflecting telescope often referred to as a Newtonian telescope, is a type of reflecting telescope invented by the English scientist Sir Isaac Newton, using a concave primary mirror and a flat diagonal secondary mirror. Newton's first reflecting telescope was completed in 1668 and is the earliest known functional reflecting telescope.

The Newtonian telescope's simple design has made it very popular with amateur telescope makers.

 

Refracting telescope

 

A refracting telescope often referred to as a refractor is a type of optical telescope that uses a lens as its objective to form an image, known as a dioptric telescope and was the earliest type of optical telescope.

The first record of a refracting telescope appeared in the Netherlands about 1608 when a spectacle maker from Middelburg named Hans Lippershey unsuccessfully tried to patent one.

News of the patent spread fast and Galileo Galilei, happening to be in Venice in May 1609, heard of the invention, constructed a version of his own, and applied it to making astronomical discoveries.

 

Chromatic aberration

Chromatic aberration, also referred to as chromatic distortion, color fringing, and sphero-chromatism, is a common optical phenomenon that occurs when a lens cannot bring all wavelengths of light to a single converging point

 

Jupiter's moons

Jupiter currently has 95 moons that have been officially confirmed and recognized by the International Astronomical Union, (IAU).

The British Labour Party won the 2024 British general election. With that in mind, Vittorio Trevitt looks at the past Labour governments of Clement Attlee and Harold Wilson. He considers how these governments handled welfare policy.

Clement Attlee with John F. Kennedy in 1961.

The UK General Election held in July 2024 was a truly historic event, with Labour returning to office after more than a decade in opposition. The fact that Labour did so with such a massive majority means that they have a strong mandate to transform Britain into a fairer nation. Although the state of public finances has resulted in Labour removing universal Winter Fuel Allowances for most pensioners (ironically reversing a policy implemented under the Blair Government in 1997) and more cuts likely to follow, it is highly probable that as economic conditions improve there will be greater leeway for Labour to expand social provisions, such as fulfilling its proposals for extending rights to statutory sick pay and introducing free breakfast clubs in all English primary schools. In the past, Labour has encountered severe financial difficulties but has still managed to establish a broad array of social security grants that have done much to ameliorate the quality of life for ordinary households. Two former Labour administrations that Starmer and his ministers can look to for guidance are the Attlee Government of 1945-51 and the 1964-70 and 1974-76 Wilson Governments.

 

Attlee Government

The Labour Government that came to power in the first election following the end of the Second World War has long been held in high esteem not only by historians but also by Labour Party activists and politicians. Led by veteran Labourite Clement Attlee, it was by far the most radical and successful that Britain had experienced by that time. Although the country Labour inherited was in a parlous financial state (the legacy of World War II), Attlee and his ministers would not disappoint an electorate hungry for change after years of strife and sacrifice. Over the next 6 years, they drastically changed Britain for the better. One way it achieved this was through the construction of a comprehensive and universalistic welfare model. Although Britain had a long history of welfare provision, the Attlee Government greatly built on the existing framework by setting up a system that covered all citizens. One of the pillars of this new solidaristic edifice, the National Health Service, was notable in making free access to every form of healthcare (such as medical and dental care, eyeglasses and hearing aids) a right for every citizen; one that the service has continued to uphold despite frequent cuts and overhauls in the decades since its “birth.” The 1946 National Insurance Act set up a broad network of cash payments incorporating a range of risks such as old age, widowhood and funeral costs. Apart from the normal rates, increases could be made in national insurance paymentsfor particular cases. Also, where employers had failed to meet the contribution requirements of the Act, resulting in recipients losing partly or entirely the maternity, sickness or unemployment benefits that were theirs by right, such individuals could retrieve a civil debt from said employers representing the lost amounts. A Five Year Benefit Reviewwas also included, aimed at ensuring the adequacy of allowances in helping beneficiaries to meet their basic needs. Additionally, groups such as trade unions were enabled to set up their own schemes if they so wished.

The equally far-reaching Industrial Injuries Act passed that same year bestowed various cash grants upon workers suffering from work-related injuries such as disablement gratuities and special hardship allowances (aimed at workers unable to carry out their current lines of work or equivalent due to their injuries). Five distinct benefits were also made for dependents of workers who tragically lost their lives, while allowances were given in cases of approved hospital treatment, constant attendance and unemployability; the latter geared towards disability pensioners unable to take on any form of employment. In addition, the National Assistance Act introduced two years later established a non-contributory social safety net for those in need; providing support such as shelter and nutritional assistance.

 

The Attlee years also witnessed the passage of other welfare measures affecting different strata of British society.Dockworkers became entitled to pay in cases of unemployment or underemployment, while a state scheme for mature university students was set up. Regulations provided numerous pension entitlements for NHS employees while the National Insurance and Civil Service (Superannuation) Rules, 1948 provided for preserved pension rights with a compensation award in cases where individuals experienced the impairment or loss of opportunity to earn a further pension. As a means of helping people reach their potential, a special scheme was instituted in 1947 whereby individuals with a gift for skilled crafts became eligible for grants to undertake training in other locations if no suitable facilities existed near where they lived.

In 1946, certain pensioners with disabilities that added to wear and tear became entitled to a new clothing allowance, while a couple of years later greater eligibility for special education allowances for children was introduced. The 1948 Local Government Act generalised various powers to pay subsistence and travelling allowances to members of local authorities while also providing payments in cases where council business attendance led to financial loss. The 1947 Agriculture Act incorporated several forms of compensation, such as for disturbance and improvement, while the 1948 Criminal Justice Act provided for the enforcement of payments of compensation or damages. Under the 1948 Children Act, local authorities were empowered to care for children who were orphaned, deserted or unable to be looked after by their parents due to circumstance. Amongst its many provisions included accommodation for children reaching 3 years of age, along with grants for students to help them with the costs of maintenance, training or education. A year later, a system of legal assistance was inaugurated that entitled most people to free legal support in both civil and criminal cases.

 

Impact of the Attlee Government

The extent to which the social security legislation of the Attlee Government dramatically improved people’s lives can be gauged from a poverty study conducted in York in 1950 by the legendary researcher and humanitarian Seebohm Rowntree; using that location as a representative sample. A follow up to a previous survey carried out in the same area in 1936, it estimated that the percentage of working-class people in York who lived in poverty stood at 2.77% in 1950, compared with 31.1% 14 years earlier. Although the study undoubtedly overestimated the extent to which poverty fell during that period, it nevertheless highlights the fact that the Welfare State established under Attlee did much to diminish the numbers experiencing hardship. G.R. Lavers, who co-authored the report, argued that the largest improvement since 1936 had come about as a result of the welfare reforms instituted since 1945, going as far as to claim that the Welfare State had greatly overcome poverty. This assertion gave Labour a positive message to convey to the public during the 1951 election campaign, but despite their efforts would be voted out of office; not returning to power until 1964 under the leadership of former minister Harold Wilson.

 

Wilson Governments

Like Attlee’s Administration, Harold Wilson and his ministers inherited a nation in a difficult economic position; one that eventually resulted in the currency being devalued. This culminated in detestable austerity policies including higher charges for school meals. Also, In a dubious move, one that undoubtedly reflected exaggerated perceptions of welfare fraud that persist to this day, a “four-week rule” was instituted in July 1968 in certain places. This involved social assistance benefits being removed from recipients after this time if it was believed that there was suitable work available. Assessing the impact of this measure, one study edited by the anti-poverty activist and future cabinet minister Frank Field provided the estimate that 10% of those affected by the rule subsequently ventured into crime as a consequence of their losing their benefits. Despite a ministerial claim that this policy had been a success in tackling benefit fraud, Field’s study suggests that it was a misguided decision that caused unnecessary hardship.

