Francisco Solano Lopez was president of Paraguay from 1862 to 1870. He led the country during one of the most devastating defeats in all history – the War of the Triple Alliance. Here, Erick Redington continues this fascinating series by looking at the outbreak of the War of the Triple Alliance and how Paraguay ended up facing Brazil, Argentina, and Uruguay in the war.

If you missed it you can read part 1 on the early life of Francisco Solano Lopez here.

The 1865 Battle of Riachuelo during the war.

While the immediate casus belli was caused by the seizure of a Brazilian steamer, the real beginning of the war was the Paraguayan invasion of the Brazilian territory of Mato Grasso. While a Paraguayan offensive against Brazil might look insane by referencing a map, the true balance of forces held more than a cursory glance would tell.

When Brazil entered the Uruguayan War, the Marshal grew worried about the balance of power. He understood that in a conventional military sense, Brazil would heavily outweigh tiny Paraguay. Brazil had a significantly larger population, and a much larger navy. What Paraguay had was a people used to hardship and deprivation. The habituation of following orders came naturally to people who grew up in a police state. This discipline and iron will would be what allowed a small nation to take on almost all of its neighbors and fight a long war of attrition against all odds. 

To mitigate the significant Brazilian advantages in population, resources, and space Marshal Lopez introduced universal conscription. Paraguay had a prewar population of about 450,000 so every available man had to be called to service. Raising this force was easier than arming and equipping it. Although Marshal Lopez's father had attempted to modernize the economy, and had made some impressive strides, no industrial base existed to meet the immediate needs of the army, let alone expand it to levels never before seen in the country. Little prospect existed for importing arms as well. Brazil's large navy had no problem declaring a blockade of the La Plata and on all Paraguayan river traffic. Throughout the war, Paraguay would be short ammunition, uniforms, artillery, food, and other war material. These shortages would only grow worse as all available men in the country were absorbed into the army. Arms would be inadequate as well. As the world's armies were transitioning to breech loading rifles and artillery, the Paraguayans would have smoothbore muskets little changed from before the Napoleonic Wars (except the Marshal’s personal bodyguard, which was always armed with the latest breechloading rifles). Despite the lack of modern equipment and supplies, the Paraguayan soldiers would show themselves capable of superhuman efforts. 

A major issue facing the Paraguayan army was the officer corps. Marshal Lopez had been Minister of War since 1855 and had handpicked the officer corps. Although some officers were foreign specialists in artillery and engineering, the line officers had been chosen based upon personal loyalty to the Marshal. Many of these officers were barely literate and did not have the type of training in military affairs that he had received. Lack of training and incompetence would be exhibited throughout the war with poor logistics and tactical handling of the troops in battle. Bravery and obedience were the two primary weapons in the Paraguayan arsenal. 

The lack of arms led the Marshal to order as his first offensive action of the war to invade the Brazilian province of Mato Grosso. While there, the Paraguayans burned a few villages and planted the Republic’s flag on Imperial territory. More important was the large quantity of Brazilian arms captured. These supplies would help alleviate the Paraguayan shortages throughout the first year of the war. Although the Marshal's armies would very quickly return to their territory, the invasion would nevertheless be an embarrassment to the Brazilians while providing a morale boost to the Paraguayan forces. 

 

Creation of the Triple Alliance

In another opening move, Marshal Lopez wanted to send reinforcements to his Blanco allies in Uruguay. While this may have been sound strategy, it would be a costly mistake and show the Marshal's impetuousness. In looking at a map, it is easy to see that Paraguay does not border Uruguay, making it difficult to directly send men to the Blancos. Due to this fact, Marshal Lopez requested of the Argentinian government permission to cross their territory to reach Uruguay. The President of Argentina, Bartolome Mitre, was in no mood to accommodate Paraguay. In the recent civil war in Argentina, Paraguay had sent troops to support Blanco-aligned rebel groups. Mitre was suspicious of Paraguayan motives, and the Marshal's large army. With control of his own country uncertain Mitre knew his country could not afford to become a base for the Paraguayan army to operate against Brazil. When the request reached him to allow the Paraguayan army to cross Corrientes province, it was refused. Since the Paraguayans did not have control of the river, there was no other way to reach Uruguay, so the Marshal ordered his troops to enter Argentina anyway. Lopez, already at war with Brazil and Uruguay, then declared war on Argentina, occupied the city of Corrientes, and declared the annexation of several Argentinian provinces.

With the declaration of war against Argentina, Brazil, Uruguay, and Argentina would sign a formal alliance for the conduct of the war. This treaty covered many of the things a normal treaty would cover, but there were several important parts. First, the Allies agreed to fight the war until the Government of Paraguay was overthrown. This meant the removal of Marshal Lopez as President and the dismantling of his government was a definite war aim. It further stated that the Allies agreed to respect the territorial integrity and independence of Paraguay while also delineating the future boundaries of the nations after the war, dismembering Paraguay in the process. The treaty was supposed to be secret, but very quickly made its way to the British, who then published it to the world, eventually making its way to the Paraguayans. Of course, a treaty which promised his deposition would enrage Marshal Lopez, and only furthered his resolve to fight the Allies to the finish. The Allied plans to carve up the country would go on to be very helpful for the Marshal’s propagandists to rally support for the war.

 

What was he thinking?

What could have led to such rashness? In the Marshal's mind, he had a window of opportunity to strike at the Brazilians occupying Uruguay before they had the chance to completely destroy the Blancos. Also, Paraguay had mobilized a large army. If it could use that army to strike the Argentinians first and knock them out of the war with one bold strike, his position would be significantly strengthened. Argentina had been weakened from near constant internecine strife and was not as strong as it first appeared. President Mitre was a successful general but knew his country's weaknesses, especially how divided it was. While many historians have viewed the Marshal's decision to take on the two biggest powers in the region as borderline insane, it was not quite as reckless as it appears with hindsight. 

But it was still reckless. This goes to another of the Marshal's character traits. He believed himself to be a brilliant military commander. He had studied the military all his life, after all. He had observed the Crimean War firsthand. He did believe in his own brilliance, and expected others to believe it as well. Raised on tales of great Napoleonic battles such as Austerlitz and Marengo, the Marshal's lesson from his historical studies was that fortune favored the bold, decisive stroke. So, he struck, and furthered the odds against himself long-term.

Marshal Lopez had a view of the Allies facing him that did not necessarily match reality and contributed to his overconfidence. For many years, Paraguayan propaganda had portrayed a very racist view of Brazilians to demonize them. Brazil was one of the last slave societies in the western hemisphere. Many of Brazil's wealthiest elites owned slaves. Although the Emperor was personally against slavery, he had found himself unable to abolish the institution. Due to the large numbers of Brazilians of African or mixed African decent, many Paraguayans held racist beliefs and stereotypes of Brazilian soldiers. Marshal Lopez would call Brazilians "monkeys" throughout the war.

His view of the Argentinians and Uruguayans was more charitable. He believed, and made many public statements, that Argentinians and Uruguayans were being used as "tools of the Empire" and, if they could only see the light, their opposition to him and his policy of the balance of power would disappear. Marshal Lopez seemed to genuinely believe in his own purity of motives for this war. Of course, any dissent from anyone under his power would be punished severely and no opposing views to this belief were heard in the Paraguayan capitol. 

This is one of the great downfalls of all-powerful dictators. They are caught in a self-confirmation bubble from which no unpleasant or dissenting information can reach. When he believed that the Argentinian and Uruguayan people would support him, no one was there to warn him of the insanity of that belief. Marshal Lopez, convinced of his own righteousness and brilliance, had no way of gaining an accurate picture of the situation his country was facing early in the war. 

 

Allied Squabbling

While the early attacks prevented the Allies from fully coordinating their war effort, the Paraguayans did not have the reserves of manpower and resources to sustain a war winning offensive. The Paraguayans could not even reach Uruguay. There was very little chance they could reach Buenos Aires. They had as much chance of capturing Rio de Janeiro as they did Paris or London. Once the Allies were able to coordinate themselves, the Paraguayans would have to stop the attacks and husband their strength. 

The Allies did begin to bicker amongst themselves. The Allied land commanders were counting on the Brazilian naval commander, the Baron of Tamandaré to clear the riverbanks for an advance against the Paraguayans. The humiliation of the successful raids by the Paraguayans led to Allied commanders on land to blame Tamandaré for their failure to advance. Alliance land forces were to be under the overall command of President Mitre, himself a general. As the initial encounters were under the command of Argentinian and Uruguayan generals, this scapegoating of the Brazilian admiral who commanded the naval forces created further strains in the Alliance. Unity of command would be one major advantage the Marshal would have over his opponents throughout the war. The allies were unsure of each other, jealous and unsparing of criticism. Marshal Lopez had total control of the troops under his command, while loyalty and fear inspired unquestioning obedience to his orders. 

 

Preparations for Defense

During the time Paraguayan forces were on Allied territory, the Marshal would take the opportunity to fortify the homeland in preparation for Allied invasion. After all, he had studied artillery and engineering since his teenage years and had observed early trench warfare on the Crimea. Terrain was the vital factor in the defense of Paraguay. Swampy and crisscrossed by multiple unfordable rivers, there were few natural avenues of invasion. The road network, despite the modernization efforts of President Carlos Lopez, was poor and no roads were all weather. The climate was tropical which led to infestations of insects, especially mosquitos. Where there are mosquitos, there are camp diseases such as malaria and yellow fever. The longer an army sits in one place the more unsanitary the area becomes, leading to more mosquitos and more disease including that great killer of 19th century armies, dysentery, which comes from polluted water. All these factors went into the building of one of the most formidable fortresses in the Western Hemisphere, Humaitá. 

To maintain their supply and have secure communications, the Allied armies would have to advance up the river system to invade Paraguay. The Marshal would turn all his talents to defending a bend in the Paraguay River at Humaitá. A fortified post had existed here since independence, but large-scale fortification had started under the elder Lopez stemming from fears of Argentinian invasion. By creating a large fort capable of heavy artillery emplacement and a strong garrison, the Allies would be unable to pass farther up the Paraguay River, and any ship attempting to run past the guns of the fort would have to slow down at the river bend and be blown to pieces. The landward side was covered by swamps and the approach was difficult. The defense of this fortress, and the Allied frustrations in attempting to take it, would define the next stage of the war.

For the Marshal and the Paraguayan people, the defense of Humaitá and what would follow would become the national epoch, a symbol of the national will and the determination of the Paraguayan people to defend their independence. This fortress would be the primary reason for the war lasting as long as it did. For Marshal Lopez, it would be the one thing that kept the Allies from defeating him and overthrowing his government. The survival of the army and the defenses of the Republic would determine if Paraguay itself survived. Everything would come down to Humaitá.

 

What do you think of the outbreak of the war? Let us know below.

Now read part 3 on devastating battles for both sides here.

Further Reading

Saeger, James Schofield. 2007. Francisco Solano Lopez and the Ruination of Paraguay: Honor and Egocentrism. Lanham, MD: Rowman & Littlefield.

Whigham, Thomas L. 2002. The Paraguayan War, Volume 1: Causes and Early Conduct. Lincoln, NE: University of Nebraska Press.

———. 2005. I Die with My Country: Perspectives on the Paraguayan War, 1864-1870. Edited by Hendrick Kraay. Lincoln, NE: University of Nebraska Press.

———. 2017. The Road to Armageddon: Paraguay versus the Triple Alliance, 1866-70. University of Calgary Press.

The Battle of Shiloh in April 1862 is perhaps one of the most overlooked in its overall importance to the outcome of the US Civil War. In this article Curtis J. Smothers explains the battle and how it impacted the war.

The Battle of Shiloh. By Thure de Thulstrup.

The Battle of Shiloh was one of the bloodiest battle ever fought on US soil up to its time, with over 23,000 dead, 13,000 of whom were northerners. But the battle’s outcome had more far-reaching effects:

 

·       Shiloh nearly ruined the career of Union General U.S. Grant

·       The battle also cost the Confederacy one its best generals, Albert S. Johnston, who was shot in the leg while riding in the thick of battle

 

However, Shiloh’s importance lies in how it changed Grant's thinking and how it set the stage for Union domination of the Mississippi River, Grant’s going east and the eventual defeat of the Confederacy.

 

The sobering reality of the war to come

After Shiloh, Grant realized firsthand that the South would not be easily beaten. Before Shiloh, and based on his earlier easy victories at Fort Henry and Donelson, Grant had scant respect for the Confederate fighting spirit and ability. After the carnage and near defeat of his bivouacked, green Union troops, who ran from the hordes of yelling rebels and cowered by the river bluffs, Grant came to know what his subordinate and friend, William Tecumseh Sherman, knew: the war would last for years, and the South would have to be completely crushed.

 

Grant’s green troops bivouacked, but didn’t dig on

The Battle of Shiloh took place on the western bank of the Tennessee River, where Grant had ferried his nearly 50,000-man army to place called Pittsburg Landing. (Much of the bloodiest fighting took place around a church called "Shiloh," whose name, ironically, is derived from the Hebrew for "peace.") Grant's plans were to wait for reinforcement from General Don Carlos Buell and strike out at the Confederacy with his superior forces with the goal of capturing the major Confederate rail junction at Corinth, Mississippi. Grant, who was not prone to digging in or building entrenchments, figured his raw troops needed to be drilled and shaped up.

 

Confederates could have won

In the early morning hours of April 6, 1862, Grant was totally surprised by the Confederates, who overran Yankee camps that had failed to even post patrols.

In the ebb and flow of the battlefield on the first day, it was only through the lack of good tactical leadership, experience and good weaponry on the part of the Confederates that prevented a total Yankee defeat at Shiloh. Confederate General Johnston's biggest mistake was going to the battle front. He left orders to his subordinate Beauregard to stay behind and execute the battle plan of cutting off the Yankee retreat to the river, but Beauregard had a different plan, which was to run straight ahead and push the Yankees into the river. As Johnston bled to death after a leg wound, daylight waned and Confederate hopes of victory also died.

 

Beauregard decided to wait until the next day

The battle of the first day ended after Grant and Sherman rallied to stabilize the Yankee positions. Beauregard, however, figured that he had the better of Grant and would finish off the Yankees the next day. Beauregard also figured that he still outnumbered Grant, but Yankee General Buell's reinforcements arrived the next morning; and Grant's subordinate, General Lew Wallace (the man who wrote the epic Ben-Hur) whose division had taken the wrong road the day before, finally showed up for duty.

Fortunately for the Union, the second day of Shiloh saw a revitalized Yankee force and a massive counterattack that relentlessly pushed the depleted Southerners back towards Corinth, Mississippi.

 

Grant took a beating in the press, but Lincoln rehabilitated this fighting general

The battle was over, but the recriminations and controversy would continue. Beauregard would be vilified for not pressing his advantage at the end of the first day. Grant would take a beating in the northern press for the massive Union casualties, and would be relieved by General Halleck and demoted to a do-nothing second-in-command position.