Nevertheless, for most of its period in office Labour not only boosted public spending but also rolled out a programme of radical welfare reform that did much to lessen inequality. New benefits were introduced concerning risks that previously had been left uncovered by the Attlee welfare laws. Redundancy pay was set up, along with income supplements for beneficiaries such as unwell, injured and jobless persons; the latter to lessen the impact of unemployment for skilled employees. New allowances for partially incapacitated men were also established, with increased amounts were permitted in certain cases.

The 1965 Solicitors Act allowed for grants to be paid in hardship situations, while other laws introduced varying forms of compensation for those affected by compulsory land purchases and damage. National Assistance was superseded by a new Supplementary Benefits Scheme; an overhaul carried out partly to prevent detailed individual enquiries. Reflecting this philosophical shift, changes were made, for instance, to rent allowance payments for non-householders (previously, these had been dependent upon a household’s make-up). Although not without its faults, it was a definite improvement over the previous social assistance arrangements. Higher benefit rates were provided and, although the allowances under the new scheme were mostly the same as under National Assistance (with exceptions such as an additional allowance for long-term claimants), what differed was the fact that the new scheme sought to ensure that benefits would be given as a right to those who met the means-tested conditions, while seniors were entitled to an income guarantee. Measures were also carried out with the intention of enabling widows and women whose marriages had dissolved to receive higher pensions, while regulations established improved levels of financial assistance for disabled people (such as an allowance for severe disabilities), and allowed for Christmas bonuses to be disregarded in the estimation or calculation of earnings when determining national insurance payments. Local tax rebates were created to assist less well-off ratepayers, and the 1965 Matrimonial Causes Act was designed to helpwomen by means of ordering alimony and other forms of payment to the concerned parties. Additionally, measures were undertaken to tackle homelessness and deliver residential services to persons who are ill and living with disabilities.

 

The social security record of Wilson’s first administration can be justified by the impact its policies had on those living on low incomes. In 1970, the amount that benefits and taxes added to the incomes of those earning £315 annually was more than twice the equivalent amount from 1964. Measurements have also suggested that the number of individuals living in poverty was far lower in 1970 than in 1964; further justification of Labour’s welfare record from the Sixties. One such benchmark, utilising a 1970-based absolute poverty line, has suggested that the percentage of poor Britons fell from around 20% to around 15% by the end of Wilson’s first premiership. Wilson’s last government from 1974 to 1976 would also see further landmarks in social security, with various laws passed that established new entitlements including invalidity pensions and mobility and invalidity care allowances for the disabled, earnings-related pensions, and Child Benefit; a universal payment which for the first time included financial support to families with at least one child and enhanced the amount of assistance allocated to low-income families.

 

The administrations in context

In a way, both administrations reflected the spirit of the times that they governed in. In the decade or so following the end of the hostilities, several war-torn nations in Europe came under the leadership of left-wing coalitions that expanded their social aid systems, while even poorer nations led by progressives including Burma (Myanmar), Guatemala, Iran and Ceylon (Sri Lanka) undertook reforms in this field. Similarly, during Wilson’s first stint as prime minister several developing nations led by reformers throughout the Sixties like India, Turkey, Honduras and the Philippines also embarked upon their own programmes of welfare innovation. The revolutionary social security reforms implemented under Attlee and Wilson therefore reflected broader geopolitical trends during their incumbencies.

The record of the Attlee and Wilson administrations shows that even under dire economic circumstances there is much that can be achieved in strengthening the social security structure that has done much throughout the decades to prevent and mitigate poverty in the United Kingdom. Like their forebears, the Starmer Government must never lose sight of Labour’s goal to make Britain a nation free of injustice. A more generous welfare system is a prerequisite to this. Although it is likely that it will take time until the financial situation improves to the point that Labour will be able to pursue looser, more expansionary fiscal measures to attain its reformist vision, the Starmer Government must nevertheless reinforce the Welfare State as an effective tool against the scourges of poverty, as most Labour governments have done so in the past. The welfare records of the Attlee and Wilson ministries are ones that the new Labour administration can learn greatly from today.

 

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AuthorGeorge Levrier-Jones

Every October for the past 52 years, the International Hot Air Balloon Festival takes place in Albuquerque, New Mexico. This event is the world's largest hot air balloon festival, with over 500 hot air balloons and nearly 1 million people in attendance. The hot air balloon made its first American flight in 1793, yet it still captures our attention and imagination. So, what is the history behind these magnificent flying balloons?

Angie Grandstaff explains.

A depiction of an early balloon flight in Annonay, France in 1783.

The Origins of Hot Air Balloons

The idea of flying is something that humans have fantasized about for centuries. Many have theorized about how this could happen. English philosopher Roger Bacon hypothesized in the 13th century that man could fly if attached to a large hollow ball of copper filled with liquid fire or air. Many dreamed of similar ideas, but it wasn’t until 1783 that the dream became a reality.

French brothers Joseph-Michel and Jacques-Etienne Montgolfier were paper manufacturers who observed that a paper bag would rise if hot air was put inside it. Many successful experiments proved their theory. The Montgolfier brothers were to demonstrate their flying balloon to King Louis XVI in September 1783. They enlisted the help of a famous wallpaper manufacturer, Jean Baptiste Réveillon, to help with the balloon design. The balloon was made of taffeta and coated with alum for fireproofing. It was 30 feet in diameter and decorated with zodiac signs and suns in honor of the King.

A crowd of 130,000 people, including King Louis XVI and Marie Antoinette, watched the Montgolfier brothers place a sheep, rooster, and duck in a basket beneath the balloon. The balloon floated for two miles and was safely returned to the ground with the animals unharmed. This successful flight showed what was possible, and they began planning a manned trip into the sky.

There was much concern about what the high altitude may do to a human, so King Louis XVI offered a condemned prisoner to be the first to fly. But Jean-Francois Pilatre de Rozier, a chemistry and physics teacher, asked and was granted the opportunity to be the first. The Montgolfier brothers sent de Rozier into the sky on several occasions. Benjamin Franklin, the Ambassador to France at the time, witnessed their November 1783 flight. Franklin wrote home about what he saw, bringing the idea of hot air balloons to American visionaries.

 

An American Over the English Channel

Advances were being made with different fabrics and gases, including hydrogen, to keep the balloon aloft. Many brave individuals were heading into the skies. Boston-born Dr. John Jeffries was eager to fly. Jeffries offered to fund French inventor Jean-Pierre Blanchard’s hot air balloon expedition to cross the English Channel if he was allowed a seat. Dr. Jeffries was a medical man interested in meteorology, so this trip into the clouds fascinated him.

The two men headed into the air from the cliffs of Dover, England in January 1785. Blanchard’s gear and a boat-shaped gondola carrying him and Jeffries weighed down the hydrogen-filled balloon. The balloon struggled with the weight as it headed across the channel, so much so that they had to throw everything overboard. Their desperation to stay in the air even led them to throw the clothes on their backs overboard. The pair landed safely in France minus their trousers but were greeted by locals who thankfully clothed them.

 

First Flight in America

Blanchard’s groundbreaking achievements in Europe brought him to America in 1793. He offered tickets to watch the first manned, untethered hot air balloon flight. The first flight was launched from the Walnut Street Prison yard in Philadelphia. George Washington was in attendance with other future presidents, such as Thomas Jefferson, John Adams, James Madison, and James Monroe. Blanchard, who did not speak English, was given a passport by Washington to ensure safe passage wherever he landed. Blanchard ascended 5,800 feet into the air and landed 15 miles away in Deptford, New Jersey. 

Europe dominated the field of aeronautics, but Blanchard’s first American flight demonstrated the possibilities of flight to America and its leaders. It inspired American inventors and explorers to take to the skies. It was a significant step in the global progress of aviation. An interesting side note about Blanchard: his wife Sophie was also an avid balloonist, a woman ahead of her time. They both died in separate ballooning accidents.