In the end, though, Lincoln moved Halleck to Washington, D.C., and gave Grant back command in the West. (Lincoln recognized Grant as a fighter not prone to the "slows" like many other Union generals)

Grant would go on to amass an astonishing record of victories in the west that would culminate in the capture of Vicksburg that would split the Confederacy at the Mississippi. After victories in Tennessee, Grant would come east to eventually end the war. Sherman would go South and due east cutting a swath of destruction that would isolate and cripple the Confederacy. 

 

Shiloh forged a winning team

The victory of Shiloh solidified the relationship of Grant and Sherman and led them to a more realistic appreciation of the war. Likewise, all the principal victories of the North (out West) in 1863 and 1864 were made possible. If Johnston's Confederate forces won at Shiloh on April 6, the land-naval campaign against Vicksburg, the March to the Sea, and the Siege of Petersburg (below the Confederate capital) might not have occurred at all.

 

What do you think of the importance of the Battle of Shiloh? Let us know below.

Posted
AuthorGeorge Levrier-Jones

Francisco Solano Lopez was president of Paraguay from 1862 to 1870. He led the country during one of the most devastating defeats in all history – the War of the Triple Alliance. Here, Erick Redington starts this fascinating series by looking at the years leading up to when Solano Lopez became president.

Solano Lopez in the 1850s.

March 1, 1870. In a swamp in a barely explored region of Northern Paraguay, Francisco Solano Lopez was meeting his end. It was not supposed to be this way for him. After all, he was the “Napoleon of South America,” wasn’t he? He had been raised from birth to lead, to command. How could he go from dictator of his home country, with the power of life and death over everyone and everything he surveyed, to dying in a no-account swamp in a place no one had ever heard of?

 

Early Life

Francisco Solano Lopez Carrillo was born on July 24, 1826, in Asuncion, the capital of Paraguay. His father, Carlos Antonio Lopez was one of the great men of his country, a man who served in multiple government positions under the strange and enigmatic rule of Dr. Francia, the dictator of Paraguay. The years after independence were dominated by the rule of Dr. Francia. The policies and style of this eccentric man would habituate the Paraguayan people to dictatorship and following orders unquestioningly. He would even take the title of “Supreme Dictator,” a title unthinkable to even the most hardened despot today. This would be invaluable to Francisco later in life when he would lead his country in the most devastating war South America has, or would ever, see.

At an early age, Francisco was brought into the army, as all young men in Paraguay were. From the time of independence, the country had had to defend itself from neighbors who craved its territory. To the south, many in Argentina wanted to reunite the old Viceroyalty of Rio de la Plata, which Paraguay had been a part of under Spanish rule. To the northwest, Bolivia had claimed the Chaco region, a barely developed territory with few people living there except native tribes. To the northeast was the South American colossus of Brazil. For Paraguayans, Brazil was the antithesis of their country. Paraguay was a republic, if ruled by a dictator, Brazil was an empire, the Western Hemisphere’s only monarchy. Paraguay had enforced social equality, to the point that marriage was banned at one point if you married someone of the same race. Brazil had a large slave owning plantation aristocracy with titles of nobility and an active slave trade. Brazil coveted Paraguayan land due to geography. The Paraguay River branches off the Rio de la Plata providing riverine access to the Brazilian interior of the Mato Grosso. A sense of being surrounded by enemies, a siege mentality, would shape, and in some ways warp, Paraguayan national consciousness and be one of the leading causes of the great war to come.

While in the military, Francisco would see battle with his father against the Argentinians. He would be made a Brigadier General at the age of only eighteen due to the influence of his father, who by this point had taken over from the now deceased Dr. Francia. Despite the nepotism, Francisco would take his military studies seriously. He studied fortifications and artillery. Fortifications and fixed defenses would be vital for a small nation surrounded by larger ones, each outnumbering Paraguay. Fortification would act as a force multiplier for the Paraguayans in the coming war.

 

Exposure to the World

When the military situation of the country allowed it, Francisco would be sent by his father abroad, a luxury not allowed to other Paraguayans. He travelled to several nations in Europe as minister, the most important of which for him was France. While there, he became fascinated with the French Second Empire and everything Napoleonic. He would purchase French military equipment, especially uniforms that were copied from the Napoleonic style. He would try to modernize his country’s military, a fact that belies the modern view of him as simply a martinet. He would even get the chance to observe military actions during the Crimean War in Russia. This experience would prove invaluable to him, and it gave him knowledge on the handling of large armies, and especially siege craft. The Crimean War was defined by the siege of Sevastopol, which saw the Allies of Britain, France, the Ottomans, and Sardinia besiege a Russian army that held out far longer than anyone thought possible. Viewing the siege from the besieger’s point of view would give him a unique perspective when the roles for him were reversed during the war.

For Francisco, perhaps the most important thing he brought back with him was Eliza Lynch, an Irishwoman who would go on to be his long-time mistress (marriage was a very strange thing in Paraguay, but that is for another time). She would be his constant companion, closest adviser, and the mother of his children. Some would see her as the devil behind the throne, others would see her and the children as the only comfort the President would ever have.

 

Leadership Apprentice

Francisco returned from Europe after his grand tour to become the Minister of War under his father. It was a position, at least on paper, that Francisco was eminently qualified for. He had military training all his life, he had observed the latest in military technology and tactics in Europe, and he had some innovative ideas regarding the defense of the country. Yet, the appointment would be used by opponents as an example of the nepotism of his father, and indicative of the way the Paraguayan Republic would be run until Francisco’s death. This view would be reinforced by Francisco’s appointment, just a few years later, as his father’s Vice President and obvious heir apparent.

Paraguay was seen by its neighbors as a strange place. For decades, it had been presided over by Dr. Jose Gaspar Rodriguez de Francia, the unquestioned dictator. Called "El Supremo," he was considered a revolutionary fanatic by most international observers. He had ruled Paraguay with an iron fist for over 25 years as part of a grand experiment in the implementation of revolutionary and enlightenment ideals. Francia had enforced isolation and attempted to create economic self-sufficiency. Absolute social equality was decreed between those of Spanish descent and the native Guarani people. The nation had repelled repeated attempts to come under the influence and economic dominance of, or be taken over by Brazil, Argentina, and Great Britain. Foreigners were regularly arrested and expelled. The mail was intercepted and read. The police would regularly arrest people in the middle of the night. All these facts would color foreign perceptions of Paraguay. Opinions ranged from the country being a little bit odd at best, and a malevolent dictatorship that needed to be suppressed at worst, but overall, very backward and an outlier in the modern world were the general thoughts on Paraguay, something like how a modern person would view North Korea.

When Dr. Francia died, his successors, eventually leading to Carlos Antonio Lopez, Francisco's father, maintained many of the political and social controls on the Paraguayan people. Despite this, the elder Lopez was extremely interested in building up the economic potential of his country. Lopez was a quite different man from his predecessor. Whereas Dr. Francia was seen as austere and severe, with a lanky appearance and reserved mannerisms, Lopez was overweight and seen as a glutton. Dr. Francia was concerned with his own revolutionary ideals, and the successful implementation of them. Lopez was interested in his country's, and his own by extension, economic benefit. If that meant breaking another taboo, opening the country to foreign contact, then so be it.

Lopez would bring in foreign advisors for military and economic development. New ironworks and foundries were opened to produce weapons. A river monopoly was offered to the United States, though this fell through. Relations were opened with Brazil and rebellious provinces in Argentina, which still claimed Paraguay. One of South America’s first railroads was opened. New iron works, mills, and processing plants were built to increase the economic and military potential of the nation. Military missions with young officers were sent to Europe to learn the latest in war. This is where the horizons of a young Francisco Solano Lopez were broadened. He was dazzled by the militaries of Europe. He was impressed with the great empires of Britain and France. He was determined when he went home to Paraguay, that when it was his turn, he would make his country great.

When his father died in September 1862, Vice President Francisco Solano Lopez moved to make sure the compliant Congress elevated him to the Presidency. His father had the right under the Constitution to name his own successor, but Francisco was not going to leave anything to chance. When he took power, he had grand plans to strengthen his country both internally and externally. However, any grand plans that he had would be very quickly interrupted by a foreign crisis that would lead his country to the brink of annihilation. 

In the brief time of peace that now President Lopez governed his country, he made sure he had total control like his predecessors. He had been head of the military since he returned from Europe, so there were no rivalries for leadership from that quarter. The Paraguayan Congress had been a pliant tool in the hands of his father, and this did not change with the son. Paraguay had a well-functioning police state originated by Dr. Francia. The people were under constant surveillance from neighbors, teachers, even their local priests. The Catholic Church in Paraguay had been nationalized just after independence and all correspondence with the Vatican went through the office of the President. Even the confessional was not sacred. Priests were “encouraged” to report seditious thoughts and criminal plots to the authorities. 

The intense police state belied the personal popularity and magnetism of Lopez. He was fluent in multiple languages and very well read. He could speak French to foreign diplomats and visiting travelers. He would speak Guarani, the local native language, to common soldiers and civilians to show he was one of them. He was one of the best travelled people in Paraguay at the time, had been leader of the military for years, always appearing in a fine French-modeled uniform, and cut a more imposing figure than his grossly overweight father and the spare Dr. Francia. These factors, combined with the awe the office of the Presidency was held, made President Lopez seem the perfect man to lead; soldier, statesman, the best prepared man to take the helm of the nation.

One of the most insufferable things in life is a person who has intelligence and charisma, and they know it. One of the greatest hindrances to the success of Lopez was his colossal ego. He was convinced of his own brilliance. His propaganda machine, newspapers, and the church, would put out only glowing stories and news about the President. He was perfect in every way; the people were told repeatedly. As one example, in Paraguay, even today, his birthdate is listed in 1827 not 1826. Lopez was born too close to the date of his parents’ marriage. To remove the blemish of being conceived out of wedlock, his birthday has been moved in official sources to 1827. Lopez was perfect and the people were to believe he was perfect as well. As would happen to many who had the type of upbringing he had, and laudatory propaganda, his press went to his head. An overinflated ego, and an overinflated sense of his own abilities and brilliance would be a major factor in the lead up to war.

 

South American Balance of Power

In the South America of the 1860s, peace was kept through a precarious balance between Brazil and Argentina. This balance had been tested several times since everyone concerned had achieved independence from their colonial overlords. Neither power would ever fully trust the other, and their struggles for dominance would influence the two small nations in the region.

The first war between the two countries was the Cisplatine War in 1825. This war saw Brazil and Argentina fight over control of what was called at the time the Cisplatine Province. As the southernmost province of Brazil, it gave the Empire an outlet onto the mouth of the Rio de la Plata, a strategic and economic artery in the area of South America with arguably the most economic potential. Further, access to the mouth of the great river would help Brazil access the interior provinces of the Empire through the river system. Brazil has a formidable mountain range on its east coast, hindering overland transportation and communication. The Rio de la Plata was to be the great highway to the Brazilian interior.

A few years after the adoption of the Brazilian Constitution, which granted autonomy to the province, the people were encouraged to revolt by the newly independent Argentina. The Argentinian leadership had plans to bring the entire Rio de la Plata River valley under their control. After a war that lasted several years, Great Britain brokered a peace. In that peace, the Oriental Republic of Uruguay was created from the Cisplatine Province to serve as a neutral buffer state between the two nations. One concession given to Brazil in the war was a promise of free navigation of the Rio de la Plata. 

For the next forty years, there were many disputes between Brazil and Argentina, but one of the main points of contention for Brazil was to maintain their influence in Uruguay. Since independence, Uruguay had been internally divided. The two groups who constantly battled for political control were the Blancos and the Colorados. They were more than political parties. They were groups that, to an outsider, seemed their only reason for existence was to hate each other. There was, of course, more to it than that, but that is for another time.

This state of perpetual crisis destabilized the balance of power in the whole region. Both Brazil and Argentina were suspicious of the others’ intentions in Uruguay. The Paraguayans were worried that if Uruguay were conquered by one or the other, or the balance of power in the in the region was disrupted, then Paraguay would be the next target. This sense of the balance of power was taken very seriously by Francisco Solano Lopez. The “Marshal,” as was his preferred title, was deeply concerned about the politics of Uruguay when, in 1864, civil war erupted in the country between the Blancos and the Colorados.

Marshal Lopez’s father, Carlos was far more cautious than his son. He had not intervened in multiple Brazilian interventions in Uruguay over the years. While he was interested in opening his country more that Dr Francia was, he was not interested in creating formal alliances or opposing factions in the region. Marshal Lopez, however believed that the Colorado uprising in Uruguay was a Brazilian plot to gain hegemony over the region. The Colorados had received support from Brazil, while the Blancos had received support from Paraguay, as well as from rebel factions within Argentina in the past. These facts, combined with the traditional Paraguayan state paranoia, factored into the Marshal’s mind that Paraguay, and by extension, he, was being targeted.

Brazil would intervene in the Uruguayan War, ostensibly to protect Brazilian lives and property, which would lead to a decisive Colorado victory. The Marshal could not abide by this, as it destroyed the precious balance of power. At the start of the Brazilian intervention, he had sent a message to the Brazilian government, attempting to dissuade or intimidate (depending on how you looked at it) the Brazilians into not crossing the border. The attempt failed. The Paraguayans seized a Brazilian ship, the Marquês de Olinda. This would be the casus belli for the Brazilians to declare war on Paraguay. Thus, would begin the most devastating war in the history of South America, and the great drama of the life of Marshal Francisco Solano Lopez.

Now read part 2 on the start of the War of the Triple Alliance here

What do you think of the pre-president life of Francisco Solano Lopez? Let us know below.

Bibliography

Saeger, James Schofield. 2007. Francisco Solano Lopez and the Ruination of Paraguay: Honor and Egocentrism. Lanham, MD: Rowman & Littlefield.

Whigham, Thomas L. 2002. The Paraguayan War, Volume 1: Causes and Early Conduct. Lincoln, NE: University of Nebraska Press.

———. 2005. I Die with My Country: Perspectives on the Paraguayan War, 1864-1870. Edited by Hendrick Kraay. Lincoln, NE: University of Nebraska Press.

———. 2017. The Road to Armageddon: Paraguay versus the Triple Alliance, 1866-70. University of Calgary Press.

The Louisiana Purchase was the purchase of a vast area of land by the United States from Napoleonic France in 1803. While France only occupied a small amount of the territory, it comprised vast swathes of what is now the American Midwest. William Floyd Junior explains the history of the territory and how the US came to acquire it.

The Louisiana Purchase on a modern map. Source: William Morris, available here.