 

Early American Balloonists

The Montgolfier brothers' ballooning adventures led to balloon madness in America. There was much interest in the science of flying balloons as well as how balloons can be used as entertainment.

Philadelphia doctor John Foulke was fascinated with the science of ballooning. He witnessed the Montgolfier brothers’ successful manned hot-air balloon flights in Paris with Benjamin Franklin. Foulke returned to his Philadelphia home and conducted experiments, sending small hot air balloons into the sky. He lectured at the University of Pennsylvania on ballooning, even inviting George Washington to one. Washington could not attend but was keenly interested in hot air balloons and saw their potential for military use. Foulke began raising funds to build America's first hot air balloon but never reached his goal.

While Foulke was lecturing about the science of ballooning and attempting to raise funds, a Bladensburg, Maryland tavern owner and lawyer, Peter Carnes, was ready to send a balloon into the air in June 1784. Carnes was a very ambitious man with an entrepreneurial spirit. He saw American’s enthusiasm for the magnificent flying balloons as a way to make money. Interestingly, Carnes had very little knowledge about how to make a balloon take flight, but against all odds, he built a balloon. His tethered unmanned balloon was sent 70 feet into the air. Carnes set up a more significant event in Baltimore, selling tickets to a balloon-mad city for a manned flight. Unfortunately, Carnes was too heavy for the balloon, but a 13-year-old boy, Edward Warren, volunteered to be the first. Warren ascended into the sky and was brought back safely to the ground, becoming the first American aviator.

Cincinnati watchmaker Richard Clayton saw ballooning as an opportunity to entertain the masses. In 1835, he sold tickets to the launch of his Star of the West balloon. This 50-foot high, hydrogen gas-fueled balloon carried Clayton and his dog. Once a mile above the city, Clayton, wanting to put on the best show for his crowd, threw his dog out of the balloon. The dog parachuted to the ground safely. Clayton’s nine-hour trip took him to present-day West Virginia. This voyage, Clayton’s Ascent, was commemorated on jugs and bandboxes, some of which are part of the Cincinnati Art Museum’s collection. Clayton traveled to many American cities with his balloons and entertained thousands. Clayton used his connections with the press to help bring in the crowds.

Thaddeus Lowe was a New Hampshire-born balloonist and inventor who was primarily self-educated. He began building balloons in the 1850s, traveling the country, giving lectures, and offering rides to paying customers. Lowe believed hot air balloons could be used for communication and was devising a plan to build a balloon that could cross the Atlantic Ocean when the Civil War began.

 

Balloons in the Civil War

President Lincoln was interested in finding out how flying balloons could gather intelligence for military purposes. In June 1861, Lowe was summoned to Washington D.C., where he demonstrated to President Lincoln how a balloon's view from the sky combined with telegraph technology could give the Union Army knowledge of the Confederate troop movements. President Lincoln saw how this could help his army. So, he formed the Union Army Balloon Corps. Thaddeus Lowe was the Corps' Chief Aeronaut. Lowe used a portable hydrogen gas generator that he invented for his seven balloons.

The Peninsula campaign gave Lowe his first chance to show how his balloons could contribute positively to the Union Army. In the spring of 1862, he was able to observe and relay the Confederate Army’s defensive setup during the advance on Richmond. Lowe’s aerial surveillance gave the Union Army the location of artillery and troops during the Fredericksburg campaign in 1862 and the Chancellorsville campaign in 1863.

The Balloon Corps made 3,000 flights during the Civil War. The surveillance obtained from these flights was used for map-making and communicating live reports of battles. The balloon reconnaissance allowed the Union to point their artillery in the correct direction even though they couldn’t see the enemy, which was a first. The Confederates made several attempts to destroy the balloons, but all attempts were unsuccessful. The balloons proved to be a valuable tool in war. 

Unfortunately, Thaddeus Lowe faced significant challenges from Union Army leaders who questioned the cost of his balloons and his administrative skills. Lowe was placed under stricter military command, a difficult situation for him. Ultimately, Lowe resigned from his position in the Balloon Corps, and the use of balloons during battle ceased. Lowe's journey led him back to the private sector, where he eventually settled in Pasadena, California, and continued his inventive pursuits, eventually holding 200 patents.

 

Modern Hot Air Balloons

Hot air balloons lost their popularity as America entered the 20th century. But in the 1950s, Ed Yost set out to revive the hot air balloon industry. Yost is known as the Father of Modern Hot Air Ballooning. He saw the need for the hot air balloon to carry its own fuel, so he pioneered the use of propane to heat the inside of the balloon. Yost also created the teardrop balloon design. He experimented with balloons, including building his own, and made the first modern-day hot-air balloon flight in 1960. Yost was strapped in a chair attached to a plywood board beneath a propane-fueled balloon traveling for an hour and a half in Nebraska. His improvements made hot air balloons safer and semi-maneuverable. Yost crossed the English Channel and attempted to cross the Atlantic Ocean solo. His attempt across the Atlantic failed, but he built a balloon for Ben Abruzzo, Maxie Anderson, and Larry Newman to try again. The Double Eagle II was the first balloon to cross the Atlantic in 1978.

Yost’s achievements and those of many other American hot air balloon enthusiasts helped the sport of hot air ballooning take flight in the second half of the 20th century. Hot air balloon festivals now take place around the country year-round and are major tourist attractions. The Albuquerque International Hot Air Balloon Festival is the world's biggest hot air balloon festival. Hot air balloons have become big business for travelers who want a bird’s eye view of America.

Humans have always wanted to conquer the skies. The curiosity and ingenuity of people like the Montgolfier brothers laid the foundation for Americans to push the boundaries of aviation. The early experiments of scientists and entertainers helped 20th-century inventors and adventurers build safer hot air balloons. Today, there is a vibrant hot-air balloon culture in America. Millions of Americans celebrate the scientific milestones and the sheer joy of flight every year. The history of hot air ballooning shows us the power of imagination and dreams.

 

Angie Grandstaff is a writer who loves to write about history, books, and self-development. 

 

 

References

https://airandspace.si.edu/stories/editorial/presidential-writings-reveal-early-interest-ballooning

https://balloonfiesta.com/Hot-Air-History

https://www.battlefields.org/learn/biographies/thaddeus-sobieski-constantine-lowe

https://fly.historicwings.com/2012/06/the-first-american-aviator/

https://ltaflightmagazine.com/the-first-aerial-crossing-of-the-english-channel/

https://www.mountvernon.org/library/digitalhistory/digital-encyclopedia/article/george-washington-and-ballooning

https://www.nytimes.com/2007/06/04/us/04yost.html

https://www.santafenewmexican.com/news/local_news/ed-yost-father-of-ballooning-subject-of-new-albuquerque-balloon-museum-exhibit/article_917c38b2-6138-11ee-9a3d-4786ca2ea0c6.html

https://www.space.com/16595-montgolfiers-first-balloon-flight.html

https://www.wcpo.com/news/insider/history-richard-clayton-balloon

The naval victory at Midway on June 4, 1942 has rightly been recognized as one of the greatest in the history of the US Navy, and one of the most significant victories in the history of armed conflict. However, events did not follow the plan formulated by US Pacific Fleet commander Admiral Chester Nimitz, and the battle was very nearly lost by Pacific Fleet forces. Conspicuously missing from earlier accounts of the Battle of Midway is a description of the Nimitz plan to confront the Japanese carrier fleet.

Dale Jenkins explains. Dale is author of Diplomats & Admirals: From Failed Negotiations and Tragic Misjudgments to Powerful Leaders and Heroic Deeds, the Untold Story of the Pacific War from Pearl Harbor to Midway. Available here: Amazon US | Amazon UK

Chester Nimitz while Chief of Naval Operations.