The first administration of Thomas Jefferson (1801-1805) basically turned on one event, the purchase of the Louisiana Territory and control of the Mississippi River. It was the river, which occupied the President’s mind along with its free navigation, which would lead to the acquisition of the vast territory of approximately 828,000 square miles. Jefferson first began contemplating his vision about the time of the Revolution. In confronting the problem of Virginia’s frontiers, he thought of his idea as “Empire of Liberty.” In his first inaugural address, Jefferson spoke of the United States as, “a chosen country, with room enough for our descendants to the hundredth and thousandth generation.”

 

European Exploration

The story of the Louisiana Territory began as far back as 1519, when a Spanish sea expedition explored the Gulf of Mexico. This would be the first time that Europeans would site the mouth of the Mississippi River. In 1528, there was another Spanish expedition of some three hundred men travelling inland from the coast of Florida. After a torturous expedition, four emaciated survivors would reach a Spanish settlement in Mexico after wondering through southern Louisiana and much of the southwest for eight years.

In 1541, Hernando de Soto, the newly appointed governor of Cuba, organized an expedition of six hundred soldiers for the purpose of exploring the Louisiana territory. De Soto would die the following year of yellow fever. The force would be reduced by hunger, disease, and Native American attacks to about half of its original size, causing it to sail down the Mississippi to safer surroundings.

The first European settlers to move into the Mississippi Valley were French, who would come in from the north instead of the usual southern route. Samuel de Champlain became governor of new France in 1633 and would encourage his countrymen to expand further into the interior.

When King Louis XIV became ruler of France, he moved to shut the Spanish out of North America and curb British expansion. A great Anglo-French rivalry for control of the Mississippi Valley would ensue.

Robert Cavelier, sieur de La Salle, a young adventurer-explorer would name the territory he was exploring, Louisiana after the king. On April 9, 1682, La Salle planted a column and cross-painted it with “the arms of France.” La Salle would also formulate a plan for the colonization of the lower Mississippi Valley. La Salle would be murdered by two of his own men before he could establish settlement at the mouth of the Mississippi River. In the summer of 1684, France made peace with Spain. The peace and LaSalle’s failure led the French government to abandon immediate plans for attacking New Spain by establishing colonies on the lower Mississippi.

In September 1715, after being in power for seventy-two years, Louis XIV died. He would leave France and the empire bankrupt by the cost of years of war around the world. Several years after Louis died, the rivalry between England and France would gain momentum. France would go on to claim the entire Ohio valley. English leaders looked at Louisiana along with Canada as a wall confining their colonies to the Atlantic seaboard. The French continued exploring trying to find a route to the Pacific Ocean. By 1752, they planted the French flag at the foot of the Rocky Mountains. By the early 1790s, a mass migration had started dividing the country.

 

1800s

By 1800, France would reign supreme in Europe and Napoleon turned his energies to rebuilding his overseas empire. Louisiana and the Floridas were major elements of his grand design centered on Santo Domingo, the richest of the colonies. In the same year, Spain ceded Louisiana to France on October 1, by the Treaty of San Ildefonso. However, Spain refused to part with the Floridas. Napoleon would now mount an expedition to take possession of Louisiana at the port of New Orleans. Jefferson became aware of the retrocession causing a shadow to fall over his administration.

Napoleon planned to build a commercial bloc in the Caribbean Basin that consisted of the strategically important West Indian Islands Martinique and Saint Dominque which would be linked with Louisiana. The French in the Mississippi Valley would be President Jefferson’s first great diplomatic crisis. He had been a long- time friend of France since his days as ambassador in Paris (1784-1789), which made him familiar with French diplomacy and politics.

Although Jefferson had never been west of the Shenandoah Valley, his attitude about the Mississippi Valley and beyond was long-standing. When news that Spain had ceded its rights to Napoleon and France, Jefferson recognized this as a fundamental shift in the strategic situation. It both threatened American security and would block western expansion.

Jefferson’s instructions to Robert Livingston, the newly appointed American ambassador to France were very direct. The fact that France would now control the Louisiana region was a major disaster that “completely reverses all the political relations with the United States and will fill a new epoch in our political course.” It constituted, he believed, the greatest challenge to American independence and national integrity since the American Revolution. Despite prior friendships with France, the moment the French occupied New Orleans, the two nations became enemies.

 

Monroe mission

Livingston was more than capable, but he was not a Virginian. Jefferson wanted someone in Paris whom he could trust beyond any doubt. In effect, he would order James Monroe, who was at the time Virginia’s governor, to become a special envoy to France. Monroe’s instructions authorized the purchase of New Orleans and as much of the Mississippi Valley as possible. The boundaries of the French acquisition from Spain were not clear, but Jefferson was offering up to ten million dollars.

During the winter and spring of 1803, while the outcome of the Monroe mission was yet to be decided, Jefferson’s management of the prospective crisis was both smart and shrewd. He would see to it that an old French friend, du Pont de Nemours, was provided information about America’s intentions that could be leaked in the corridors of Versailles. 

When the Spanish official governing New Orleans abruptly closed the port to American commerce, Jefferson came under considerable pressure to launch a military expedition to seize both the city and the Floridas, abandoning diplomacy in favor of war with both Spain and France. In spite of Congress authorizing the president to raise eighty thousand volunteers for a military campaign, Jefferson would reject the idea and continue to pursue a peaceful outcome. Time and demography were on America’s side, justifying Jefferson’s patient approach.

Jefferson was also lucky in that Napoleon’s decision was not to just to sell New Orleans but the entire Mississippi Valley and the modern-day American Midwest. In the early morning of April 11, 1803, Napoleon announced to his Finance Minister Barbe-Marbois that, “I renounce Louisiana.” Within hours the French were enquiring if the United States had interest in the entire territory of Louisiana. Napoleon’s abrupt decision was prompted by the resumption of the Anglo-French war. Ambassador Livingston had complained in the past that negotiating with the French was impossible: “There is no people, no Legislature, no counsellors. One man is everything. He seldom asks advice, and never hears it unasked.” This was typical of Napoleon’s all-or-nothing style. The payment that Napoleon would receive would help subsidize his European army. This worked directly to Jefferson’s advantage. Napoleon’s losing of Santo Domingo was another reason why Napoleon was willing to depart with Louisiana.

 

Agreement

Livingston knew what to do. “The field open to us is infinitely larger than our instructions contemplated,” Livingston would tell Madison, and the chance “must not be missed.” Livingston and Monroe, now in Paris, negotiated a treaty which gave the United States the Louisiana Territory. The area was so big that the borders were not clearly defined by either party, for about fifteen million dollars or three cents an acre.

The news of the signing of the deal that reached Jefferson on July 3, 1803, was official but not direct. The news came in a letter from the two ministers to Rufus King who got the news shortly before leaving London, brought it with him on his return home, and sent it to Madison from New York. The report of the acquisition of territory west of the Mississippi surprised the American people more than it did Jefferson or Madison. They had learned of the prospect a number of weeks earlier and had approved a larger negotiation in a private letter sent to Paris. Nevertheless, Jefferson was still surprised by the scope of the deal.

The news of the Louisiana Purchase was not accepted favorably by everyone. In Boston George Cabot wrote to his friend Rufus King, the leader of New England Federalism, regarding the recent purchase as being advantageous to France. It is like selling us a ship after she is surrounded by a British fleet,” he said. He would also write that France was, “rid of an encumbrance that wounded her pride,” while obtaining money and regaining the friendship of the United States.

As Jefferson was taking in the news, he wrote to Merriwether Lewis concerning his exploration of the newly acquired territory, “In the journey which you are about to undertake for the discovery of the course and source of the Mississipi (sic) and of the most convenient water communication from thence to the Pacific Ocean . . .” This was a letter full of optimism but also realistic. Jefferson had now done all he could to control the largely uncontrollable nature of Lewis’s dangerous mission.

The official documents concerning the deal would reach Washington on July 14 and were not made public. However, a summary of them would be given out and the financial terms made public. The terms included a payment of $11,250,000 to France in six per cent stock, redeemable for fifteen years, and the assumption by the United States of the claims of its citizens against France in the amount of $3,750,000. For a period of twelve years French and Spanish ships and merchandise were to pay no higher duties than American in the parts of the ceded territory. Finally, the inhabitants of Louisiana were to be incorporated with the United States as soon as possible, consistent with the Constitution, and were to be secure in their personal rights in the meantime. The financing was arranged with the Anglo-Dutch Merchant Banks, Barings Brothers and Hopes, which in effect bought Louisiana from France and sold it to the United States, making nearly $3,000,000 from the deal.

 

Constitutional matters

On January 13, 1803, Jefferson’s Secretary of the Treasury, Albert Gallatin, would write to the President explaining his constitutional position regarding the purchase of the Louisiana Territory. He would sum up his opinion by stating the following:

1st. That the United States as a nation has an inherent right to acquire territory.

2d. That whenever that acquisition is by treaty, the same constituted authorities in whom the treaty-making power is vested have a constitutional right to sanction the acquisition.

3d. That whenever the territory has been acquired, Congress have the power either of admitting into the Union as a new state, or of annexing to a State with the consent of that State, or making regulations for the government of such territory.

Later in January, Jefferson would reply to Gallatin saying, “You are right in my opinion, to Mr. L’s proposition: there is no constitutional difficulty as to the acquisition of territory, and whether where acquired it may be taken into the Union by the Constitution as it now stands, will become a question of expediency. It must be assumed at this point that the administration recognized as constitutional the acquisition of territory by treaty. The point of what should be done with it would not be answered at this point in time. For Jefferson to have suggested any difficulties to Congress at this stage would have been to invite trouble. The Senate would finally approve the treaty by a vote of 24 to 7, sealing the deal.

 

What do you think of the Louisiana Purchase? Let us know below.

Now read William’s article on three great early influences on Thomas Jefferson here.

Sources

1.     Merrill D. Peterson, Thomas Jefferson & the new nation (New York: Oxford University Press, 1970), 745, 746, 747, 748.

2.     Alexander De Conde, This Affair of Louisiana (New York: Charles Scribner’s Sons, 1976),  4, 5, 6, 7, 13, 15, 20. 

3.     www.loc.gov/collections/louisiana.

4.     Joseph J. Ellis, American Sphinx: The Character of Thomas Jefferson (New York: Alfred A. Knopf, 1997), 243, 244, 245, 246.

5.     Jon Meacham, Thomas Jefferson: The Art of Power (New York: Random House, 2012), 385, 387.

6.     Dumas Malone, Jefferson The President: First Term 1801-1805 (Boston: Little Brown and Company, 1970), 296, 297, 302, 312, 313.

7.     Letter from Thomas Jefferson to Merriwether Lewis, July 4, 1803, National Archives.

8.     Andrew Roberts, Napoleon: A Life (New York: Penguin Group, 2014), 324. 

Feminine personifications of nations are common around the world. Some popular examples include Britannia, Bharat Mata, and Marianne. Usually represented as goddesses, mothers, or queens, these entities embody their countries’ unity, liberty, strength, reason, and spiritual essences. As national icons, they impart to their people a strong sense of identity and belonging associated with their lands. In this two-part mini-series, Apeksha Srivastava highlights some changes in their portrayal with time, along with some similarities and differences among them.

In the first part of this mini-series, she looks at changes in the portrayal of Britannia and Bharat Mata with time.

The East offering its riches to Britannia, Roma Spiridone, 1778. Source: British Library, available here.

Britannia

The Submissive

In his article Britannia and John Bull[1], RT Matthews mentioned how the Greeks and Romans associated anthropomorphic deities with their newly conquered lands. Several coins depicting this were made during Roman Emperor Hadrian’s journey through imperial provinces[2]. As the female personification of the recently subjugated island, Britannia can be seen on one of them. She is depicted sitting with her head slightly bowed. Her pose is submissive, with her shield at rest, and her armor cast off.

 

The Rising Queen

This submissive Britannia disappeared when Rome’s power declined around 400 CE. She reappeared to personify Britain during the reign of Elizabeth I, making her place in maps and emblem books. In 1603, writer Henry Peacham featured Britannia on one of the first English emblem books (Minerva Britannia). She is seen striding confidently towards a ship, which symbolizes Britain’s newly acquired maritime power. The word “Minerva” is a Roman reference to the Greek goddess of war and reason, Athena. English chronicler Michael Drayton, in 1612, portrayed Britannia on his Poly-Olbion. She is seated under a Roman arch decorated with male figures (Aeneas - the founder of Rome, Julius Caesar - the first Roman conqueror of Britain, a medieval king representing the Tudor line, and a 17th-century explorer). She is the image of Britain’s sovereign powers and flourishing economy and has the horn of plenty in her left arm and a scepter in her right hand. A wreath on her head is being placed by two cherubs. Ships in the sea visible in the background are a reference to Britain’s maritime prosperity. In 1660, King Charles II issued a medal and halfpenny-coin with Britannia on the reverse.

 

The Colonizer

Eventually, Britannia started marking her presence on statues, paintings, monuments, stamps, and printed works, often commissioned by the government authorities. One such painting, The East Offering Its Riches To Britannia, was made by Roma Spiridione in 1778 on the British East India Company headquarters ceiling in London. Britannia is shown sitting on a rock with a lion near her as a guardian. She is humbly receiving a tribute of pearls/jewels from a dark figure (India). A kneeling woman (China) is offering her a porcelain vase, and a tea chest is lying close by. The camel and elephant on the right side of the painting symbolize the East, especially India. This work presents Britannia at a much higher stature. An interesting point to note here is that the East actually never offered anything to Britain; the latter plundered it. This painting is an interesting example of whitewashing and turning history to one’s advantage[3]. Another example of self-glorification is the painting Retribution by Edward Armitage. It depicted the soldier-massacre in Cawnpore during the Indian Rebellion in 1857. After the rebellion, a British woman and her child are shown on the ground as casualties. Britannia is furious to see her children in this condition. As revenge, she is about to kill the Bengal Tiger, the symbol of the Sepoys, with her sword[4]. It, again, portrays only one side of the story.

Made by Walter Crane, the Imperial Federation Map, published in 1886 for a London weekly newspaper, showed Britannia as the “rising world-power”. She is seated on a globe upheld by Atlas and is gazing down at the people of her empire (denoting parts of the world under British control marked in pink). Another map published in the same year shows her in the middle, with different scenes from the Empire being illustrated[5].

 

The Celebrity

Britannia also survived the changes in society with time. By the mid-18th-century, people started enjoying written parodies about her. Apart from entertainment, these satires emerged as ways to influence public opinion. Furthermore, caricature-illustrators elevated her to higher moral planes.

In humor magazines (like Punch), Britannia was depicted as the defender of the British Empire, who crusaded for noble causes. She also personified the virtues of the English middle-class like women should be at home for happiness in marriage. Some other cartoons emphasized her vulnerability. In another work, she is seen making preparations for the Great Party[6], holding a candle in her hand, her shield and trident put aside. We can also observe the dishes/spoons on the floor. 