The actions taken by Pacific Fleet forces during the Midway battle deviated significantly from the Nimitz plan. But, despite the deviation, the battle was won. What occurred at Midway was essentially a broken play, but positive action from a junior task force commander, astute calculations from an air group commander, and intrepid, skilled flying from carrier pilots saved the day. 

The intelligence team at Pearl Harbor had decrypted sufficient Japanese messages by May 27 to advise Nimitz of expected Japanese fleet movements on June 4. Nimitz’s intelligence staff, headed by LCdr Edwin Layton, informed him that the Japanese carrier fleet, or Striking Force:

“would probably attack on the morning of 4 June, from the northwest on a bearing of 325 degrees. They could be sighted at about 175 miles from Midway at around 0700 (0600 local) time.”(1)

 

Layton expected four or five Japanese carriers steaming from the northwest at 26 knots. There were four: Akagi(flagship of carrier Striking Force commander Vice Admiral Chuichi Nagumo), Kaga, Hiryu and Soryu. Nimitz had a week to plan a defense of the attack, formulate a counter-attack, and continue to assemble forces on Midway to carry out the plan. He issued Operation Order 29-42 that detailed the forces that were to be employed, including the scouting operation of PBY amphibious planes and a picket line of submarines.

Additional Japanese forces included an amphibious Occupation Force operating south of the carrier force, a separate force to attack the Aleutian Islands, and a battleship force trailing 300 miles astern of the carriers. The battleship force included super-battleship Yamato with Combined Fleet commander Admiral Isoroku Yamamoto embarked.

 

The Japanese planned to launch 108 planes, half the total air complement of the four carriers, against the shore defenses of Midway Island at 0430 on June 4 when approximately 220-240 miles from Midway,. The remaining reserve force would be armed with anti-ship bombs and torpedoes to combat any unexpected Pacific Fleet forces. The Japanese command expected the Pacific Fleet carriers to rush to the scene from Pearl Harbor, and the Japanese would destroy them with their carrier planes and battleships in a showdown confrontation.

To counter the Japanese carrier force, Nimitz had planes on Midway Island and three Pacific Fleet carriers, Enterprise, Hornet and Yorktown, under the overall command of Rear Admiral Frank Jack Fletcher. Fletcher, embarked on Yorktown, was in direct command of Task Force 17. A more junior rear admiral, Raymond Spruance, embarked on Enterprise, commanded Task Force 16 of Enterprise and Hornet.  

 

Operating range

A particular problem was the difference in operating ranges between the Japanese carrier planes and those of the Pacific Fleet. The Japanese operating range was 240 miles, and the equivalent for the Pacific Fleet planes was just 175 miles.  That difference meant the Japanese planes could attack the Pacific Fleet carriers when the Pacific Fleet planes were out of range of the Japanese carriers. Nimitz had to have a plan that would get the carriers through the band between 240 miles and 175 miles without being spotted and attacked. The difference, 65 miles, meant that a carrier covering that distance, averaging 25 knots, would have to steam for 2 ½ hours to cross the band where they were vulnerable to attack without being able to return it.

Nimitz designed an attack on the Japanese carrier fleet by moving the Pacific Fleet carriers through the night of June 3-4, under cover of darkness, to arrive at a position where they had the best chance to launch an attack before they were discovered by Japanese scouts. He planned to use PBY amphibious planes from Midway as scouts because the Japanese could sight the PBYs without being alerted to the presence of carriers. The light wind coming out of the southeast meant that the Japanese carriers, steaming into the wind, would launch and recover planes without changing course. Layton based his calculations on the PBYs taking off from Midway at 0430, plus plane and ship speeds, to arrive at his calculation that the PBYs should encounter the Japanese at about 0600, 175 miles from Midway.  The planes on Midway would launch immediately upon receipt of the scouting report.  Japanese carriers would move about 35 miles after the PBY report until the Midway planes intercepted them about 0720, 140 miles from Midway.

Nimitz formulated a plan for a concentration of force of Midway planes and carrier planes. To accomplish this, he determined that the Pacific Fleet carriers were to be at a position 140 miles northeast of the interception point at 0600. That position also was 200 miles directly north of Midway Island and was designated as the navigation reference point for the carrier force. When the report from a PBY was received at approximately 0600 the planes from both Midway and the three carriers would launch their planes. In a successful execution, all the Pacific Fleet planes would arrive over the Japanese carriers at approximately 0720 in a concentration of force. The goal was a victory by 0800-0815.

Because the Japanese planes attacking Midway would not return before 0830, the Pacific Fleet attack would be against just half of the Japanese air defenses. In addition, if the flight decks of the Japanese carriers were heavily damaged, even if the carriers themselves were not sunk, the planes returning from Midway would have to ditch in the ocean.

A graphic of Nimitz’s plan at the Battle. Copyright Dale Jenkins. Printed with permission.

After-action report

The after-action report of Rear Admiral Frank Jack Fletcher confirms the intended movements of the carrier force in conformity with the Nimitz plan:

ENTERPRISE and HORNET maintained their air groups

In readiness as a striking force. During the night of June 3-4

both forces [TF-17 and TF-16] proceeded for a point two

hundred miles North of Midway. (Emphasis added) Reports of enemy forces to the Westward of Midway were received from Midway and Commander-in-Chief, Pacific Fleet. These reports indicated the location of the enemy Occupation Force but not the Striking Force.(2)

 

The ComCruPac (Fletcher) report refers to PBY scouts on June 3, when the Occupation Force was sighted and the carrier Striking Force was still under heavy clouds. It confirms Fletcher’s knowledge of the plan and his intended movements. Further confirmation of the Nimitz plan and the ordered position of the carriers to be 200 miles north of Midway at 0600 on June 4 is contained in published accounts of at least three contemporary historians who had the opportunity to interview participants during and after the war: Richard W. Bates, Samuel Eliot Morison, and E. B. Potter. (3)

On June 3 the PBYs took off from Midway at 0430 and contacted the Japanese occupation force. This contact confirmed that the Japanese were proceeding with the plan as previously decrypted by Layton’s intelligence unit. The carrier force was still under a heavy weather overcast and was not discovered on June 3.

On June 4 the PBYs launched again at 0430. At 0534 a sighting of enemy carriers was transmitted to Admirals Fletcher and Spruance, and to the forces on Midway. At 0603 the earlier report was amplified:

“2 carriers and battleships bearing 320 degrees, distance 180, course 135, speed 25 knots.” (4)

 

Immediately after receiving the latter report the planes on Midway took to the air.  Fighters rose to defend Midway, and six Avenger torpedo planes and four B-26s fitted with torpedoes flew to attack the Japanese carriers.  Two more carriers were in the Japanese formation but were not seen by the PBY pilot.

However, Pacific Fleet carriers were not in position to launch planes at 0603 because Fletcher, while heading southwest overnight June 3-4 toward the designated position 200 miles north of Midway, decided that the scouting as ordered in Operation Order 29-42 might not be sufficient. At first light, he ordered Yorktown carrier planes to conduct a separate sweep to the north and east. To do this the carriers had to change course to the southeast to launch planes into the wind, and to be on that course to recover the planes. These course changes took the carriers away from the interception point. When the 0603 message from the scout arrived, the carriers were 200 miles east and north of the interception point and 25 miles beyond their operating range of 175 miles. 

At 0607 Fletcher sent a message to Spruance:

 

“Proceed southwesterly and attack enemy carriers when definitely located. I will follow as soon as planes recovered.”(5)

 

Spruance, detached with Enterprise and Hornet, proceeded southwest at all possible speed to close the range, but at an average speed of 25 knots it would take an hour to cover 25 miles.  Meanwhile, the planes from Midway arrived separately over the Japanese carriers and attacked. The plan for a concentration of force had failed.