The patriotic song Rule Britannia demonstrated Britannia’s true establishment as a national icon[7]. She became the symbol of Great Britain’s political presence, evolving with time. During the 1990s, the term Cool Britannia (a humorous version), was used to describe contemporary Britain, showing approval of pop groups, artists, and fashion[8].

 

Bharat Mata

The Goddess

India has worshipped the earth in a female form (Dharti-Mata/Bhu-Devi) since ancient times. According to some scholars, the origins of Bharat Mata (Mother India) can be traced back to this idea. She, as the national personification, was created out of the desire to be free from the British dominion[9]. After gaining popularity from KC Bandyopadhyay's play Bharat Mata (1873), she emerged as a goddess in Bankimchandra Chattopadhyay’s poem Vande Mataram in 1875. She was visually evoked in 1905 through Abanindranath Tagore’s painting[10].

 

The Symbol of Independence & Nationalism

Sumathi Ramaswamy’s book, The Goddess and The Nation[11], traced Bharat Mata’s origins to Bengal in 1904 (Mother-Bengal/Bangamata). Over the next few decades, artists added new features to her depiction such as the tricolor flag, lions (guardians/vahana), the territory-map she represented, and her weapons (like trident or spinning wheel signifying the Swadeshi Movement to boycott British-made products). In one of her articles, Ramaswamy also mentioned how Aurobindo Ghosh advised his student to become patriotic, “... It is not a map, but the portrait of Bharat Mata ... worship her with the nine-fold bhakti [devotion].” Some works depict Bharat Mata blessing freedom fighters for their sacrifice. In an election hoarding, she is seen as the nation-map, crying, and carrying Indira Gandhi’s lifeless body[12].

Associated with fury and rage, Kali is said to have emerged from goddess Durga. She apparently struck fear in some British people. Ramaswamy argued that Bharat Mata emerged as an intermediate: having fury for the oppressors and maternal love for her children. She rose as the glorious mother/goddess associated with the map of India to effectively elicit strong feelings of nationalism in people.

Shobha Singh’s painting (1947) showed Bharat Mata clad in the Indian tricolor. She has a trident in her hand and a halo around her head. The roaring lion by her side is kicking the British crown into the abyss. K.K. Rajaram’s painting (1962) depicted the Indo-China War setting. Bharat Mata is near the Ashoka Pillar. Carrying the Indian flag and a sword, she is leading four roaring lions and soldiers against the Chinese-dragon on the Himalayan borders[13].

 

The Unifier of Diversity

After independence, Bharat Mata was sometimes utilized for political ends. In 2011, Anna Hazare highlighted her in his campaign India Against Corruption, emphasizing that she belongs to all India and not just a particular religion. Sri Aurobindo, in 1920, had already written that “if we hope to have a vision of the mother by ... establishing Hindu nationalism ... we would be deprived of the full expression of our nationhood”[14]. In this context, Ramaswamy described an image of Bharat Mata riding through the street with houses of religious worship in the background (church, mosque, and perhaps, Gurdwara), promoting the idea of religious harmony (inclusive-Hinduism).

 

The Progressive

Bharat Mata survived the evolutions in popular taste. She has been represented in posters, calendars, and films. In one of his sketches, cartoonist Shankar showed Nehru as a cherub, drawing a cover (“Planning”) over the nude female form of the nation. A second cartoon depicted a “new version of Bharat Mata” who is protecting the poor from the corrupt politicians and resembles Lady Justice[15]. Another sketch portrayed her horrified at the incident of the tricolor flag being carried to support a rape accused. Such works underline the social changes in India with time in the form of different physical and emotional states of Bharat Mata.

The first Bharat Mata temple in Varanasi (1936) houses a giant marble relief map of India with its rivers, mountains, and sacred places. Another temple in Haridwar (1983) dedicated its ground floor to Mother India, represented as a map and a marble image. The map contains a network of lights indicating pilgrim places that link the entire nation[16]. Such examples beautifully depict the associations of Bharat Mata with the sacred geography of India.

Read on: In the second part here, Apeksha discusses Marianne of France and some similarities and differences among these national personifications.

Apeksha Srivastava completed her Master’s degree from the Indian Institute of Technology Gandhinagar, Gujarat, India. She is currently an aspiring writer and a second-year Ph.D. candidate at this institute. This article is based on an assignment she submitted for the course, Perspectives on Indian Civilization. 

 

References

  1. Britannia and John Bull: From Birth to Maturity. Roy T. Matthews. The Historian. Vol. 62, No. 4 (SUMMER 2000), pp. 799-820 (22 pages). Published By: Taylor & Francis, Ltd.

  2. Britannia and Melita: Pseudomorphic Sisters. Derk Kinnane-Roelofsma. Journal of the Warburg and Courtauld Institutes. Vol. 59 (1996), pp. 130-147 (18 pages). Published by: The Warburg Institute.

  3. The Hidden Wound. Nick Robins. The Corporation That Changed the World: How the East India Company Shaped the Modern Multinational, 1-18. London: Pluto Press, 2012.

  4. Britannia as the embodiment of Great Britain. Aline Gay, Fanny Guilbaud, and Damien Lenoir, Université Bordeaux-Montaigne, France. Essay written for Professor Béatrice Laurent’s seminar, 'Myths and Icons'.

  5. Walter Crane and the Imperial Federation Map Showing the Extent of the British Empire (1886). Pippa Biltcliffe. Imago Mundi. Vol. 57, No. 1 (2005), pp. 63-69 (9 pages). Published by: Imago Mundi, Ltd.

  6. Britannia's Great Party. 1851. Wood engraving. Punch (7 June 1856): 81. [http://www.victorianweb.org/periodicals/punch/95.html]

  7. Britons will never be slaves! Britannia and liberty as a construct of British national identity in James Thomson and Thomas Arne’s song Rule Britannia and Thomas Rowlandson’s engraving, The Contrast, 1792, British Liberty, French Liberty, Which is best? Peter Johnston. The University of Oxford, Department for Continuing Education. Date created: Tuesday, April 18, 2017.

  8. https://www.oxfordlearnersdictionaries.com/definition/english/cool-britannia

  9. Mother India: The Role of the Maternal Figure in Establishing Legal Subjectivity. Kanika Sharma. 2017. Law and Critique, 29(1), 1–29.

  10. https://scroll.in/article/805990/far-from-being-eternal-bharat-mata-is-only-a-little-more-than-100-years-old

  11. The Goddess and the Nation: Mapping Mother India. By Sumathi Ramaswamy. Duke University Press, 2010. 379pp.

  12. Maps, Mother/Goddesses, and Martyrdom in Modern India. Sumathi Ramaswamy. 2008. The Journal of Asian Studies, 67(03).

  13. Icon-ising national identity: France and India in comparative perspective. Subrata K. Mitra and Lion König. National Identities, 15(4), 357–377.

  14. The Life and Times of Bharat Mata: Nationalism as Invented Religion. Sadan Jha. 2006. Manushi.

  15. https://timescontent.com/syndication-photos/reprint/just-like-that/454566/buy.jsp

  16. India: A Sacred Geography. Diana L. Eck. 2011. Harmony Books.

Guns have played a key role in military battles for centuries, and the technology around them has continually evolved. Here, Erick Redington looks at the importance of the Burnside carbine gun in the US Civil War.

The burnside carbine. Source: Smithsonian Institution, available here.

In the years leading to the US Civil War, the industrial revolution was making itself felt in the field of military technology. During the Mexican War of 1846-1848, the standard infantry weapon in the United States was the smoothbore musket, while the standard cavalry weapon was the smoothbore carbine, a shorter version of the musket. There were multiple issues with these weapons. A smoothbore musket has no rifling and has limited range and accuracy. The firing mechanism, using loose black powder, was messy, and prone to fouling. The biggest problem was rate of fire. As a muzzle loader, a trained soldier could fire about three shots a minute. These issues combined to drive the desire for a new weapon. 

Just as there were many problems with the standard smoothbore musket, there were issues with early breech loading rifles as well. First among these was the creation of a seal in the breech to prevent the escape of gas. Another was the cartridge used. Precise machining and mechanical issues were present as well. 

The first practical breech loading rifled musket was developed by Major Patrick Ferguson of the British Army during the American Revolution. This weapon solved several issues, such as gas leakage from the breech and allowed for quicker loading, resulting in five or six shots a minute. Despite these positives, the weapon was also expensive to make and required precise craftsmanship. The British Army of the time was willing to outfit small numbers of men with the Ferguson Rifle, but the Brown Bess remained the standard for decades.[1]

 

Solving the issue

With the development of industrialized mass production and interchangeable parts, the technological ability to solve the issues inherent in breech loading weapons emerged. Precision tooling gave manufacturers the ability to rifle on a mass scale. Samuel Colt began mass producing firearms. Veterans began trying their hands at new inventions. One of those was Ambrose Burnside.

Ambrose Burnside has a reputation amongst historians and Civil War buffs. He is generally seen as an amiable fool at best, and an incompetent at worst.[2] These are grossly inaccurate generalizations.[3] Burnside had a very incisive mind with good attention to detail. During his service in the American Southwest after the war, he was exposed to the Hall Breechloader. This weapon had many of the improvements of a rifled breech loader but had severe issues with gas leakage at the joint of the breech and the barrel. When he decided to turn his attention to the issue of weaponry, he had a very creative solution. Burnside designed his own cartridge that was conical shaped with the bulge in the middle. This conical casing created a seal at just the point where the issues with gas leakage occurred. As Burnside was serving in the cavalry at the time, he developed his firearm as a carbine. The final product was a .54 caliber rifled carbine.[4]

In 1853, Burnside applied to the army ordinance bureau to have a prototype of his carbine design made and was granted permission. When the prototype was made, he resigned from the army and created an arms manufacturing company to market, produce, and sell his new weapon. In 1857, the army was trying to replace the Hall Carbine, and was soliciting entrants for a competition to choose a new carbine. Burnside entered the competition, and his carbine was approved. This was the first breechloader adopted by the army that utilized a metallic cartridge. The army placed an order with Burnside.[5]

 

US Civil War

During the Civil War, over 50,000 Burnside Carbines were ordered by the Union Army, however most of these would be delivered only in the last year of the war. At the start of the war, the Union would arm its cavalry with any weapon it could get its hands on, mostly smoothbore muzzle loaders. The Union cavalry would be repeatedly thrashed by Confederate cavalry through the first years of the war. A weapon that provided a clear advantage in firepower and rate of fire would have been a force multiplier for the North.[6]

Two questions present themselves, first: If the United States approved a breech loading carbine prior to the war, why did they not adapt the design to a full-sized rifle for the infantry? Second: If Burnside’s Carbine was approved before the war, why was it not mass produced and ready at the start of the war?  The answers to these questions were complicated. First, the army leadership at the start of the Civil War was old and set in its ways. This is especially true of the head of the Army Ordinance Bureau, General John Ripley. At the start of the war, General Ripley insisted on issuing smoothbore weapons instead of rifled due to costs. The government had large stocks of smoothbores and it was more cost effective. He also opposed breech loading and repeating rifles. The higher rate of fire of these weapons would only encourage soldiers to use more ammunition and create carelessness in aiming. The consequences of these decisions were a war that lasted years longer and cost tens or hundreds of thousands of more casualties.[7]

 

After the Civil War

The difference between breech loading rifles and muzzle loading rifles can be seen in the Austro-Prussian War of 1866. The two armies were reasonably evenly matched in manpower, but the superior firepower of the Prussians led to their decisive victory. The fabled needle-gun showed the way to the future of military small arms. It also showed the importance of a military that was willing to innovate and utilize the latest technology in pursuit of victory.

 Much like many other aspects of the career of Ambrose Burnside, this was a case of good ideas and intentions, but poor development and execution. If the ossified army leadership had tried to implement the innovations of Burnside's Carbine on a mass scale prior to the war, the Civil War could have been significantly shortened, saving lives and perhaps the reputation of Ambrose Burnside.

 

What do you think of the role of the Burnside carbine? Let us know below.


[1] Ward, Christopher. The War of the Revolution. Skyhorse Publishing, Inc., 2011. p. 740.

[2] I could cite hundreds, if not thousands of books here.

[3] United States. War Department. The War of the Rebellion: A Compilation of the Official Records of the Union and Confederate Armies. Washington :[s.n.], 1894. https://ehistory.osu.edu/books/official-records.

[4] Books, Time-Life. Arms and Equipment of the Union. Time Life Medical, 1999, p. 58

[5] Bodinson, Holt. General Burnside’s Little Carbine. Guns Magazine, 2011. https://www.thefreelibrary.com/General+Burnside%27s+little+carbine%3A+this+odd+breechloader+saw...-a0268787627.

[6] United States. War Department. The War of the Rebellion: A Compilation of the Official Records of the Union and Confederate Armies. Washington :[s.n.], 1894. https://ehistory.osu.edu/books/official-records.

[7] Scales, Robert H. “Gun Trouble.” The Atlantic. Atlantic Media Company, December 29, 2014. https://www.theatlantic.com/magazine/archive/2015/01/gun-trouble/383508/.

Posted
AuthorGeorge Levrier-Jones

Spiritualism was a religious movement that gained momentum in America during the mid-1800s. The movement essentially held that people could communicate with people have died – and enabled people to do that through mediums. Angie Grandstaff explains.

The Fox sisters.

Spiritualists didn’t build churches or have preachers. They believed we could communicate with those who have died. Spiritualists would hold meetings in homes or community buildings where lectures would be given or séances would be conducted so people could speak to their dead loved ones. There were demonstrations by mediums and other sensitive individuals who would bring forth the dead, who would communicate via knocks on the walls or floors.   

Spiritualism may conjure up many skeptical thoughts for us today, but this was a real movement that millions of people wholeheartedly believed and participated in. Spiritualism has been considered a religion, a fad, a hoax but whatever our thoughts it was a national phenomenon during the mid-1800s.

 

Why Spiritualism?

Why did Spiritualism become such a phenomenon during the mid-1800s? First, we need to look at the two previous centuries. The 16th and 17th centuries in America were dominated by a very puritanical form of Christianity. Anyone who practiced anything like Spiritualism during that time would have been risking their life. It is estimated that thousands of people were executed for witchcraft in Europe and America during those centuries. Life was very rural, harsh, and rigid and people were held to very strict mores. It was a matter of life or death.

America was drastically changing in the mid-1800s. There was more industrialization and urbanization, which meant cities were growing and work was evolving. Inventions and science were transforming how people looked at the world around them. Immigrants were bringing in new religious practices and beliefs into American towns. There was literature and scientific discoveries that challenged religious beliefs and the Bible. America was on the verge of a Civil War and tensions were high. People were looking for assurance because life seemed uncertain.

Another big factor for the rise of Spiritualism was that people were not as comforted by traditional Christian beliefs when loved ones died. The death of children especially led parents to seek comfort in other places besides their community church. Spiritualism offered grieving people solace while coping with their loss. All these factors helped create an opening for Spiritualism to rise.

 

Ghostly Images

Invention and science were factors in the popularity of Spiritualism in the mid-1800s. Some even saw Spiritualism as a scientific religion. The invention of photography played into Spiritualism beautifully. This brand-new technology fascinated and terrified at the same time. Photography allowed us to see the unseen or what we are unable to see from our perspective. Photographs taken from hot air balloons gave people their first aerial images of towns and cities. Civil War photographs showed death and destruction on a scale that few had ever seen.

There were plenty of photographs that were produced during this time that made it look like spirits were revealed through this scientific process of capturing images on paper. William H. Mumler was a well-known spirit photographer during the mid-1800s. He produced portraits that had ghostly images in the background or near the person being photographed. Former First Lady Mary Todd Lincoln was one of Mumler’s clients. She visited him after her husband’s murder. His photograph of her had an image of Abraham Lincoln behind her with his hands on her shoulders. Whether this was a scam or not, it gave many comfort to think their dead loved ones were near even if they couldn’t see them. These pictures were published in newspapers and Spiritualism benefited despite critics and proof that some of these pictures were manipulated. 

 

The Impact of the Civil War

Prior to the Civil War, when a loved one died the family handled the process at home. The dying would be surrounded by family and friends. Wakes and funerals were held in homes allowing people the chance to grieve together. The Civil War changed that for thousands of families.  It is estimated that 750,000 men died in the Civil War - hundreds of thousands of families who were unable to be with their loved ones when they passed. They never saw the body. They had no closure. Death on this scale hadn’t happened before. This great loss and immense sorrow of so many families contributed to the rise and appeal of Spiritualism. Spiritualism gave someone a chance to speak to their loved one or hear from a medium that their loved one was at peace. This was a great comfort to grieving people.   

 

The Fox Sisters

Many historians attribute the birth of Spiritualism in America to the Fox Sisters. Maggie and Kate Fox lived in New York. In 1848, when they were 14 and 11 years old, they relayed some strange experiences to their parents. The two sisters heard knocks on furniture and walls while in their bedrooms at night. The girls demonstrated this for their parents and neighbors. They would ask questions and noises would come in response. Everyone was mystified by these young girls’ abilities to speak to the dead. Their fame and demonstrations catapulted Spiritualism into a phenomenon. Maggie and Kate were joined by their older sister Leah and they spent their lives working as mediums. They were invited to do demonstrations and hold séances where they communicated with the dead.

The sisters had a falling out as adults, which led to Maggie coming forward to claim it was all a hoax. She revealed the very first spirit communications in their New York bedroom was a prank. They used an apple on a string to produce the spirit noises. She said at their public demonstrations, they would use their own knuckles, joints and toes. A year later, Maggie recanted all of this, but her reputation was damaged beyond repair. Despite the way things ended for the Fox Sisters, their contribution to the Spiritualist movement was profound and undeniable. Their work as mediums led many others to take up the profession as well, which led to the growth and popularity of Spiritualism around the country.

 

Emma Hardinge Britten

The Fox Sisters may have been the beginning of Spiritualism in America, but Emma Hardinge Britten was the religion’s biggest advocate. Emma was born in England in 1823. From a young age, she demonstrated talent as a singer, musician and actress. Her first trip to America was for a role on Broadway in New York City where she met Spiritualist, Horace Day. This changed the trajectory of Emma’s life. She became a Spiritualist and began work as a medium and trance lecturer. One of her most famous spirit communications was with a deceased sailor who had died when his ship had sunk a few weeks earlier. Emma knew details about the ship and the sinking that only someone with firsthand knowledge would know.

During her life, she traveled extensively in America, Britain, Australia and New Zealand to promote Spiritualism and she used her many talents to do so. She wrote books on Spiritualism and was considered the leading historian on the subject. Her writings included guides on how to conduct a séance and how to investigate mediums for fraud. Emma was a born entertainer and used these skills during her demonstrations, lectures and séances. She also used her platform as a Spiritualist to share her views on slavery, the plight of the poor and women’s rights. Her work and her philosophy created the foundation for modern Spiritualism.    

 

Séances in Victorian America  

Séances were a big part of Spiritualism. Television and the big screen have given us many images of séances. People sitting around a table in a darkened room, maybe holding hands while spooky noises fill the air and tables levitate. This is much like what happened during a séance in Victorian America. The many factors that led to the rise of Spiritualism in America made the public believe in the abilities of mediums and the legitimacy of séances. People truly wanted to believe we could connect with the spirit world. Unfortunately, many unscrupulous people used séances to con people out of money during the mid and late 1800s. Many mediums were exposed for their fraud, but it didn’t stop the popularity of séances.

The reason that so many mediums could conduct fraudulent séances was mainly because there was no electric light at this time. Rooms would be lit by oil lamps or candles. So, the scene is perfectly set for trickery in rooms with low light or even darkness. Participants might even be encouraged to keep their eyes closed. They would be told not to touch the medium or any spirit summoned because it could kill the medium. There would be noises, a spirit manifested into the room or tapping on shoulders. Many mediums had accomplices to help them create ghostly noises and manifestations. Some mediums used specially constructed cabinets that could produce music or allow their accomplices to come and go during the séance. Oil of phosphorus would be used to make things glow in the dark. Victorian séances were a source of entertainment for some, hope or proof of scientific advancement for others. Once electric light and handheld lights were available, those who conducted fraudulent séances needed to look for other ways to entertain their attendees.

Spiritualism became less popular in the 20th century and there are many skeptics and con artists surrounding this movement and religion. But there is no denying its lasting impact. Mediums, clairvoyants and séances are still popular today. Everything from haunted houses to Ouija boards to the psychic hotline can be attributed to the rise of Spiritualism in the 19th century. Even in 21st century America, people still desire to be comforted during grief and to connect with and understand those things we can’t see.  

 

What do you think of these amazing women? Let us know below.

You can read Angie’s article on 5 Amazing Female Businesses in 19th Century America here.

Angie Grandstaff is a writer who loves to write about history, books, and self-development.

References

Manseau, P. (2018). The Apparitionists: A Tale of Phantoms, Fraud, Photography, and the Man Who Captured Lincoln’s Ghost. Mariner Books, Houghton Mifflin Harcourt.

Nartonis, D. K. (2010, June 1). The Rise of 19th‐century American Spiritualism, 1854–1873. Wiley Online Library.  https://onlinelibrary.wiley.com/doi/full/10.1111/j.1468-5906.2010.01515.x.

Gramson, H. (2013, March 6). The Science of Seance: The Scientific Theory of the Spiritualist Movement in Victorian America. https://www.pacificu.edu/sites/default/files/documents/Hannah%20Gramson.pdf

Howe, L.A. (2015, November 13). Spirited Pioneer: The Life of Emma Hardinge Britten. FIU Digital Commons. https://digitalcommons.fiu.edu/cgi/viewcontent.cgi?article=3474&context=etd

Walton, G. (2017, February 1). The Victorian Seancehttps://www.geriwalton.com/the-victorian-seance/

Posted
AuthorGeorge Levrier-Jones

World War I is of course one of the most important wars in modern history, and of the key geo-political aspects of the war was the formation of the Triple Entente between Britain, France, and Russia. These Great Powers with overlapping interests were not necessarily natural allies in World War One, but the nature of international affairs in the preceding decades pushed them together.

Here, Bilal Junejo continues a series looking at how the Triple Entente was formed by considering what happened in the 1870s. In particular, Otto von Bismarck’s approach to diplomacy, Frances’s search for an alliance, the role of Russia, and how the Russo-Turkish War of 1877-78 led to the Congress of Berlin - and many implications.

Read part one in the series on the origins of Germany here.

The taking of the Grivitsa redoubt by Russia during the 1877-78 Russo-Turkish War.

The taking of the Grivitsa redoubt by Russia during the 1877-78 Russo-Turkish War.

Otto von Bismarck’s was “a being high-uplifted above the common run”.[1] His were a mind and genius that would not rest upon the laurels of mere conquest, but rather continue to exert themselves till their ready devotion of much cogitation to the morrow’s actions had revealed the most magisterial means of fortifying excellence freshly achieved with princely permanence — to the total exclusion of anything even remotely akin to misplaced complacency and consequent reverie. Aware with becoming keenness of how the precious is inherently precarious, he was determined that the singular tenacity which had marked his erection of the new German Empire should now be rivaled, if not surpassed, only by that which would inform his preservation thereof. It was the ambivalent fortune of the Second Reich that its formidable founder also served for an unbroken spell of nineteen years as its first Chancellor; for whilst he achieved much in the course of that fateful period, he also bequeathed to his successors a legacy for whose onerous preservation they were equipped to exude neither the ability nor the vision. To this day, it remains near impossible to say what conduced more to the eventual undoing of Hohenzollern Prussia and her dominions — that Bismarck should have been Chancellor before Wilhelm II, or that Wilhelm II should have been Kaiser after Bismarck.

Bismarck’s first and foremost priority in the wake of victory over France was to ensure that she — the humiliated neighbor whose lasting enmity he had so easily and rashly earned — should not meet with success in the endeavor upon which she was certain to embark for the purpose of securing an ally to wage a war of revenge. The shock of Sedan[2] had been a sobering lesson in the pitfalls of pride, and its digestion was not rendered any easier by the facility with which a jubilant Prussia proclaimed the terms of surrender and humiliation at Frankfurt[3] for their incorporation in the annals of the world. Gone were the days when all her neighbors would tremble at the mere thought of the Sun King, and all Europe would scatter at the merest sight of Napoleon Bonaparte. Now was she reduced to a shadow of her former self, vanquished and retiring, destined to forever grapple with memories that served as a constant and invidious reminder of all that had been, but was no more. It was nothing less than a desire for revenge that could animate her spirit henceforth, and nothing else that could chart the course of her future exertions. Newly deprived of the power she had for so long been accustomed to wield in the face of these upstarts from across the Rhine, she would redress this unbecoming inferiority to the nascent Reich with the succor of another’s superiority to, or at least equality with, her malicious and meticulous foe.

This resolution had, amidst all the hope it happily renewed and vigor that it justly roused, commended itself to the people of France despite the burden of a hurdle that, in the circumstances, was part and parcel of it. Since the Franco-Prussian War had been but a bilateral confrontation, it was obvious to all — and to none more so than France herself — that a war waged for mere vengeance would be the pursuit of Paris alone, as no other European power had at the time cause for even contemplating conflict with Germany, let alone actually doing to her what she had just done to France. The French had, therefore, to look for a Power with whom they could, at the very least, share interests, if not passions. To put it in words a trifle blunter, that Power need not view the destruction of Germany as an end in itself, so long as it could be counted upon to regard a considerable weakening of German power to be the means of achieving some other end, even if that end was one which France would not necessarily feel inclined to share. The French were looking for what might be called negative unity, which is unity stemming from bonds that are forged to surmount a common obstacle, rather than to secure a common end.

 

A French ally

But what Power would that be? A glance at the map of Europe in 1871, in conjunction with the barest modicum of geopolitical sense, would and did suffice to yield the ambivalent answer. Since Germany lay in the center of the Continent, and to the immediate east of France, it made sense to have an ally who would be both willing and able to engage Germany on any front so long as it was not her western, where a resolute French were already baying for blood. A simultaneous engagement on two fronts would automatically halve German strength before each adversary. But which front would that be? It was not as if there were a lot of options from which to make a leisurely choice. To the south of Germany lay the sprawling dominions of the Austro-Hungarian Empire, whose Habsburg rulers had already dissolved their sour memories of Sadowa[4] in the tonic of Bismarck’s blandishments, which somehow never ceased to work wonders for the health of his diplomacy. To the north lay the serene Baltic, and around it a host of Scandinavian mediocrities. The only front that remained was the eastern, where possible salvation for the pusillanimous successors of Bonaparte lay in the arms and armies of the Tsar of Russia. Here was finally a Power not only ideally situated on Germany’s border, but also believed to be possessed of military strength sufficient, should its possessors be commensurately provoked, to arouse both German alarm and French approbation. Since actual confrontation had not yet taken place, perceptions mattered more than did reality, and it was more important for diplomatic purposes what Germany and France believed to be the magnitude of Russian strength, rather than what it actually was — “an imposing phantom”[5], as subsequent events would prove beyond dispute and not long after.

But these were happenings yet to come. At the beginning of the 1870s, with the purported pursuing of Russia — and the attendant, if rather erroneous, surmise that hers was a friendship to court and an enmity to shun — the talk of many a chancellery in Europe, both France and Germany, albeit each in her own way, could be expected to do the needful. But how was Russia herself inclined to act just then? On whose side, if on anyone’s, did she wish to be? What were her ambitions, and what were her fears?

 

Russia enters the picture

It so happened that at the very moment when France would have almost prostrated herself before Russia for the sake of settling scores with her parvenu neighbor, the Tsar Alexander II, who reigned and ruled from 1855 to 1881, showed himself ready to evince not even the slightest interest in reciprocating the sycophantic sentiments of a nation that, in concert with Great Britain, had humiliated his own in the Crimea only a decade and a half prior to when the author of the Ems Telegram would resolve that similar scathe should be meted out to the would-be myrmidons of Marianne as well. Unsurprising Russian neutrality during the Franco-Prussian War had been one of the principal factors that contributed to the decisive victory achieved by Bismarck in the crucial winter of 1870-71. The Treaty of Paris (1856), by dint of which both France and Great Britain had dealt a united and decisive blow to the Tsar’s overweening pretensions (principally by stipulating Russian demilitarization of the Black Sea), now proved sufficient to ensure that for the fairly immediate future, poor France, whilst still reeling from the shame of Frankfurt, would have to grapple with the strictures inherent in the new diplomatic order of Europe on her own. Even though the Treaty of Paris had been in the main an Anglo-French enterprise, the price that, in retrospect, it came to exact from the French was disproportionately greater, for it was Bismarck’s tacit acquiescence in Russian remilitarization of the Black Sea (in 1870) that Russia would repay in the form of benevolent neutrality during the Franco-Prussian War.

A telling account of the consequences that, in 1865, had been made inevitable by the diplomatic folly exhibited with abandon in lovely Lutetia was furnished, to the immeasurable fortune of posterity, by the arresting wits of the eminent English philosopher, John Stuart Mill (1806-73). Reflecting in the manner of a thoughtful contemporary, even as the third Napoleon fell like the first, on what had come to pass, both by way of gain and loss, Mill was moved to observe that in the matter of making international treaties:

“Nations should be willing to abide by two rules. They should abstain from imposing conditions which, on any just and reasonable view of human affairs, cannot be expected to be kept. And they should conclude their treaties as commercial treaties are usually concluded — only for a term of years.