The Avengers and B-26s, arriving at 0710, flew into the teeth of the Zero fighter defenders. They attempted valiant torpedo runs against two of the four carriers, but the inexperienced pilots were hopelessly outclassed by the fast, agile and deadly Zeros. There were no hits or even good chances for hits, and the Zeros sent five of the six Avengers flaming into the ocean. The B-26s hardly did better, but one pilot, with his plane on fire and probably knowing he was never getting home, dove at the bridge of the Japanese flagship. He missed by a few feet and crashed into the ocean.

 

B-26 pilot

The B-26 pilot may have done as much as anyone that day to turn the tide of the battle.  At 0715 the shocked Admiral Nagumo, already notified that the Midway attack had run into heavy resistance, decided that a second attack on Midway was required. He ordered the armaments of the standby force to be changed from anti-ship bombs and torpedoes to point detonating bombs for land targets.  All of this would require over an hour to complete, and not before the Midway attack force would be returning to land about 0830, low on fuel.

Admiral Spruance, ready to launch planes from his two carriers at 0700, plotted courses to a new interception.  Ranging closely together between 231 degrees and 240 degrees, but delayed at the launch, the planes expected to arrive at the new interception at 0925 – almost 2 1/2 hours after the launch time.

At 0917, with the Midway force landed, Admiral Nagumo turned northeast to confront the Pacific Fleet carriers that a Japanese scout had discovered earlier. Decisions he had made, including landing the Midway planes, had delayed any attack on the American carriers. The Americans were still making attacks, but the Zeros swept them aside easily. Now Nagumo was supremely confident. Rearming and refueling the entire air complement on all four carriers would be completed by 1045. They would launch a massive, coordinated attack of over 200 planes and sink the American carrier fleet.

The Enterprise and Hornet planes crossed the revised intercept point at 0925 but found nothing but open ocean. The Hornet air group commander took his squadrons southeast to protect Midway.  The Enterprise air commander realized that the Japanese carrier force probably had been delayed by earlier actions.  He took two squadrons of dive bombers on a northwest course to retrace the Japanese movements, then began a box search that came upon a Japanese destroyer, and that led to the Japanese carriers.  Diving out of the sun at 1025 caught the Japanese defenders by surprise, and in five minutes Akagi and Kaga were destroyed. The Yorktown planes suddenly appeared and destroyed Soryu.

Hiryu, the remaining Japanese carrier, launched dive bomber and torpedo plane attacks which led to the loss of Yorktown. Later in the day on June 4 Enterprise dive bombers destroyed Hiryu. The greatest victory of the US Navy had been realized.

 

Aftermath

In the aftermath of the Midway victory no one was going to complain about not following the Nimitz battle plan, least of all Admiral Nimitz.  Consequently, the existence of the plan has been overlooked until now. Whether following the plan would have resulted in the same victory by Pacific Fleet forces, or the same victory without as many losses in ships, planes and personnel, has never been explored and is left to speculation.

 

As a reminder, Dale is author of Diplomats & Admirals: From Failed Negotiations and Tragic Misjudgments to Powerful Leaders and Heroic Deeds, the Untold Story of the Pacific War from Pearl Harbor to Midway. Available here: Amazon US | Amazon UK

 

 

References

(1) Layton, Edwin T., And I Was There, Konecky & Konecky, Old Saybrook, CT, 1985, p. 430

(2) Report of Commander Cruisers, Pacific Fleet (Adm. Fletcher), To: Commander-in-Chief,

United States Pacific Fleet, Subject: Battle of Midway, 14 June 1942, Pearl Harbor, T.H., Para. 3, included as Enclosure (H) in United States Pacific Fleet, Advance Report – Battle of Midway, 15 June 1942

(3) Bates, Richard W., The Battle of Midway, U.S. Naval War College, 1948, p. 108; Morison, Samuel Eliot, Coral Sea, Midway, and Submarine Actions, Naval Institute Press, 1949, p. 102; Potter, E.B., Nimitz, Naval Institute Press, 1976, p. 87.

(4) Morison, p. 103.

(5) Morison, p.113

Archimedes of Syracuse, one of the greatest mathematicians and inventors of antiquity, profoundly influenced fields ranging from geometry to hydrostatics. Born in 287 BCE in Syracuse, a Greek city-state on the island of Sicily, Archimedes lived during a period of scientific discovery and political turbulence. His contributions not only advanced the knowledge of his time but also laid the foundations for future innovations, impacting fields as diverse as engineering, physics, and military strategy.

Terry Bailey explains.

Portrait of a scholar (Archimedes?). Domenico Fetti, 1620.

Early life and education

Archimedes was born into a family connected to the ruling elite of Syracuse. In his work 'The Sand-Reckoner', Archimedes gives his father's name as Phidias, an astronomer about whom nothing else is known, it is assumed this is what likely sparked Archimedes' early interest in the sciences. Little is known about Archimedes' early years, but it is believed he travelled to Alexandria in Egypt, the intellectual hub of the Mediterranean world, to study under the successors of Euclid. This connection with Alexandria placed Archimedes within the vibrant mathematical community of his time.

Upon returning to Syracuse, Archimedes dedicated himself to a life of inquiry and discovery. His surviving written work indicates a keen desire to explore both the abstract principles of mathematics and their practical applications. He had a deep love for pure mathematics but was equally committed to solving real-world problems.

 

Mathematical contribution

Archimedes' work in mathematics established him as a towering figure in the discipline. One of his most celebrated achievements is the approximation of pi (π). Archimedes developed a method of calculating the value of π by inscribing and circumscribing polygons around a circle, finding their perimeters and using this data to estimate π with remarkable precision. His method, known as the method of exhaustion, is considered an early form of integral calculus and remained the most accurate approximation of π until modern times.

Another significant contribution is Archimedes' principle of the lever. In his treatise 'On the Equilibrium of Planes', Archimedes laid down the laws governing levers and balance. His famous statement, "Give me a place to stand, and a lever long enough, and I will move the Earth, (World)," captures the essence of his discovery that a small force, applied correctly using a lever, can move large objects. This principle revolutionized mechanics and influenced engineering practices for centuries.

Archimedes also made strides in understanding the concept of centroids in geometry. In his work, 'On the Quadrature of the Parabola', he calculated the area of a parabolic segment and demonstrated that the centroid of a parabola lies along its axis. His ability to combine abstract reasoning with physical insight was unparalleled in the ancient world.

 

Hydrostatics and the principle of buoyancy

Archimedes is perhaps best known for his work in hydrostatics, particularly his discovery of the principle of buoyancy. This principle states that any object immersed in a fluid experiences an upward force equal to the weight of the fluid displaced by the object. The story of Archimedes' Eureka, (Greek: ερηκα, I have found), moment is legendary, even if not exactly what occurred.

King Hiero II of Syracuse asked Archimedes to determine whether a crown made for him was pure gold or adulterated with silver. While bathing, Archimedes realized that the water displaced by his body in the bath provided a way to measure the volume of the crown and thus its density. Leaping from his bath in excitement, Archimedes is said to have run through the streets shouting Eureka!, I have found it!

Archimedes' principle of buoyancy became a cornerstone of fluid mechanics, underpinning theories of flotation and sinking. This discovery had practical applications in shipbuilding, as it allowed engineers to calculate whether ships would float based on their weight and the water they displaced.

 

Inventions and engineering feats

Archimedes' inventive genius was not limited to theoretical work; he also designed practical machines that were ahead of their time. One of his most famous inventions is the Archimedean screw, a device used to raise water. The screw consists of a helical surface inside a cylinder, and when turned, it would lift water from a lower to a higher elevation. Originally designed for irrigation in Egypt, the Archimedean screw is still used today in some parts of the world for pumping water.