If these principles are sound, it remains to be considered how they are to be applied to past treaties, which, though containing stipulations which, to be legitimate, must be temporary, have been concluded without such limitation, and are afterwards violated, or, as by Russia at present, repudiated, on the assumption of a right superior to the faith of engagements.

It is the misfortune of such stipulations, even if as temporary arrangements they might have been justifiable, that if concluded for permanency they are seldom to be got rid of without some lawless act on the part of the nation bound by them. If a lawless act, then, has been committed in the present instance, it does not entitle those who imposed the conditions to consider the lawlessness only, and to dismiss the more important consideration, whether, even if it was wrong to throw off the obligation, it would not be still more wrong to persist in enforcing it. If, though not fit to be perpetual, it has been imposed in perpetuity, the question when it becomes right to throw it off is but a question of time. No time having been fixed, Russia fixed her own time, and naturally chose the most convenient. She had no reason to believe that the release she sought would be voluntarily granted on any conditions which she would accept; and she chose an opportunity which, if not seized, might have been long before it occurred again, when the other contracting parties were in a more than usually disadvantageous position for going to war.”[6]

 

It is even more as a lawyer than as an amateur historian that I declare — though the stature of one as great as Mill hath scarce any need of my declaration to rest assured of its greatness — the ready accord of my own reason with the celebrated counsel of that perspicacious man. Even when it comes to the conclusion of a simple contract, be it for purposes commercial or otherwise, the law recognizes the possibility of there arising, without the fault of either contracting party, the frustration of their contract. This is the unforeseen termination of a contract as the result of a supervening event that either renders its performance impossible or illegal or prevents its main purpose from being achieved.[7]

This is precisely why no commercial contract worth its name is ever concluded for an indefinite period. A contract, which is but an exchange of promises, is born in, and because of, certain conditions prevailing at the time that it is made. Since the promises whose execution, in the course of time, the contract envisages owe their very raison d’être to those conditions, it would make little, if any, sense to prolong the duration of the contract beyond the period for which those conditions can reasonably be expected to last. Obligations that outlive the conditions in which they were assumed invariably bode ill for the future welfare of the parties that undertook them in the first place. The selfsame considerations apply, and as exactly, in the case of international treaties.

 

Bismarck’s diplomacy

Bismarck had no need of a jurist’s manual to teach him these fundamental truths of human life on our motley planet. Instinctively aware of how to extract the most whilst offering the least, he was about to embark on a series of daring diplomatic maneuvers that would pay solemn, if silent, homage to the exhortations of his erudite contemporary, and yield rich dividends into the bargain. Convinced of his opportunity to engage Russia on Germany’s side, he was determined not to surrender that opportunity to France, and it is the ultimate testament to his diplomatic genius that this is precisely the state of affairs that he, despite many a contretemps, was able to sustain continuously until the very moment of his unceremonious dismissal from the chancellorship by a wayward Wilhelm II in 1890.

Bismarck’s first major move was to secure the diplomatic arrangement that history remembers by the rather pompous name of Dreikaiserbund (which is German for the Three Emperors’ League). Based upon agreements concluded in May and June 1873 — following a preliminary meeting of the German Emperor, Austro-Hungarian Emperor and Russian Tsar in Berlin in September 1872 — it, despite its significance as indicated by the propinquity it bore to the war just fought with France, was little more than a vague understanding that emphasized the importance of monarchical solidarity in the face of subversive movements (this was an era of burgeoning nationalism in Europe and around the world).[8] In substance, it was at least better than the “sublime mysticism and nonsense”[9] of the Holy Alliance, which had cherished as its sole aim the sustained perpetuation of moribund regimes; but it proved far less durable than the somewhat similar Triple Entente that it anticipated, and the advent of which it precipitated by its own eventual dissolution.

The dissolution was in spite of Bismarck. He had been wise not to seek a formal treaty where none would have been forthcoming, but the absence of definite obligations also meant that far greater room for diplomatic maneuver existed for each member of the Dreikaiserbund than was desirable for the health and longevity of it. With the Tsar eagerly fanning the flames of Panslavism in the Balkans — to the joy of many a Slav braving the yoke of Hapsburg and Ottoman imperialism and yearning for liberation, but to the calculated wrath of both Vienna and the Sublime Porte — in the hope of distracting domestic attention from real issues at home to alleged dangers abroad, it was all the Iron Chancellor could do to bring Austria and Russia together at the same table, without the added burden of committing each to the definite restraints inherent in a formal treaty or alliance. For a time, Russia acquiesced in the workings of this tripartite arrangement, not only because it knew that Germany alone (who had a major interest in the preservation of her only dependable friend in Europe) possessed the power to induce Austria to adopt a less confrontational attitude against Russia in the Balkans, but also because this would help her to convince France that her diplomatic options were not limited (and thus assist her in procuring more favorable terms in the case of an eventual alliance with her erstwhile foe). Most unfortunately, however, for even this incipient goodwill from St Petersburg, events in the Balkans soon decided against the rebarbative continuation of such an affable arrangement.

 

Bulgarian conflict

In 1875, conflict broke out in Bulgaria. Subjected to the Porte’s alien rule for the past five hundred years, Bulgaria had not been slow to appreciate the rise of nationalism in the farrago of nineteenth century Europe and the competing ambitions of her many peoples, any more than she had been in recognizing a growing opportunity to wrest independence from her oppressors in times that were only growing more favorable by the day. The Porte had been equally quick of perception, and judging that prevention was better than cure, took the bold step of sowing the discord between moderate and extremist that has ever furnished the principal prop and pillar of the policy entitled divide et impera. In this case, in the year 1870, the step was taken in the form of an edict that authorized the establishment of a Bulgarian Excharcate (i.e. a separate branch of the Eastern Orthodox Church).[10] The wily Porte had probably calculated that such a move could be counted upon to flatter the clergy, appease the moderates, and isolate the extremists — all to the advantage, however ephemeral, of a regime that was decaying, and which could not hope to survive the resolution of those internal Slavonic squabbles that were as internecine as they were endemic in the Balkan peninsula.

On this occasion, however, the Sultan’s turned out to be an egregious miscalculation. The new Excharcate, so far from offering any gratitude to the Sultan by rallying their people behind the Ottoman throne, chose instead to view the Porte’s latest concession as a sign of not magnanimity but abject weakness; and it decided not altogether implausibly that the time had come to try conclusions with the imperious House of Osman. The reasoning that underlay the timing of this Bulgarian unrest stemmed from a realization that Russia, the sanctimonious champion of independence for the South Slavs, would in the wake of her recent denunciation of the Treaty of Paris be in an unusually favorable position to assist the Bulgar nation in its quest for the categoric expulsion of Ottoman rule from Bulgarian soil. It was, therefore, for five years that matters smoldered and men seethed, till the advent of that day when Russia, armed by what it thought was the sanction of an amorphous and taciturn Dreikaiserbund, ventured to bestow its definite approbation of the Bulgar cause on the Bulgar people, unflinching in its determination to efface that record of shame to which she herself had made many an unwitting contribution since the time of the Holy Alliance.

 

Russia enters the fray

Affronted beyond measure by what it saw as the brazen ingratitude of the Bulgars and the unwarrantable presumption of their Russian sponsors, the ruthless forces of the Porte resolved to call the latter’s bluff by unleashing such a wave of savagery and destruction on the former as could not fail to elicit a response from the Tsar and his truculent court, who were already awaiting a suitable pretext for intervention from the frigid banks of the Neva. Fired with the enthusiasm to champion and secure for the Bulgars those very rights that she had never exhibited the slightest sorrow in denying to the Slavs rotting in her own Polish backyard, Russia entered the Balkan fray without a qualm and proceeded with the serene confidence of a somnambulist to vindicate Santayana’s solemn warning, albeit not given in as many words by any at the time, that “those who do not learn from the past are condemned to repeat it”.

Russia should have remembered that ever since the time of the “loud-sounding nothing” that had been the Holy Alliance, and of which she had been the principal proponent, hers had not been a position from which she could hope to threaten or thrash the Porte without bringing down upon her skull the redoubtable bludgeon of the Royal Navy. But as has almost always been the case with people who do not know the limits of their ambitions, the Tsar and his advisers spurned the toil of logic, and sought in its stead the meretricious gratification that is the certain and ruinous promise of frivolous braggadocio and inflated estimations of one’s own prowess and possibilities. Whilst their mettlesome forces did eventually manage to arrive at the very gates of Constantinople, and from there compel the Sultan to append his signature to a shameful document of capitulation, they had reckoned without the opposition of those who were more ably placed than was the decrepit empire of the Ottomans to check this alarming aggrandizement in Russian fortune on the shores of those very waters that flowed without choice into the vital maritime routes of international trade, the lynchpin of which had lain in the Suez Canal since its opening to all traffic on 17 November 1869. It would be pertinent to remember that in the very year when the Bulgars finally embarked upon their crusade to reclaim the freedom they had lost of yore, Great Britain — principally at the instigation of her justly renowned Tory statesman, Benjamin Disraeli, whose second and final premiership had spanned with a remarkable prescience the fateful years from 1874 to 1880 — acquired a holding interest at 40% of the Suez Canal Company’s equity (making her the single largest shareholder), under the auspices of a loan to the tune of four million pounds sterling rendered by the astute acumen of Lord Rothschild and his illustrious bank. Since Disraeli was still in office at the time the ominous cloud of Russian ambition was beginning to darken the horizon at Suez, he was determined that no manner of artifice or bluster emanating from the halls of that “icy Muscovite” and “overgrown barbarian of the East” should be allowed to wreck what had to up to that point in time been the most signal achievement of his formidable premiership.

When such were the considerations to uphold at a time of great diplomatic uncertainty, it was not to be expected that an apprehensive government in London would find much to allay their fears of Russian intentions in the treaty that announced to the world not only the cessation of hostilities between Turkey and Russia, but also the imminent end of all that Great Britain had been so sedulous to uphold by way of solution to the Eastern Question for the past eighty years. The Treaty of San Stefano, concluded on 3 March 1878 and upon the ashes of Ottoman pride, had pledged the signatories to honor the creation of a large autonomous state of Bulgaria that would include present-day Macedonia and also cherish an outlet to the Aegean Sea. It had also enlarged the size of both Serbia and Montenegro, confirmed the independence of Serbia, Montenegro and Romania, furnished Russia with sizeable gains in the Caucasus, and provided for the payment of a large indemnity by Turkey to the victors.

 

British considerations

With the new state of Bulgaria thus poised to become a Russian satellite that would secure to her patron easy access by land to the Aegean (and thence the Mediterranean), and the slow but steady disintegration of the empire that had for near six centuries held sway over the junction of three continents, Great Britain could discern no cause for assurance in the uncomfortable realization that an eventual elimination of the Ottoman presence at Constantinople and in its environs could make no contribution in the region to either British security or Russian maturity. There was no reason to suppose that an assertive Russia, already buoyed by fresh triumphs, would in any way prove as submissive to British demands as the effete Ottoman Empire had thus far proven to be.

And Great Britain was not alone in the entertainment of her apprehensions. The Dual Monarchy of Austria-Hungary, which was itself gradually buckling under the pressure of that clamor for self-determination being made by her own Slavonic population that could only receive fresh impetus in the event of Russia’s ascendancy in the Balkans and Asia Minor, was already beginning to nurture serious reservations regarding the Dreikaiserbund into which she had entered so willingly at the behest of Bismarck. If Germany was not going to restrain Russia from furthering the portentous cause of Panslavism in the Balkans, even when Great Britain was willing to challenge her all on her own, then there could be no reason why Austria should foolishly continue to remain a party to that useless agreement called the Dreikaiserbund. And Austrian withdrawal would spell the end of Bismarck’s bargaining leverage over Russia, whose own on the other hand would increase dramatically over Germany, who could never cease to feel the searing glare of French hatred on her back.

The Dreikaiserbund had arrived at a decisive precipice. It was the moment to decide whether, being adjudged redundant, it would be pushed to certain death; or whether, deemed imperative, it would be retained still by dint of adequate compromise. Since no signatory required the Bund as direly as did the Germany of Bismarck, that sagacious statesman prudently chose the latter course.

 

Congress of Berlin

It was to this end that he opened the Congress of Berlin in June 1878 (a mere three months after San Stefano). Continuing into July, the Congress, to which delegates from all the major countries of Europe brought the succor of their good offices, was not likely, despite the best endeavors of Bismarck, to cut much, if any, ice with Russia — for two important reasons.

First, the Congress had been convened for the express purpose of revising the pledges of San Stefano, which was the apple of a myopic Russian eye. The only reason the Tsar even agreed to send his representative to the Congress was that he expected Bismarck, who was both an ostensible ally and the host, to argue the case for Russia in the face of implacable British and Austrian opposition. But the Congress was also as much Bismarck’s opportunity as it was the Tsar’s hope. As host, he could create the clever impression of being the “honest broker” between Russia and Great Britain, and as such, leave it to the former to address the claims of the latter in what was supposed to be an impartial forum. If what Great Britain sought by way of settlement was already in accord with Germany’s interests, then all Bismarck had to do was to make Russia confess to her ambitious designs in the Balkans before the Congress, give suitable air to the British answer, and then maintain he would uphold the unanimous, or at least majority, decision rendered by the Congress. With Russia in no position to confront Great Britain on the seas alone, Bismarck would achieve the desired result without in any obvious way betraying the spirit of the Dreikaiserbund.

The second reason that the Congress was more or less predestined to go against Russia was the fact that of all the important countries who sent their delegates there, Great Britain was the only one who sent not only her Foreign Secretary, but also Prime Minister! Benjamin Disraeli had chosen to attend in person because he did not want his Foreign Secretary, Lord Salisbury, to achieve the primary credit for the fruits of the Congress’s deliberations. The fact that Disraeli prioritized the Congress so highly shows not only how catastrophic it would have been for Great Britain not to achieve her objectives, but also how certain Disraeli was of achieving what he had so long sought for his country. Upon returning home, he would triumphantly announce that he had returned from Berlin with “peace with honor” (a phrase that would later be borrowed by another Prime Minister, Neville Chamberlain, upon his return from Germany exactly sixty years later, but with far less commendable consequences).