In the realm of warfare, Archimedes applied his knowledge of mechanics to develop powerful machines that helped defend Syracuse during the Second Punic War. His military devices were so effective that they became the stuff of legend. Among these were massive catapults capable of hurling projectiles at enemy ships, and large cranes or "claws" that could grab ships, lift them out of the water, and then smash them back down, sinking them. Another invention, known as the Archimedes' heat ray, allegedly used mirrors to focus sunlight onto Roman ships, setting them on fire. While the historical accuracy of the heat ray remains debated, it highlights the blend of scientific theory and military necessity in Archimedes' work.

 

The method of mechanical theorems

One of Archimedes' lesser-known yet most significant contributions to mathematics is the method of mechanical theorems, detailed in his work of the same name. In this treatise, Archimedes explored the use of mechanical reasoning to discover mathematical theorems. By imagining geometric figures as physical bodies with weight, he was able to "balance" them and deduce geometric relationships. This approach was revolutionary because it introduced an early form of integral calculus long before Newton and Leibniz developed the field in the 17th century.

Archimedes' spiral—a curve traced by a point moving uniformly away from a central point while the point revolves around that point—was another breakthrough. He used this spiral to square the circle, showing that the area under one turn of the spiral was equal to a quarter of a circle's area. His work on spirals remains relevant in modern mathematics, particularly in polar coordinate systems.

 

The Sand Reckoner, challenging the size of the universe

Archimedes' curiosity extended beyond the Earth and into the cosmos. In his treatise 'The Sand Reckoner', he set out to determine whether it was possible to calculate the number of grains of sand that could fill the known universe. While this might seem like a trivial exercise, Archimedes used it as a way to propose a new system for expressing large numbers, challenging the conventional Greek numeral system. His estimate pushed the boundaries of ancient cosmology and provided a method for handling astronomical magnitudes, illustrating his unique ability to connect mathematics with natural philosophy.

 

Archimedes' death and legacy

The legacy of Archimedes is indelibly tied to his tragic death during the Siege of Syracuse in 212 BCE. The Romans, led by General Marcus Claudius Marcellus, laid siege to the city, and Archimedes played a critical role in designing machines that delayed the Roman advance. According to Plutarch, Archimedes was so engrossed in his work during the siege that he was oblivious to the Roman army entering the city. A Roman soldier found Archimedes working on a mathematical problem, allegedly Archimedes responded, "Do not disturb my circles," referring to the geometric figures he was drawing in the sand, the soldier, either misunderstood or ignored the orders, killing Archimedes on the spot, despite orders from Marcellus that Archimedes was to be spared.

Archimedes' contributions to science and engineering left an enduring legacy. His surviving works were studied, copied, and transmitted through the centuries, influencing Islamic scholars in the medieval period and later the European Renaissance. His method of approximation and mechanical theorems paved the way for the development of modern calculus, while his inventions demonstrated the power of applied science. Archimedes' influence can be seen in the works of later astronomers and mathematicians such as Galileo Galilei, Isaac Newton, and even physicists mathematicians and engineers of today.

 

Rediscovery of Archimedes' works

Many of Archimedes' original writings were lost over time, but his ideas and concepts survived through Latin and Arabic translations. One of the most exciting discoveries related to Archimedes' work came in 1906 when the Archimedes Palimpsest was uncovered. This medieval manuscript contained previously unknown works by Archimedes, including The Method of Mechanical Theorems. The palimpsest was produced when monks in the 13th century scraped off the original Archimedean text and reused the parchment for religious writings. Modern technology has allowed scholars to recover the erased text, providing new insight into Archimedes' mathematical genius.

Archimedes stands as a beacon of human ingenuity and intellectual curiosity. His profound insight into mathematics, physics, mechanics, and applied science such as hydrostatics continues to resonate today, demonstrating how a single individual's quest for knowledge can shape the course of human history.

From his invention of the Archimedean screw to his principles of levers and buoyancy, Archimedes' achievements spanned both theoretical brilliance and practical applications. His life and work exemplify the synergy between scientific inquiry and the real-world problems that science seeks to solve, making him one of the most remarkable figures of the ancient world.

 

The site has been offering a wide variety of high-quality, free history content since 2012. If you’d like to say ‘thank you’ and help us with site running costs, please consider donating here.

 

 

Notes:

Surviving writing of Archimedes:

·       Measurement of a Circle

·       The Sand Reckoner

·       On the Equilibrium of Planes

·       Quadrature of the Parabola

·       On the Sphere and Cylinder

·       On Spirals

·       On Conoids and Spheroids

·       On Floating Bodies

·       Ostomachion, (Loculus of Archimedes or Archimedes' Box)

·       The cattle problem

·       The Method of Mechanical Theorems

·       Book of Lemmas or Liber Assumptorum is a treatise with 15 propositions on the nature of circles

·       Archimedes' Palimpsest described above includes treatises:-

·       On the Equilibrium of Planes

·       On Spirals

·       Measurement of a Circle

·       On the Sphere and Cylinder

·       On Floating Bodies

·       The Method of Mechanical Theorems

·       Stomach-ion

·       Speeches by the 4th century BC politician Hypereides

·       A Commentary on Aristotle's Categories

·       Associated other works

 

Euclid

Euclid (Εὐκλείδης) was a Greek mathematician, often referred to as the "father of geometry." He lived around 300 BCE, during the reign of Ptolemy I in Alexandria. His most famous work, Elements, is a comprehensive compilation of the mathematical knowledge of his time and became the foundational text for geometry for centuries.

Elements consist of 13 books covering geometry, number theory, and mathematical logic. Euclid also contributed to optics, astronomy, and the study of conic sections. His work laid the groundwork for deductive reasoning in mathematics, a method still used today.

Here is a fascinating history from early 17th century Russia, featuring somebody who apparently returned from the dead and a coup to take control of the country. This the story of Prince Dmitri. Lanny Cotton, who wrote the below for a podcast originally, explains.

Ivan the Terrible. By Hans Weigel.

Today, I would like to tell you a story. A story about a sinister conspiracy, a lost and noble prince, an evil tyrant, and a war over the soul of an empire. Or, more likely, a story about a crazed conspiracy theory, a deceitful imposter, an unfortunate monarch, and a chaotic civil war which brought death and destruction to said empire. Along the way we’ll play knife games with the boys, mutilate a poor, innocent church bell, and perform history’s first and only reverse sled-by shooting. I hope you enjoy the ride.


PART ONE

Our story begins with Ivan the Terrible, the first Tsar of Russia. Ivan is himself a fascinating figure, but here our story concerns itself with what happened after his death. Oh, and a side note: the epithet “the Terrible” is somewhat misleading. The Russian word “grozny” is translated into “terrible” in the sense of something “inspiring terror”, rather than being of low quality. It wasn’t a pleasant nickname, but it wasn’t an insult either, and it suited the paranoid Tsar who had thousands of his subjects murdered on the slightest provocations. Ivan’s first wife was a woman named Anastasia Romanovna, who he chose out of a lineup of a few hundred other eligible maidens. It seems that Anastasia and Ivan got along fairly well, and she managed to keep his more violent tendencies at bay. The couple had six children, four of which would die in infancy. This left Ivan with an heir and a spare, Prince Ivan Ivanovich and Prince Feodor. In the summer of 1560, Anastasia died of a sudden illness. Ivan was convinced that his beloved wife was poisoned and began a purge against the boyars, the Russian nobility, having many noblemen tortured and executed. Was this pure paranoia? In 2001, Anastasia’s body was examined by Russian scientists, who discovered a high buildup of mercury in her bones, a sign that the Tsar’s wife may have actually been poisoned. 

Ivan took at least five more wives after Anastasia, though there are later reports of another two which historians doubt. Technically, this was illegal under the rules of the Russian Orthodox Church, which only permitted three marriages in a lifetime. Ivan was Tsar, though, and didn’t have to care about the rules. The next two wives, Maria and Marfa, also died suddenly, kicking off another couple rounds of purges. The two after that, both named Anna, eventually bored their imperial husband and found themselves shipped off to nunneries. The sixth and final of Ivan’s canonical wives was named Maria Nagaya. Ivan and Maria didn’t get along well, and she almost got nunneried like the Annas, but then she got pregnant. Maria gave birth on October 19, 1582 to little Prince Dmitri, Ivan’s third son.