Coming, as it did, so soon in the wake of the triumph that had been the Treaty of San Stefano, the Congress unsurprisingly proved to be an unmitigated disaster for Russia. Its principal accomplishments were that an autonomous principality of Bulgaria was created; a province of Eastern Roumelia, nominally Turkish but with a Christian Governor was established south of Bulgaria, with the result that British fear of Russian access to the Aegean via Bulgaria was satisfactorily addressed, especially since the Christian Governor could be counted upon to pacify the Christian population of what was nominally still a Turkish province; the independence of Serbia and Montenegro, in accordance with San Stefano, was confirmed, with both states receiving territorial compensation; the independence of Romania was also confirmed, the Romanians obtaining northern Dobruja in return for ceding Bessarabia to Russia; Russia was confirmed in possession of the Caucasus; Austria-Hungary received the right to occupy Bosnia-Herzegovina and the Sanjak of Novi-Bazar; and Great Britain received the right to occupy the strategically important island of Cyprus. Although Eastern Roumelia eventually united with Bulgaria, the main lines of the settlement lasted for thirty years.[11]

 

Implications

This was the end of the Dreikaiserbund — at least, until 1881, when the Tsar was assassinated, and his successor, Alexander III, negotiated a much more formal and precise Dreikaiserbund Alliance with both Germany and Austria. But even then, Russia could never forget the humiliating lessons of the Congress, her nationalist press having memorably remarked at the time how it had been nothing but “a coalition of Europe against Russia under the leadership of Prince Bismarck”.[12]

Bismarck did not forget the sobering experience of having to mediate between Vienna and St Petersburg at an international forum either. Shortly after the Congress, he entered into a formal but secret alliance with Austria, the Dual Alliance of 1879, in which he solemnly pledged to assist Austria if she were ever to be attacked by Russia in future. The decade that had started off with Bismarck seeking to cement a triumvirate of sorts of the three great eastern autocracies had ended in the alienation of one, and the advent of a formal alliance between the other two against the third.

In the next part, we shall review the exertions of Bismarck during the 1880s. We shall look at how he managed to sustain his relations with both Russia and Austria even after, and in spite of, the unpleasant developments that had taken place towards the end of the 1870s. It was a feat of pure skill and ardor that can be easily neither forgotten nor emulated.

 

What do you think were the impacts of the 1870s? Let us know below.


[1] Said originally of Arthur Balfour by Winston Churchill, in the latter’s famous book Great Contemporaries (first published by Thornton Butterworth Ltd in 1937)

[2] The Battle of Sedan (1-2 September 1870), which marked the surrender and capture of the French Emperor, Napoleon III

[3] The Treaty of Frankfurt (10 May 1871), which formally ended the Franco-Prussian War

[4] The Battle of Sadowa (3 July 1866)

[5] Henry Kissinger, Diplomacy (Simon and Schuster Paperbacks 1994) 140

[6] Quoted in The Times, on 2 January 1939, page 15

[7] Definition of ‘frustration of a contract’ in the Oxford Dictionary of Law

[8] A. W. Palmer, A Dictionary of Modern History 1789-1945 (Penguin 1964) 110

[9] A description rendered by Lord Castlereagh, British Foreign Secretary 1812-22. Ibidem, 155

[10] A. W. Palmer, A Dictionary of Modern History 1789-1945 (Penguin 1964) 60-61

[11] Ibidem, 46

[12] Henry Kissinger, Diplomacy (Simon and Schuster Paperbacks 1994) 157

Flying Hawk was an important Native American as white settlers moved across the western US in the latter half of the 19thcentury. He met 10 US presidents and later became part of Buffalo Bill’s Wild West troupe. Alec Marsh explains.

Alec’s new book, Ghosts of the West, is now available here: Amazon US | Amazon UK

Chief Flying Hawk, Oglala Lakota.

Chief Flying Hawk, Oglala Lakota.

He fought at Custer’s Last Stand and counted the warrior Crazy Horse as a close friend, as well as his cousin. He met ten US Presidents and ranked Teddy Roosevelt above them all. He was present at the death of Sitting Bull in 1890 and attended the massacre of Wounded Knee. He then travelled the world as a star of Buffalo Bill’s Wild West troupe.

And before dying at 77 in 1931, Chief Flying Hawk also acted as translator for the writer John Neihardt, thereby helping him to create a seminal work in Native American culture, Black Elk Speaks. More than this, Flying Hawk also produced his own history of America, finally published in 1946, ‘so that the young people would know the truth. The white man’s books about it did not tell the truth’.

So if you haven’t already, I believe it is high time you acquainted yourself with the Native American chief, Flying Hawk, a renaissance man who was a leader, an educator and warrior in equal measure. The son of Chief Black Fox of the Oglala Lakota – a leader who lived for decades with an arrow lodged in the back of his sky before dying in his eighties, Flying Hawk was born in 1854 at a time when the Sioux’s traditional way of life was still largely unaffected by white men.

The buffalo herds upon which the Sioux’s civilization depended still roamed abundantly across the great plains of the West. And when European-Americans did come, they came to trade – not to necessarily to live, or to dominate. That, however, was all about to change.

But as a result Flying Hawk grew up in a way that would have been familiar to those who had gone before him: learning the art of warfare by fighting skirmishes against rival tribes – the Crow and Piegan. He took part in his first battle aged ten, against soldiers protecting a wagon train. ‘I do not know how many we killed of the soldiers, but they killed four of us,’ he would say later. ‘After that we had a good many battles, but I did not take any scalps for a good while. I cannot tell how many I killed when a young man.’

 

Red Cloud’s war

More fighting was to follow. Just two years later, in 1866, armed conflict broke out between the Sioux and the US, over the latter’s decision to build forts along the Bozeman Trail, a road through the Powder River country in modern day Wyoming and Montana – land belonging to the Sioux and a prime hunting ground. What followed – known as Red Cloud’s War – was a two year guerrilla conflict in which the Native Americans, led by another Oglala Lakota chief Red Cloud, were able to outwit and outmaneuver their better-armed opponents. In December 1866, Crazy Horse, who would come to world’s attention for his part in defeating Custer at the Battle of the Little Bighorn ten years later, commanded a small party of warriors to lure out a large body of soldiers from one of the forts – leading them into a deadly ambush. The Fetterman Fight or Massacre, left 81 men under the command of Captain William J Fetterman dead and was the biggest military defeat suffered by the United States at the hands of the Plains Indians until Custer’s Last Stand in 1876. Red Cloud’s war concluded in victory for Sioux with a peace treaty signed 1868 at Fort Laramie in eastern Wyoming. It is still recognized as an international treaty in law today.

Moreover its an international treaty which the United States breached in 1876 with the invasion of the Black Hills, the Sioux’s last great hunting ground, following the discovery of gold there in 1874.

The Sioux, now led by Sitting Bull, Flying Hawk’s uncle, and Crazy Horse, fought back: and so began the Great Sioux War of 1876-77. Red Cloud, whom Flying Hawk described as ‘the Red Man’s George Washington’, had been to Washington and New York after the peace of 1868 and now knew what the Native Americans were up against. He did not join the call to arms in 1876. Flying Hawk was there every step of the way.

 

Custer’s last stand

The defining moment of this war was the Battle of Little Bighorn in June 1876, where Flying Hawk fought alongside Crazy Horse, the architect of the victory. In his graphic account of the battle he described how it began with the US cavalry firing on their village, and how the Native Americans quickly had the soldiers on the back foot. ‘When we got them surrounded the fight was over in one hour,’ Flying Hawk recalled. ‘There was so much dust we could not see much, but the Indians rode around and yelled the war-whoop and shot into the soldiers as fast as they could until they were all dead. One soldier was running away to the east but Crazy Horse saw him and jumped on his pony and went after him. He got him about half a mile from the place where the other soldiers were lying dead.’ 

He added: ‘It was a big fight; the soldiers got what they deserved this time. No good soldiers would shoot into the Indian’s tepee where there were women and children. These soldiers did, and we fought for our women and children. White men would do the same.’

Despite the victory the chiefs quickly realized that the game was up: Washington put the Sioux reservations under the authority of General Sherman and all Native Americans were henceforth to be treated as prisoners of war. Those that were off their reservation would be treated as hostiles. Rather than submit to this, Sitting Bull led his band to Canada; Crazy Horse was killed in a scuffle after handing himself over at Fort Robinson in Nebraska. ‘He was honored by his own people and respected by his enemies,’ said Flying Hawk. ‘Though they hunted and persecuted him, they murdered him because they could not conquer him.’ The murder of Crazy Horse proved to the harbinger of the treatment that Sitting Bull would receive 13 years later on his return from Canada.

By this point the Great Sioux Reservation had been broken into five reserves occupying perhaps half the original land promised to them, having been appropriated for white settlers by the US government. In 1890 the Ghost Dance, a religious movement swept across the hungry and cold Sioux people, prompting fears of an uprising among the authorities. Once again Flying Hawk was close to the action: his brother Kicking Bear, a holy man and chief, was a leading figure of the movement, and Flying Hawk was among the first to witness the results of the massacre at Wounded Knee, when soldiers of the Seventh Cavalry machine-gunned more than 200 mainly Sioux women and children camped in the winter snow outside the Pine Ridge reservation in South Dakota. Flying Hawk described seeing the bodies of women and children lying under a blanket of snow – and asserted that the attack was retaliation for the ‘Custer affair’ 13 years before.

 

Extermination of the buffalo

By now the way of life that he had grown up with was gone – including the last great herds of the buffalo, wiped out by the mid-1880s. The whites, Flying Hawk claimed, ‘could not fight them fairly and win’.

And then, having lived through all of this calamity and change, in the years that followed, Flying Hawk turned to show business. Following in the footsteps of Sitting Bull and Red Cloud, he joined Buffalo Bill’s Wild West show in 1898 and while it is said he initially chafed at being asked to perform the displays of the battles he had taken part in, he soon made peace with the life on the stage. Not only was there was money in it, but the shows celebrated performers like him; it also allowed them to communicate something of their way of life to the outside world. Flying Hawk spent the next three decades ‘Wild Westing’, as it was known, touring the US and Europe with Colonel William Cody’s show and later joining the Miller Brothers 101 Ranch show and Sells Floto circus. He finally retired from touring in 1930, the year before he died. That was also year he acted as an interpreter for the writer and ethnographer John G. Neihardt in his interviews with the Oglala medicine man Black Elk, which remains a powerful and important testimony to this day.

Flying Hawk also toured schools speaking about Native American history, which became part of his effort to tell the story of his people from the Native American perspective. This he achieved most comprehensively through a series of interviews with his friend Major Israel McCreight, becoming Firewater and Forked Tongues – A Sioux Chief Interprets US History, published in 1946 under McCreight’s name. When each age was finished, McCreight would read it to Flying Hawk who would apply his thumbprint approving the pages individually.

In a foreword to Firewater, Ohitika, or Benjamin Brave, ‘a member of the Sioux tribe’, who tells us that his grandfather fought at the Little Bighorn, says this of Flying Hawk: ‘Perhaps no other Indian of his day was better qualified to furnish reliable data covering the period of the great Sioux war, beginning with the ruthless exploitation by rum-sellers, prospectors and adventurers, of their homes and hunting grounds pledged to them forever by sacred treaty with the Government, and ending in the deplorable massacre of Wounded Knee.’ Quite possibly.

Certainly Flying Hawk was at the center of the action, and somehow lived to tell the bloody tale, which he did. He also inspired those he met and remained unequivocal about what he witnessed. ‘Nowhere in the history of mankind is there to be found a parallel,’ Flying Hawk said, ‘nothing so cruel, un-American and wholly inhuman. Cortez in Mexico and Pizarro in Peru carried on their wars of extermination in the name of religion... But the white man had no justification for this ruthless campaigns against the red race.’

The cover of Alec’s new book. Imaged provided by and included with the permission of Headline Accent.

The cover of Alec’s new book. Imaged provided by and included with the permission of Headline Accent.

 

You can read Alec’s new book, Ghosts of the West, here: Amazon US | Amazon UK

It is published by Headline Accent.

On March 25, 2021, the Modern Greek State celebrated the 200th anniversary of the War of Independence, which ultimately led to its establishment. It is thus an excellent opportunity to reconsider some of the main events of Greek history over these 200 years and how they shaped the character of modern Greece. This article covers the period from 1863 to 1897 and looks at the instability that Greece and the wider region felt over the period before bankruptcy and military defeat came for Greece in the 1890s. Thomas Papageorgiou explains.

You can read part 1 on 1827-1862 here.

A photo of influential Greek politician Charilaos Trikoupis.

A photo of influential Greek politician Charilaos Trikoupis.

Acemoglu and Robinson describe why the establishment of a virtuous cycle of inclusive political and economic institutions is a prerequisite for the prosperity of nations. (Acemoglu & Robinson, 2013) In the previous article though, it was shown that in the first thirty years after its independence, the Modern Greek State did little to suppress the remaining tradition of the extractive institutions of the Ottoman occupation. (Papageorgiou, 2021) It tried to speed up after that by doing too much too fast in a turbulent political scenery. The result was bankruptcy in 1893 and military defeat in 1897.   

 

Introduction

After the deposition of King Otto I in 1862, the search for a new king of the Greeks begun. Several candidates were considered including the nephew of the Tsar Nikolao and Alfred, the second born son of the English Queen Victoria. British foreign policy was especially interested in avoiding another champion of the Great Idea, namely, the liberation of all Greeks under Ottoman rule by all means, including war. Finally, it was Prince William of Denmark who ascended to the throne under the regal name of George I. To increase its influence, Great Britain ‘offered’ George the Ionian Islands under the condition that they would be rendered demilitarized. This infuriated the locals, but a compromise restricting neutrality to the islands of Corfu and Paxous, facing mainland Epirus still under Ottoman occupation, allowed for the integration of the islands to Greece in 1864. This was the first expansion of Modern Greece. The Ionian Islands added 1,813 square miles to the Greek territories and increased the population by 236,000, among which were significant intellectuals and politicians. A key figure during the negotiations for the integration of the new territories was the debutante 32-year-old politician Charilaos Trikoupis. (Divani, 2010)   

 

Charilaos Trikoupis

Trikoupis was a shining example of the Greek political oligarchy. (Kostis, 2018) His father Spyridon and uncle A. Mavrokordatos were former prime ministers. (Tricha, Charilaos Trikoupis, 2016) This is a ‘tradition’ that lasts to this day. The current prime minister of Greece is also the son of a former prime minister. Other members of the Mitsotakis family serve(d) as ministers, members of parliament and mayors of Athens. The father Georgios, the son Andreas and the grandson, also Georgios, of the Papandreou family have all also served as prime ministers in the period from the Second World War to the beginning of the 21st century. The last prime minister of the Papandreou family succeeded Konstantinos Karamanlis who is the nephew of another former prime minister with the same name. So much for the inclusiveness of Greek political institutions.  

Following his service at the Consulate in London and the negotiations for the Ionian Islands, Trikoupis was elected Member of Parliament in 1865. His appointment as minister of foreign affairs in 1866 coincided with another crisis of the early years of modern Greece, the Cretan Revolution. Trikoupis believed that Greece was unable to undertake any military initiative on its own. On the contrary, Athens ought to look for allies in the Balkans and beyond and coordinate its diplomatic and military actions with them. (Klapsis, 2019)  Politically, this is a particularly turbulent period though. Between 1863 and 1875 twenty-two governments were formed. (Malesis, 2018) The system of government after 1864 was Crowned Democracy with the power for the appointment of the government resting in the hands of the king. The latter did not necessarily consider the balance of power in parliament, and it was not unlikely that minority governments were appointed. Thus, coordination for internal and external affairs was lost.   

The gap was filled by National Associations, similar to the Society of Friends (Filiki Eteria) that prepared the War of Independence. They had a diversified membership including university professors, journalists, bankers, politicians and officers of the army pervaded with the Great Idea. (Malesis, 2018) These associations substituted the official state in the conduct of foreign policy. They supplied the Cretan rebels with material resources and organized the dispatch of volunteers so the island. This infuriated the Ottomans as well as the European Powers, although the Greek State officially did not approve of the Associations’ actions after the debacle of 1854, during the Crimean War. At the same time though no action was undertaken to restrain the Associations in fear of the political cost. (Klapsis, 2019)

Trikoupis was describing the National Associations as ‘the fungus of national policy’ and believed that all resources of the nation should be subject to the national center. Foreign policy was to be mandated by the government and not by ‘irresponsible clubs’, he said. (Malesis, 2018)  Thus, as minister of foreign affairs, Trikoupis contributed significantly to the signing of the Greek state’s first alliance treaty with Serbia against the Ottomans (Vöslau, August 1867). (Kostis, 2018)Nevertheless, the king was skeptical, opting for a more moderate approach and refused, at first, to ratify the treaty. (Klapsis, 2019) Furthermore, a few months later George I married the Grand duchess Olga of Russia. This enraged Trikoupis. The Ionian Islands were given as a dowry to the king upon his ascendance to the throne, but now the British and the French had absolutely no reason to endow with Crete the Tsar’s niece. (Tricha, Charilaos Trikoupis, 2016) By the time the Cretan crisis was settled in 1869 at the Paris Conference, with no gains for Greece, Trikoupis had long resigned his post (December 1867).

 

1870s

By 1872 Trikoupis was the leader of the ‘Modernist Party’ pursuing political stability. His most famous action to this end is the publication of the article ‘Tis ptaiei?’ (Whose fault, is it?), accusing the king of a lack of respect for the terms of parliament and holding him responsible for the country’s political situation. The king succumbed to the pressure and in August 1875 declared that the principle of declared confidence of Parliament would govern the appointment of the government from that point on. This did not help much though as between 1875 and Trikoupis’ retirement in 1895 another 21 governments were formed. (Kostis, 2018)     

Thus, the quirky foreign policy continued after 1875 during another Balkan crisis initiated by the revolt in Bosnia and Herzegovina. This expanded to Bulgaria in May 1876. Serbia and Montenegro considered that the circumstances were favorable and went to war against the Ottoman Empire in June. Nevertheless, the Ottomans suppressed the revolt and defeated the joint forces of Serbia and Montenegro. Russia intervened and an armistice was signed in November. A conference was held in Constantinople in December, where the Great Powers envisaged increased autonomy for Bosnia, Herzegovina and Bulgaria. The crisis was not resolved though because the Ottoman government rejected the decisions of the conference.

The intransigent stance of the sultan caused yet another Russo-Turkish war in the spring of 1877. After all, Russia’s intervention in the first place was the result of a secret treaty with Austria–Hungary in July 1876, which, in the case of Serbian victory that year, provided for significant territorial gains not only for the cosignatories, but also for Serbia, Montenegro, the independent Bulgaria and Greece. The latter was to receive Epirus, Thessaly and Crete. Eventually, the content of the treaty became known to Greece, and this caused significant excitement to the public. (Klapsis, 2019)

Greece’s response was similar to that of 1866–69. The realistic policy of neutrality was opposed by the pro-war and anti-ottoman stance of the public forged by the activity of National Associations. The compromise reached by the universal government of the elderly admiral K. Kanaris included military preparation, instigation of revolts in the Ottoman territories and the development of diplomatic initiatives. (Malesis, 2018) In fear of the political cost, the successor of K. Kanaris, A. Koumoundouros, decided to invade Thessaly in early 1878 under the pretense of the protection of the Greek populations in the area. This came to the dismay of both Great Britain, which demanded Greek neutrality, and Russia, which signed an armistice with the Ottomans two days before the Greek invasion and was hoping that this would have come much sooner.

To make things worse, the Treaty of St Stefano in March 1878 between the Russians and the defeated Ottoman Empire attempted to set in motion the plans for the creation of Great Bulgaria and provided for significant gains for Russia, Serbia, Montenegro, Romania and Bosnia–Herzegovina. This would significantly increase Russia’s influence in the Balkans and Greece was to face significant competition in the face of the pan-Slavic movement.

 

1880s

Luckily, the other Great Powers reacted to the Russian plans and the Treaty of St Stefano was revised in Berlin in the summer of 1878. Despite its disorientated policy, Greece was to negotiate with the Ottoman Empire for the settlement of their borders in Thessaly and Epirus. The Powers intervened once more to overcome the obstructionist tactics of the Ottomans, which delayed the settlement for another two years. Finally, in July 1881 most of Thessaly but only a small part of Epirus around the city of Arta was ceded to Greece. Crete remained under Ottoman rule and Great Britain, for its diplomatic services to the sultan, acquired the right of ‘temporary’ administration of another very important island for Greece, that of Cyprus. (Klapsis, 2019)

At about this time Trikoupis formed, as prime minister, the first ‘long term’ government of Greece from March 1882 to April 1885. This was followed by another one from May 1886 to October 1890. By that time (1882) clientelism weakened the state institutions (Hazony, 2018). In response, Trikoupis expanded the election districts to break the bonds between politicians and their supporters. He also took measures to discourage the participation of army officers in the elections. Stricter rules for hiring and promoting public servants aimed for an increased effectiveness of public administration. 

The most striking feature of Trikoupis’ government though was his extensive program of public works. This included the construction of roads and railways, bridges and ports, the Isthmus of Corinth and land reclamation. (Tricha, Charilaos Trikoupis and the Public Works, 2001) These were prerequisites for the development of the economy and allowed for a rapid deployment of the army. 

Trikoupis took special care of the latter with measures for better training, the reorganization of the officers’ schools and the utilization of the reservists. He also carried out an extensive rearmament program including the construction of several new battleships. (Malesis, 2018) In short, Trikoupis aimed for efficient representation at international level based on a well-administered state of justice, with an efficient economy and strong armed forces. (Klapsis, 2019)

It was very risky. Trikoupis relied on external and internal borrowing to go through with his reform. From 1879 to 1890 Greece took out external loans amounting to 630 million drachmas plus 65 million from internal loans. Although Greece had settled the loans that led to the bankruptcy of 1843, the new ones were agreed under very unfavorable terms with only 72% of the nominal value collected at the end. (Eleftheratos, 2020)   

It was crucial that the economy would grow fast enough to allow for consistent loan servicing. But Greece remained an agricultural country and after the recovery of the French vineyards from phylloxera in 1890, currant exports, which after 1860 accounted for 50–60 % of the total value of Greek exports, decreased dramatically. (Eleftheratos, 2020) The exploitation of the fertile lands of Thessaly also did not bring much for the peasants. Wealthy expatriates bought the large manors from the Ottomans and the feudal system of the empire remained in place. This prepared the way for the peasants’ revolts at the beginning of the 20th century. (Divani, 2010) Trikoupis did not actually get the help he was hoping for from the expatriates’ investments. Although many of them developed philanthropic activity in the country, some were also involved in financial scandals, e.g. that of the Lavrio silver mines, with devastating effects for the general public. (Eleftheratos, 2020) The growing financial problems led to an unprecedented immigration wave, mainly to the USA. (Klapsis, 2019) So much for the inclusiveness of the Greek financial institutions.   

 Thus, the amount of public expenditure going to the service of public debt grew from 9% in the period 1871-1878 to 53% in the years 1887-1892.  Considering that military spending remained high during this period (100 million of the 460 million drachmas of foreign loans that reached Greece were spent on military equipment), it comes as no surprise that from 1887, 70% of the new loans were used to serve the older ones. Taxation was another measure used by Trikoupis to support his program at the cost of his popularity among the people. (Eleftheratos, 2020)

It was the disagreement for taking out yet another loan, for the service of older ones, between king George and Trikoupis that led to the latter’s resignation in 1890. He became prime minister two more times after that (out of seven times in total between 1875 and 1895) but could not prevent state bankruptcy in December 1893. Interestingly, when comparing with recent experience, at the time of the bankruptcy the public debt was 200% of the GDP, somewhat higher than the 182% that led to Greece’s ‘rescue’ by the European Commission, the ECB and the IMF in 2010.[1] (Eleftheratos, 2020) Trikoupis suffered a devastating defeat at the elections of 1895, when he was not elected member of the parliament, retired and died the next year. (Tricha, Charilaos Trikoupis, 2016)

 

From bankruptcy to defeat 

Trikoupis’ archrival was Theodoros Deligiannis. The two alternated in the prime minister’s office, inaugurating bipartisanship in Greece. Deligiannis was often described as anti-Trikoupis aiming to systematically cancel the latter’s work (e.g., the expansion of the election districts, the discouragement of army officers to enter politics and the rules for hiring and promoting public servants) and for this he is blamed by some authors as the main culprit for the bankruptcy of 1893. (Tricha, Charilaos Trikoupis, 2016) One should keep in mind though that Trikoupis’ governments ruled four times as long as those of Deligiannis and that it was he that took out seven colossal loans. (Eleftheratos, 2020)

There can be no doubt though that Deligiannis’ foreign policy was catastrophic. Back in 1885, when he succeeded Trikoupis for a brief period of one year, he had to handle another Balkan crisis. That was the annexation of Eastern Roumelia by Bulgaria. Under public pressure and with parliamentary support, Deligiannis mobilized the army, but for months he was taking no military initiative, apart from some skirmishes in Thessaly because of some hotheaded army officers. At the same time the Great Powers demanded that Greece demobilize its army and abstain from any war effort. Deligiannis’ indecisiveness finally led to another naval blockade by Britain, Austria, Germany, Italy and Russia and his resignation in 1886. (Malesis, 2018)

By 1895, when he was again prime minister, it was Crete’s turn to rise once more. Greece had regained confidence after holding the first Olympic Games of the new era in 1896 and the pattern was once more the same: public pressure under the propaganda of a National Association (Ethiniki Etaireia) for military action, demands for self-restraint from the Great Powers and the government trying to balance in between. To that end, Deligiannis sent the fleet and an army detachment to the island hoping for another naval blockade that would help him save face on the internal front and avoiding, at the same time, war with the Ottoman Empire. (Klapsis, 2019) Things did not go that way though. The Powers asked for a withdrawal of the armed forces of both the Greeks and the Ottomans and opted for an autonomous Crete under the rule of the Sultan. The Ottomans accepted. Deligiannis attempted a catastrophic maneuver: he withdrew the fleet, but not the army suggesting this way that Greece preferred the union with Crete. At the same time guerrillas were sent into Thessaly under the command of officers of the army. (Malesis, 2018) This gave the Ottomans the opportunity they were looking for. In April 1897 they declared war on Greece and having overwhelming numerical superiority the Ottoman army had retaken most of Thessaly within days, stopping only thanks to the intervention of the Powers. In a sign of weakness, Greece was not invited to the peace negotiations of the Powers with the Ottomans and luckily it had to make only small territorial concessions. On the other hand, war reparations to the amount of four million Turkish lira were imposed and to make sure that Greece would honor its obligations to the lenders the Powers set up an international committee to oversee the fiscal policy. (Klapsis, 2019) The International Financial Committee remained in Greece for 81 years - until 1978.

 

Conclusion

A critical juncture is a major event or confluence of factors disrupting the existing economic or political balance in society. It is a double-edged sword that can cause a sharp turn in the trajectory of a nation. On the one hand it can open the way for breaking the cycle of extractive institutions and enable more inclusive ones to emerge. Or it can intensify the emergence of extractive institutions. (Acemoglu & Robinson, 2013) The 19th century included several such junctures for Greece. Revolution, independence, expansion to the Ionian Island, Thessaly and part of Epirus. Political and economic developments though did not allow for the emergence of inclusive institutions.  

Exclusive institutions do not rule out growth. And indeed, Greece was (inevitably) slowly growing. Cities were developing and the distribution of GDP in different economic sectors was changing. Whereas in 1861, 74% of the economically active population were employed by the primary sector, by 1881 the figure dropped to 69.9% with the secondary sector employing 11.8% and the tertiary sector 18.3%. (Kostis, 2018) The expansion of the road and railway network and the rest of the public works would be Trikoupis’ legacy for the future. However, growth under extractive institutions has moderate results, as it does not allow for creative destruction through innovation. It is therefore not sustainable. (Acemoglu & Robinson, 2013)

Social and political ills discussed previously (Papageorgiou, 2021) were not cured by the end of the 19th century. To this we can add, new ones like the establishment of para-statal organizations playing a significant role in political developments and officers’ mentality that they constitute a special group increasingly autonomous from the political leadership and with support from the palace. (Malesis, 2018)

 

What do you think of these years in the Modern Greek State? Let us know below.


[1] The word ‘rescue’ is in brackets because of the conflicting views regarding the necessity and effectiveness of the implemented policies whose analysis is beyond the scope of this work. 

Bibliography

Acemoglu, D., & Robinson, J. A. (2013). Why Nations Fail. London: Profile Books ltd.

Divani, L. (2010). The Territorial Completion of Greece (1830-1947), An Attempt at Local Lore. Athens: Kastaniotis (in Greek).

Eleftheratos, D. (2020). An Oblique Look at History, 200 Years of Modern Greek Laughter and Cry. Athens: Topos (in Greek).

Hazony, Y. (2018). The Virtue of Nationalism. Basic Books: New York.

Klapsis, A. (2019). Politics and Diplomacy of the Greek National Completion 1821-1923. Athens: Pedio (in Greek).

Kostis, K. (2018). History’s Spoiled Children, The Formation of the Modern Greek State. London: Hurst & Company.

Malesis, D. (2018). '... let the Revolution Begin' Great Idea & the Army in the 19th Century. Athens: Asinis (in Greek).

Papageorgiou, T. P. (2021, May 16). History Is Now Magazine. Retrieved from http://www.historyisnowmagazine.com/blog/2021/5/16/the-modern-greek-state-1827-1862-a-bad-start#.YLe-yqFRVPY

Tricha, L. (2001). Charilaos Trikoupis and the Public Works. Athens: Kapon (bilingual in Greek and French) .

Tricha, L. (2016). Charilaos Trikoupis. Athens: Polis (in Greek).