So let’s talk about the sons. First is Prince Ivan Ivanovich. This Ivan seems to have been a good heir, intelligent and capable, and he might have made a good Tsar. But we’ll never know, because on November 15th, 1581, the two Ivans got into a heated argument which ended in the Tsar striking his son and heir with his scepter. The blow broke the prince’s skull and sent him into a coma. Four days later he died without waking up. This left Feodor as heir, which was problematic because Feodor was kind of useless. Feodor was weak and sickly since childhood, and while personally nice he never showed interest in rulership, preferring to spend his days in prayer and meditation. Some historians believe he may have suffered from some sort of learning disorder, in particular placing him somewhere on the autism spectrum, though we’ll never know for sure. When Ivan died in March of 1584, Feodor was crowned Tsar. However, Feodor didn’t actually reign. The responsibilities of government were turned over to a council of boyars, led by a man named Boris Godunov. The Godunov family was not powerful or influential, Boris had only gotten into the Muscovite court because his father-in-law was the head of the oprichnina, Ivan the Terrible’s infamous secret police.  Feodor was at this time 27 years old, though it was clear that he would never make a good Tsar, and that his regency would be in effect perpetual. And since Feodor didn’t have any children of his own, the technically illegitimate Dmitri stood to inherit the empire. This meant that he could pose a threat to Boris’ regency, should he grow up to be a better ruler than his half-brother. 

Shortly after Ivan’s death and Feodor’s ascension to the throne, Boris had the sixteen month old Dmitri and his mother Maria sent off to the town of Uglich on the Volga River. The young prince seemed to have suffered from epileptic seizures, but other than that was healthy. His hobbies are said to have included watching cows be slaughtered and beating chickens to death with sticks, which maybe aren’t the most wholesome activities for an eight year old, but who am I to say? He also seemed to have enjoyed a game which consisted of throwing a marlinspike into the ground. What happened next isn’t quite clear. On May 15th, 1591, the eight year old Dmitri was found dead of a neck wound. There are two theories about what happened. The official story, published soon after, was that Dmitri had a seizure while playing the game and ended up falling onto his marlinspike. This was the conclusion of an inquiry led by a boyar by the name of Vasily Shuisky. Remember that name. But the other theory was much sexier. This theory stated that Boris Godunov, the tsar in all but name, had murdered the rightful heir in order to seize the throne for himself. His death was rather convenient for the regent. Incidentally, Maria Nagaya was sent to a nunnery after all, once her son was dead.

The church bell rang to signal the death of the prince. Can you imagine which of the two theories the people of Uglich believed first? That’s right, as soon as the bell rang they knew that their beloved prince had been murdered by the cruel tyrant in Moscow. And so they rioted, led by Boris’ political enemies. The citizens of Uglich did usual riot stuff, murdered tax collectors, burned buildings, stole stuff, the whole thing. Soldiers from Moscow soon arrived to put down the rioting, and many of those who took part were exiled to Siberia. One of these exiles was the bell which had begun the riot by announcing the prince’s death. In addition to being exiled, the bell had its “tongue” removed and was whipped through the streets. In 1892, three hundred years after its heinous crime, the bell was pardoned by Tsar Alexander III and allowed to return to Uglich. It was even given a new tongue. So Dmitri is dead. But his story isn’t over, it’s just beginning. Because in the years after his death, a third theory emerged. This theory stated that the prince was not, in fact, dead. He had been replaced by another poor child who died in his place, and was spirited away from Uglich just before the regent’s agents arrived to carry out their scheme. 

Tsar Feodor died in February of 1598, less than seven years after his brother. The incompetent tsar had only one child, a daughter who died in childhood four years earlier. Without a clear heir, Boris Godunov declared himself Tsar, breaking a dynastic line that had ruled Russia, according to legend, since the Viking chief Rurik of Novgorod seven hundred years earlier. Things went bad for Tsar Boris pretty quickly. The rumors of his role in the prince’s death had not gone away in the intervening years, if anything they had just spread further. The older and wealthier boyars, those that had survived Ivan’s purges at least, resented Boris for his low birth, which meant from the beginning he was surrounded by potential enemies. During Boris’ tenure as imperial regent he had strengthened the power of the aristocracy at the expense of the peasants, in 1592 ending the traditional practice of serfs being able to move freely for the two weeks surrounding St. George’s Day. Without this privilege serfs were effectively made a part of the land itself, to be bought and sold with the land they worked. This would long outlive Boris and remained law until the 19th century. This was done in a desperate attempt to reverse the economic downturn which plagued Russia during the regency. So Boris was unpopular with both the nobility and the peasantry. This would only get worse, because of events taking place on the other side of the planet, in Peru.



PART TWO

In February of 1600, the volcano Huaynaputina, in modern day Peru, erupted. The eruption spewed thousands of tons of ash and debris into the atmosphere, where it partially blocked sunlight across the planet for years to come. Russia was among the hardest hit. 1601 was cold and wet, bad news for agriculture. Winter came early that year, ruining harvests across the empire. Food became scarce, prices skyrocketed, and the imperial treasury was stretched to breaking point. The result was perhaps the harshest famine in Russian history. It’s impossible to put an exact number on the death toll, but historians believe that about one third of the entire Russian population died during the next ten years, from starvation or disease or violence. The situation had spiraled far out of control, and the Tsar was powerless to stop it. What popular support he had dissolved. In the superstitious 17th century, this famine was taken as a sign of God’s wrath. A low-born had schemed his way to the throne by murdering Dmitri, the rightful heir, and possibly the pious Feodor as well. But if the tyrant was overthrown, who would replace him? 

Remember that third theory I mentioned? Well, in 1603 Dmitri returned from the dead. We still don’t know who exactly this man was, but he was about the same age and looked fairly similar to the dead prince, only a decade older. He first emerged in Poland, under the protection of a powerful Ukrainian nobleman by the name of Adam Vishnevetskii. Poland was the main rival of the Russian Empire, a powerful kingdom to the west. Unlike Russia, Poland had a weak ruler and a powerful aristocracy. The Sejm, the Polish parliament, could veto any of the king’s decisions. Unlike just about every other monarchy in Europe, the Polish monarchy was non-hereditary. When the King died, the next king was elected by the Sejm. The Polish nobility saw the weakness of Russia and supported Dmitri in order to further destabilize their mortal enemies. In October of 1604, Dmitri crossed the border at the front of a Polish army. Boris was unable to organize an effective defense. The Russian army was scattered and mostly under the control of local magnates, many of whom opposed the Godunov regime. The food shortages had hit the army hard, desertion was rampant as hungry soldiers left their posts to become bandits or just return home to protect their families. As word of Dmitri’s return spread across Russia, the peasantry rose in support of their true Tsar, the long-lost prince. Boris waged a war of propaganda against the Pretender, claiming to have “discovered” that his true name was Grigory Otrepev and that he was a disgraced former monk. Boris’ health continued to decline amidst famine and civil war, and in April of 1605 he suddenly died. He was succeeded by his son, the sixteen year old Feodor. Feodor II didn’t last long. Two months into his reign, the teenage Tsar was overthrown and assassinated by Dmitri’s supporters in Moscow. Dmitri himself showed up a few weeks later to enter the city, and was proclaimed Tsar Dmitri I. His “mother”, Maria Nagaya, was brought back from the nunnery and publicly acknowledged him as her lost son. For all intents and purposes, this rando was now the son of Ivan the Terrible and the true Tsar. The evidence? Trust me bro.

Almost immediately Dmitri messed it up. His alliance with the hated Poles caught up to the Pretender, and rumors spread that he was a secret Catholic, bent on subverting the holy Orthodoxy and twisting Russia towards damnable Catholic heresy. Oh, and remember that name I told you to remember earlier? I’m sure you do, intelligent and wise listener. Vasily Shuisky, the man who had led the inquiry which concluded that Dmitri had died in an accident, changed his story once Dmitri arrived in Moscow. Now he backed Dmitri’s version of the story, admitting that he lied in his initial report due to pressure from Godunov. But Vasily personally hated the new Tsar. And his once messianic reputation among the peasantry began to fade as conditions failed to improve in the countryside. Not only that, but tensions began to grow between the citizens of Moscow and the new Polish arrivals, soldiers and noblemen supported by Dmitri. This situation was not eased when Dmitri announced his plan to marry a Polish woman, the daughter of one of the noblemen who supported his invasion. On the morning of May 17th, 1606, a week after the wedding and a year after his ascension to the throne, an angry mob stormed the palace. Dmitri tried to flee by jumping out a window and running along the rooftops to safety, but he slipped and fell, breaking his leg. The assassins found the Tsar in the alleyway and killed him, presumably telling him to stay dead this time. Dmitri’s body was stripped naked and dragged through the city, while Vasily Shuisky proclaimed him as a heretic and an imposter. His body was publicly displayed in Red Square for three days, before being loaded into a cannon and fired in the direction of Poland. Two days later, Vasily Shuisky proclaimed himself Tsar Vasily IV, ending the reign of False Dmitri… the First. That’s right, we’re not done yet.



PART THREE

Word of the coup spread through Russia, triggering a new wave of unrest and resentment. While the sheen had started to fade from the Pretender, he was still fairly popular in the provinces. Vasily worked out a pretty clever way to discount the legend of Dmitri’s survival. He sent agents to Uglich to dig up the prince’s body, and these agents “discovered” that the body was miraculously undecomposed. In Russian Orthodoxy, if a body fails to decay that means that the soul of its former inhabitant has ascended to Heaven and been made a saint. So the eight year old princeling who enjoyed torturing farmyard animals had been worthy of sainthood. He could not be on Earth, he had ascended to Heaven, and Vasily had proof. The prince’s coffin was taken from Uglich to Moscow in a grand procession. The coffin, however, was closed. It did smell nice, apparently. The sainted prince was taken to Archangel Cathedral in Moscow where his coffin was displayed for several days, until even incense could no longer cover up the smell. Then the body was quietly buried. The trick didn’t work. A new rumor emerged in Moscow. Not only did Dmitri survive the first assassination, he also survived the second one. The body dragged through the streets of Moscow and displayed in Red Square was another imposter, and the true Dmitri had escaped once more. 

The unrest that began with the assassination of Dmitri had by this time escalated into full scale rebellion in western and southern Russia. But these rebels didn’t have a claimant to the throne, so even if they overthrew the government in Moscow they would still struggle to find a Tsar. Into this scene comes a traveling beggar claiming to be Andrei Nagoy, a cousin of Prince/Tsar Dmitri, who claimed to have secret information on his cousin’s whereabouts. His true identity is still unknown, though tradition holds that he was either a priest’s servant banished after sleeping with the priest’s wife, or a Jew who had converted to Christianity to escape persecution. Either way, he was captured by the rebels in July of 1607 in order to reveal Dmitri’s whereabouts. Under threat of torture, this man revealed himself to be the missing prince, escaped from Moscow as he had with Uglich, returned once again to take his rightful throne. Upon this shocking declaration, the rebels pledged their allegiance to their Tsar once more, and suddenly the beggar had an army of thousands at his back. But this Tsar would never make it to Moscow. Like the first false Dmitri, Dmitri number two’s army had a large contingent of foreign mercenaries, largely Polish. But this Dmitri didn’t get along quite as well with the Polish nobility, which meant he lacked the funding to pay those mercenaries. Dmitri II made progress in his campaign northeast, but met with heavy resistance along the way, and his army was hemorrhaging men due to desertion from lack of pay. He received the endorsement of the first False Dmitri’s Polish wife, who recognized the pretender as her lost husband. 

In 1609, King Sigismund of Poland personally intervened in Russia, officially declaring war on the Moscow government and laying siege to the strategic city of Smolensk. His goal was to place his son, Vladislav, on the Russian throne, effectively making it his vassal. This was a complete disaster for Dmitri. His Polish soldiers preferred to fight on the side of their king rather than a Russian pretender, and those nobles that had supported Dmitri defected to the Polish side, declaring Vladislav the new Tsar instead of the pretender. Another faction defected from both sides. These were those patriotic boyars who opposed the Polish invasion on principle, and saw both Vladislav and Dmitri as foreign interlopers. Back in Moscow, the pro-Polish faction staged a coup against Tsar Vasily in July of 1610, forcing him to become a monk while they established a council of Seven Boyars, turning over control of the capital to the Polish army in September. False Dmitri II didn’t outlast his nemesis for long, though. Pushed back and weakened, Dmitri lashed out at his inner circle. On forged evidence he had one of his bodyguards, Peter Usanov, whipped and fired in December of 1610. The former bodyguard then went out and got drunk with his friends, wandering around the city. Then he stumbled upon his former boss on a sleighride, and being drunk and pissed off, pulled out his pistol and shot Dmitri to death. This is the end of False Dmitri II. Two down, one to go.

It’s a cliche at this point that Russia is not a good place to invade, and by 1612 the war had started to go the other way. The Patriotic boyars, led by Dmitri Pozharsky, consolidated their power in what part of Russia remained free and negotiated an alliance with Sweden, then a major military power on the rise in central Europe. Incidentally, the king of Sweden was the uncle of the King of Poland. The Polish soldiers in Moscow were now essentially under siege, much of the city was controlled by rebels and their forces outside the city walls were constantly being raided.

It’s about this time that Dmitri returns from the dead for the third, and final, time in the border city of Pskov. We don’t know a lot about this guy, just that he showed up in Pskov and said he was Dmitri. His support outside that city was limited to a handful of rebels sitting outside Moscow and harassing random Poles. The first False Dmitri was a big deal, the second was an occasion, but the third was just redundant. And besides, this Dmitri lacked the charisma of the first and the timing of the second and quickly wore out his welcome. He was overthrown by his subjects and turned over to Moscow, where he was executed in May of 1612. And so ends the time of the False Dmitris. Finally, on October 27th, 1612, Prozharsky retook Moscow from the Polish occupation force. The anniversary is still celebrated as National Unity Day. With the last pretender defeated and the capital liberated, the boyars assembled a grand council to decide, once and for all, who was going to be Tsar. They settled on the sixteen year old Michael Romanov, the son of the Patriarch of Moscow and the great-nephew of Anastasia Romanovna, Ivan the Terrible’s beloved first wife. Despite his young age, Michael managed to hold onto power until his death thirty-two years later, kicked the Poles out of Russia, and established a dynasty which would rule Russia until the Russian Revolution in 1917. 

The period between the death of Feodor I and the ascension of Michael I is known in Russia as the “Time of Troubles”. In fifteen years over one third of the population of Russia had died, the empire had been torn apart by famine and civil war, and central authority had completely collapsed. The Empire that arose from this chaos was more authoritarian than the one that had fallen. The vast majority of the population were serfs, in effect slaves tied to the land. After fifteen years of chaos the nobility accepted Tsarist autocracy as a restoration of proper order. The Tsar became a quasi-religious figure, chosen by God to guide Russia and prevent a second Time of Troubles. The legacy of this autocratic turn still lingers in Russia to this day.

 

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References

The main source here is A Short History of Russia’s First Civil War: The Time of Troubles and the Founding of the Romanov Dynasty by Chester S.L. Dunning, if you want to know more go read it. It's a good book.

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AuthorGeorge Levrier-Jones
CategoriesBlog Post